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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$785M
AUM Growth
+$84M
Cap. Flow
+$49.3M
Cap. Flow %
6.28%
Top 10 Hldgs %
45.22%
Holding
1,307
New
75
Increased
250
Reduced
239
Closed
52

Top Buys

Rank Stock Value
1
ENB icon
Enbridge
ENB
+$5.57M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.52M
3
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$5.48M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.65M
5
AXP icon
American Express
AXP
+$3.41M

Top Sells

Rank Stock Value
1
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.59M
2
SE
Spectra Energy Corp Wi
SE
+$3.64M
3
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$1.34M
4
VIIX
VelocityShares VIX Short Term ETN
VIIX
+$779K
5
LOB icon
Live Oak Bancshares
LOB
+$752K

Sector Composition

Rank Sector Weight
1 Financials 9.12%
2 Technology 5.75%
3 Energy 4.37%
4 Healthcare 4.06%
5 Industrials 3.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EIX icon
1176
Edison International
EIX
$25.9B
$0 ﹤0.01%
12
– –
EQT icon
1177
EQT Corp
EQT
$32.3B
– –
-276
Closed -$9K
ERIC icon
1178
Ericsson
ERIC
$33.3B
$0 ﹤0.01%
60
– –
ETSY icon
1179
Etsy
ETSY
$7.55B
– –
-200
Closed -$2K
EUDG icon
1180
WisdomTree Europe Quality Dividend Growth Fund
EUDG
$70.3M
– –
-5,000
Closed -$111K
EWD icon
1181
iShares MSCI Sweden ETF
EWD
$592M
$0 ﹤0.01%
+19
New +$579
FAF icon
1182
First American
FAF
$7.67B
– –
-800
Closed -$29K
FAZ
1183
Direxion Daily Financial Bear 3x ETF
FAZ
$85.7M
– –
0
– –
FCEL icon
1184
FuelCell Energy
FCEL
$1.62B
– –
0
– –
FNDC icon
1185
Schwab Fundamental International Small Company Index ETF
FNDC
$3.12B
$0 ﹤0.01%
18
– –
FNDE icon
1186
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.76B
$0 ﹤0.01%
29
– –
FNDF icon
1187
Schwab Fundamental International Large Company Index ETF
FNDF
$25.2B
$0 ﹤0.01%
29
– –
GT icon
1188
Goodyear
GT
$1.94B
$0 ﹤0.01%
+20
New +$679
HAIN icon
1189
Hain Celestial
HAIN
$53.5M
$0 ﹤0.01%
26
– –
HOFT icon
1190
Hooker Furnishings Corp
HOFT
$163M
– –
-4
Closed –
HRI icon
1191
Herc Holdings
HRI
$5.62B
$0 ﹤0.01%
13
– –
IART icon
1192
Integra LifeSciences
IART
$1.33B
$0 ﹤0.01%
19
-9
-32% -$385
IEP icon
1193
Icahn Enterprises
IEP
$5.42B
$0 ﹤0.01%
8
– –
IEUR icon
1194
iShares Core MSCI Europe ETF
IEUR
$9.08B
– –
-450
Closed -$18K
IEV icon
1195
iShares Europe ETF
IEV
$1.69B
– –
-220
Closed -$8K
IMNN icon
1196
Imunon
IMNN
$6.64M
– –
0
– –
ISCV icon
1197
iShares Morningstar Small-Cap Value ETF
ISCV
$701M
$0 ﹤0.01%
6
– –
KIM icon
1198
Kimco Realty
KIM
$16.4B
$0 ﹤0.01%
24
– –
LILA icon
1199
Liberty Latin America Class A
LILA
$1.7B
$0 ﹤0.01%
25
– –
LVS icon
1200
Las Vegas Sands
LVS
$29.9B
$0 ﹤0.01%
11
– –
46 47
48
49 50

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Carroll Financial Associates's Q1 2017 Portfolio in Review

As of Q1 2017, Carroll Financial Associates held 1,307 positions worth $785M, up 12% from $701M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $49.3M of net new capital in Q1 2017, opening 75 new positions and adding to 250 existing holdings. Its largest new stake was Enbridge: 131,920 shares worth $5.52M.

By sector, the portfolio is most concentrated in Financials at 9.1% of assets, down from 9.5% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, an estimated $5.59M trimmed.

  • Carroll Financial Associates's largest Q1 2017 buy was Enbridge: 131,920 shares worth $5.52M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q1 2017, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q1 2017 reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, cutting an estimated $5.59M.
  • Carroll Financial Associates fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $3.64M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $785M portfolio in Q1 2017.
  • Carroll Financial Associates opened 75 new positions and closed 52 in Q1 2017.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $785M.

Based on Carroll Financial Associates's 13F filing for Q1 2017, filed 11 Apr 2017.