CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+5.11%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$785M
AUM Growth
+$84M
Cap. Flow
+$50.2M
Cap. Flow %
6.4%
Top 10 Hldgs %
45.22%
Holding
1,314
New
75
Increased
251
Reduced
238
Closed
52

Top Buys

1
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$5.67M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$5.55M
3
ENB icon
Enbridge
ENB
$5.52M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$4.75M
5
AXP icon
American Express
AXP
$3.45M

Top Sells

1
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
$5.72M
2
SE
Spectra Energy Corp Wi
SE
$3.64M
3
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$1.38M
4
VIIX
VelocityShares VIX Short Term ETN
VIIX
$779K
5
LOB icon
Live Oak Bancshares
LOB
$769K

Sector Composition

1 Financials 9.12%
2 Technology 5.75%
3 Energy 4.37%
4 Healthcare 4.06%
5 Industrials 3.29%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MEMP
1176
DELISTED
Memorial Production Partners LP Common Units
MEMP
$0 ﹤0.01%
1,095
-1,135
-51% –
BCS.PRA.CL
1177
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
– –
-50
Closed -$1K
NEWN
1178
DELISTED
NEW ENG SYS GRP COM STK (NV)
NEWN
$0 ﹤0.01%
30
– –
HAWK
1179
DELISTED
Blackhawk Network Holdings, Inc. Common Stock
HAWK
$0 ﹤0.01%
24
– –
STMP
1180
DELISTED
Stamps.com, Inc.
STMP
– –
-4
Closed –
VXX
1181
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
– –
-450
Closed -$45K
FNSR
1182
DELISTED
Finisar Corp
FNSR
$0 ﹤0.01%
1
– –
GCVRZ
1183
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$0 ﹤0.01%
42
– –
HOTRW
1184
DELISTED
CHANTICLEER HLDGS INC WTS EXP 6/11/2017 (DE)
HOTRW
$0 ﹤0.01%
2,666
– –
BB icon
1185
BlackBerry
BB
$2.31B
$0 ﹤0.01%
15
– –
PIPR icon
1186
Piper Sandler
PIPR
$5.79B
$0 ﹤0.01%
4
– –
SPNE
1187
DELISTED
SeaSpine Holdings Corporation Common Stock
SPNE
$0 ﹤0.01%
3
-1
-25% –
SQBG
1188
DELISTED
Sequential Brands Group, Inc.
SQBG
– –
0
– –
NAV
1189
DELISTED
Navistar International
NAV
$0 ﹤0.01%
10
– –
AEO icon
1190
American Eagle Outfitters
AEO
$3.26B
– –
-2,000
Closed -$30K
AIRI icon
1191
Air Industries Group
AIRI
$15.2M
$0 ﹤0.01%
1
– –
AWI icon
1192
Armstrong World Industries
AWI
$8.58B
– –
-6
Closed –
BATRA icon
1193
Atlanta Braves Holdings Series A
BATRA
$2.86B
$0 ﹤0.01%
9
-14
-61% –
BFH icon
1194
Bread Financial
BFH
$3.09B
– –
-81
Closed -$14K
BG icon
1195
Bunge Global
BG
$16.9B
– –
-199
Closed -$14K
BKD icon
1196
Brookdale Senior Living
BKD
$1.83B
$0 ﹤0.01%
17
– –
BWA icon
1197
BorgWarner
BWA
$9.53B
– –
0
– –
CORP icon
1198
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.34B
– –
-3,841
Closed -$392K
CPRI icon
1199
Capri Holdings
CPRI
$2.53B
– –
-100
Closed -$4K
CRNT icon
1200
Ceragon Networks
CRNT
$180M
$0 ﹤0.01%
37
– –
46 47
48
49 50