CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+3.88%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$701M
AUM Growth
+$34.8M
Cap. Flow
+$12.3M
Cap. Flow %
1.76%
Top 10 Hldgs %
45.65%
Holding
1,298
New
50
Increased
228
Reduced
255
Closed
65

Top Buys

1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$5.84M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$4.49M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
$3.96M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$3.85M
5
IVV icon
iShares Core S&P 500 ETF
IVV
$1.62M

Top Sells

1
PSTB
Park Sterling Corp.
PSTB
$3.32M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$2.47M
3
PNY
PIEDMONT NATURAL GAS CO INC(NC
PNY
$2.34M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$1.13M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$853K

Sector Composition

1 Financials 9.48%
2 Technology 5.84%
3 Energy 4.14%
4 Healthcare 3.95%
5 Industrials 3.63%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BKD icon
1176
Brookdale Senior Living
BKD
$1.83B
$0 ﹤0.01%
17
– –
BKT icon
1177
BlackRock Income Trust
BKT
$286M
– –
-1,000
Closed -$19K
BLDP
1178
Ballard Power Systems
BLDP
$598M
$0 ﹤0.01%
600
– –
BOND icon
1179
PIMCO Active Bond Exchange-Traded Fund
BOND
$5.84B
– –
-225
Closed -$24K
BSET icon
1180
Bassett Furniture
BSET
$146M
– –
-6
Closed –
CRNT icon
1181
Ceragon Networks
CRNT
$180M
$0 ﹤0.01%
37
– –
CWI icon
1182
SPDR MSCI ACWI ex-US ETF
CWI
$1.97B
$0 ﹤0.01%
29
– –
CYH icon
1183
Community Health Systems
CYH
$409M
$0 ﹤0.01%
13
– –
DAN icon
1184
Dana Inc
DAN
$2.7B
$0 ﹤0.01%
38
– –
DGS icon
1185
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.64B
$0 ﹤0.01%
+16
New –
DPZ icon
1186
Domino's
DPZ
$15.7B
– –
-4
Closed –
E icon
1187
ENI
E
$51.3B
– –
-360
Closed -$10K
EIX icon
1188
Edison International
EIX
$21B
$0 ﹤0.01%
12
– –
EMIF icon
1189
iShares Emerging Markets Infrastructure ETF
EMIF
$7.63M
– –
-2,839
Closed -$87K
EOD
1190
Allspring Global Dividend Opportunity Fund
EOD
$246M
– –
-650
Closed -$3K
EOI
1191
Eaton Vance Enhanced Equity Income Fund
EOI
$875M
– –
-9
Closed –
ERIC icon
1192
Ericsson
ERIC
$26.7B
$0 ﹤0.01%
60
+20
+50% –
ETJ
1193
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$609M
– –
-2,100
Closed -$19K
FANG icon
1194
Diamondback Energy
FANG
$40.2B
– –
-3
Closed –
FAZ icon
1195
Direxion Daily Financial Bear 3x Shares
FAZ
$108M
$0 ﹤0.01%
1
– –
FCEL icon
1196
FuelCell Energy
FCEL
$92.3M
– –
0
– –
FDS icon
1197
Factset
FDS
$14B
– –
-11
Closed -$1K
NWSA icon
1198
News Corp Class A
NWSA
$16.6B
$0 ﹤0.01%
41
– –
OZK icon
1199
Bank OZK
OZK
$5.9B
$0 ﹤0.01%
2
– –
PBR.A icon
1200
Petrobras Class A
PBR.A
$72.8B
– –
-330
Closed -$2K
46 47
48
49 50