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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.33%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$480M
AUM Growth
+$29.3M
Cap. Flow
+$33.2M
Cap. Flow %
6.9%
Top 10 Hldgs %
43.82%
Holding
1,246
New
78
Increased
268
Reduced
227
Closed
63

Top Buys

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$13.4M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$12.4M
3
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.78M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.38M
5
GPT
Gramercy Property Trust
GPT
+$3.09M

Top Sells

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$4.88M
2
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$3.95M
3
HTS
HATTERAS FINANCIAL CORP
HTS
+$2.22M
4
SE
Spectra Energy Corp Wi
SE
+$1.92M
5
CSG
CHAMBERS STR PPTYS COM
CSG
+$1.58M

Sector Composition

Rank Sector Weight
1 Financials 11.29%
2 Technology 7.22%
3 Energy 5.11%
4 Consumer Staples 4.93%
5 Healthcare 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPNE
1176
DELISTED
SeaSpine Holdings Corporation Common Stock
SPNE
$0 ﹤0.01%
4
– –
PBCT
1177
DELISTED
People's United Financial Inc
PBCT
$0 ﹤0.01%
14
– –
PCI
1178
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
– –
-2,400
Closed -$45K
CCMP
1179
DELISTED
CMC Materials, Inc. Common Stock
CCMP
– –
-141
Closed -$5K
MINI
1180
DELISTED
Mobile Mini Inc
MINI
– –
-170
Closed -$5K
AKRX
1181
DELISTED
Akorn Inc
AKRX
– –
-174
Closed -$4K
JCP
1182
DELISTED
J.C. Penney Company, Inc.
JCP
$0 ﹤0.01%
25
– –
NRE
1183
DELISTED
NorthStar Realty Europe Corp.
NRE
$0 ﹤0.01%
+18
New +$198
OAK
1184
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
– –
-27
Closed -$1K
RDC
1185
DELISTED
Rowan Companies Plc
RDC
– –
-35
Closed –
EDGW
1186
DELISTED
Edgewater Technology Inc
EDGW
$0 ﹤0.01%
100
– –
PHH
1187
DELISTED
PHH Corporation
PHH
$0 ﹤0.01%
32
– –
ILG
1188
DELISTED
ILG, Inc Common Stock
ILG
$0 ﹤0.01%
14
– –
FCRE
1189
DELISTED
FC Global Realty Incorporated Common Stock
FCRE
– –
0
– –
FINL
1190
DELISTED
Finish Line
FINL
$0 ﹤0.01%
25
– –
GXP
1191
DELISTED
Great Plains Energy Incorporated
GXP
$0 ﹤0.01%
34
– –
AHGP
1192
DELISTED
Alliance Holdings GP
AHGP
– –
-200
Closed -$6K
CPN
1193
DELISTED
Calpine Corporation
CPN
– –
-62
Closed –
SNI
1194
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
– –
-125
Closed -$7K
ACTA
1195
DELISTED
Actua Corp
ACTA
$0 ﹤0.01%
1
– –
TIME
1196
DELISTED
Time Inc.
TIME
$0 ﹤0.01%
13
+7
+117% +$120
HSNI
1197
DELISTED
HSN, Inc.
HSNI
$0 ﹤0.01%
11
– –
PMC
1198
DELISTED
PharMerica Corporation
PMC
$0 ﹤0.01%
27
– –
VALE.P
1199
DELISTED
Vale S A
VALE.P
$0 ﹤0.01%
19
-400
-95% -$1.29K
WBMD
1200
DELISTED
WebMD Health Corp.
WBMD
$0 ﹤0.01%
3
– –
46 47
48
49 50

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NFG
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6M
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RFA
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CCT
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Carroll Financial Associates's Q4 2015 Portfolio in Review

As of Q4 2015, Carroll Financial Associates held 1,246 positions worth $480M, up 6.5% from $451M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $33.2M of net new capital in Q4 2015, opening 78 new positions and adding to 268 existing holdings. Its largest new stake was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was JP Morgan Alerian MLP Index ETN 5/24/24, an estimated $4.88M trimmed.

  • Carroll Financial Associates's largest Q4 2015 buy was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q4 2015, an estimated $13.4M increase.
  • Carroll Financial Associates's biggest Q4 2015 reduction was JP Morgan Alerian MLP Index ETN 5/24/24, cutting an estimated $4.88M.
  • Carroll Financial Associates fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $1.58M.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $480M portfolio in Q4 2015.
  • Carroll Financial Associates opened 78 new positions and closed 63 in Q4 2015.
  • Carroll Financial Associates's portfolio value rose 6.5% quarter-over-quarter to $480M.

Based on Carroll Financial Associates's 13F filing for Q4 2015, filed 12 Jan 2016.