CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+2.38%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$827M
AUM Growth
+$42.3M
Cap. Flow
+$26.5M
Cap. Flow %
3.2%
Top 10 Hldgs %
45.51%
Holding
1,323
New
57
Increased
248
Reduced
337
Closed
49

Top Buys

1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.75M
2
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.85M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.19M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.74M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$1.54M

Top Sells

1
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.63M
2
RWO icon
SPDR Dow Jones Global Real Estate ETF
RWO
+$1.04M
3
BNCN
BNC Bancorp
BNCN
+$956K
4
LOB icon
Live Oak Bancshares
LOB
+$855K
5
TREE icon
LendingTree
TREE
+$775K

Sector Composition

1 Financials 8.93%
2 Technology 5.5%
3 Healthcare 4.12%
4 Energy 3.96%
5 Consumer Staples 3.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
UTEK
1176
DELISTED
Ultratech Inc.
UTEK
– –
-13
Closed –
ZLTQ
1177
DELISTED
ZELTIQ Aesthetics, Inc.
ZLTQ
– –
-140
Closed -$7K
CSC
1178
DELISTED
Computer Sciences
CSC
– –
-750
Closed -$51K
WPG
1179
DELISTED
Washington Prime Group Inc.
WPG
$0 ﹤0.01%
6
– –
ATLS
1180
DELISTED
ATLAS ENERGY GRP,LLC COM UNITS REPSTG LTD (DE)
ATLS
$0 ﹤0.01%
117
– –
HYGS
1181
DELISTED
Hydrogenics Corp
HYGS
$0 ﹤0.01%
4
– –
CA
1182
DELISTED
CA, Inc.
CA
$0 ﹤0.01%
7
– –
VIA
1183
DELISTED
Viacom Inc. Class A
VIA
– –
-25
Closed -$1K
KNL
1184
DELISTED
Knoll, Inc.
KNL
– –
-2,000
Closed -$47K
AMU
1185
DELISTED
ETRACS Alerian MLP Index ETN
AMU
$0 ﹤0.01%
48
– –
LPNT
1186
DELISTED
LifePoint Health, Inc.
LPNT
$0 ﹤0.01%
1
– –
JMBA
1187
DELISTED
Jamba, Inc.
JMBA
$0 ﹤0.01%
100
– –
FEEU
1188
DELISTED
Barclays ETN+ FI Enhanced Europe 50 ETN
FEEU
– –
-106
Closed -$10K
HOTRW
1189
DELISTED
Chanticleer Holdings, Inc. Warrants Expiring 06/21/2017
HOTRW
$0 ﹤0.01%
+267
New –
KMI.WS
1190
DELISTED
Kinder Morgan Inc
KMI.WS
– –
-2,184
Closed –
MEMP
1191
DELISTED
Memorial Production Partners LP Common Units
MEMP
– –
-1,095
Closed –
WWAV
1192
DELISTED
The WhiteWave Foods Company
WWAV
– –
-44
Closed -$2K
NEWN
1193
DELISTED
NEW ENG SYS GRP COM STK (NV)
NEWN
$0 ﹤0.01%
30
– –
FAZ icon
1194
Direxion Daily Financial Bear 3x Shares
FAZ
$110M
$0 ﹤0.01%
1
– –
NWSA icon
1195
News Corp Class A
NWSA
$16.5B
$0 ﹤0.01%
27
-14
-34% –
NXPI icon
1196
NXP Semiconductors
NXPI
$55.2B
– –
0
– –
OLLI icon
1197
Ollie's Bargain Outlet
OLLI
$8.06B
– –
-1,150
Closed -$38K
VAR
1198
DELISTED
Varian Medical Systems, Inc.
VAR
– –
-12
Closed -$1K
NMY
1199
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
– –
-2,500
Closed -$31K
ETP
1200
DELISTED
Energy Transfer Partners L.p.
ETP
– –
-1,075
Closed -$39K
46 47
48
49 50