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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-7.01%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$451M
AUM Growth
+$4.05M
Cap. Flow
+$19M
Cap. Flow %
4.21%
Top 10 Hldgs %
41.98%
Holding
1,252
New
121
Increased
384
Reduced
193
Closed
84

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.52M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$2.56M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.18M
4
TREE icon
LendingTree
TREE
+$1.57M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$1.53M

Top Sells

Rank Stock Value
1
BBRC
Columbia Beyond BRICs ETF
BBRC
+$5.39M
2
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$4.09M
3
OCSL icon
Oaktree Specialty Lending
OCSL
+$1.36M
4
DGRE icon
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
+$861K
5
BAX icon
Baxter International
BAX
+$815K

Sector Composition

Rank Sector Weight
1 Financials 11.5%
2 Technology 7.62%
3 Energy 5.42%
4 Healthcare 5.01%
5 Consumer Staples 4.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTUS icon
1176
Metallus
MTUS
$898M
– –
-61
Closed -$2K
GAP
1177
The Gap Inc
GAP
$7.37B
$0 ﹤0.01%
+24
New +$826
TPC
1178
Tutor Perini Cor
TPC
$5.21B
$0 ﹤0.01%
5
– –
IMGN
1179
DELISTED
Immunogen Inc
IMGN
– –
-237
Closed -$3K
VRTV
1180
DELISTED
VERITIV CORPORATION
VRTV
$0 ﹤0.01%
5
– –
SCU
1181
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
– –
-200
Closed -$24K
PDCE
1182
DELISTED
PDC Energy, Inc.
PDCE
– –
-15
Closed -$769
SPNE
1183
DELISTED
SeaSpine Holdings Corporation Common Stock
SPNE
$0 ﹤0.01%
+4
New +$65
SHLX
1184
DELISTED
Shell Midstream Partners, L.P.
SHLX
– –
-131
Closed -$6K
PBCT
1185
DELISTED
People's United Financial Inc
PBCT
$0 ﹤0.01%
14
– –
MGLN
1186
DELISTED
Magellan Health Services, Inc.
MGLN
– –
-10
Closed -$605
KSU
1187
DELISTED
Kansas City Southern
KSU
– –
-22
Closed -$2K
TLGT
1188
DELISTED
Teligent, Inc
TLGT
– –
-1,125
Closed -$71K
XEC
1189
DELISTED
CIMAREX ENERGY CO
XEC
– –
-33
Closed -$4K
VAR
1190
DELISTED
Varian Medical Systems, Inc.
VAR
– –
-137
Closed -$10K
PSV
1191
DELISTED
Hermitage Offshore Services Ltd.
PSV
– –
-2
Closed –
JCP
1192
DELISTED
J.C. Penney Company, Inc.
JCP
$0 ﹤0.01%
25
– –
NCI
1193
DELISTED
Navigant Consulting, Inc.
NCI
– –
-300
Closed -$4K
LLL
1194
DELISTED
L3 Technologies, Inc.
LLL
– –
-80
Closed -$9K
RDC
1195
DELISTED
Rowan Companies Plc
RDC
$0 ﹤0.01%
35
– –
P
1196
DELISTED
Pandora Media Inc
P
– –
-200
Closed -$3K
EDGW
1197
DELISTED
Edgewater Technology Inc
EDGW
$0 ﹤0.01%
100
– –
PHH
1198
DELISTED
PHH Corporation
PHH
$0 ﹤0.01%
32
– –
ILG
1199
DELISTED
ILG, Inc Common Stock
ILG
$0 ﹤0.01%
14
+3
+27% +$62
FCRE
1200
DELISTED
FC Global Realty Incorporated Common Stock
FCRE
– –
0
– –
46 47
48
49 50

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Carroll Financial Associates's Q3 2015 Portfolio in Review

As of Q3 2015, Carroll Financial Associates held 1,252 positions worth $451M, up 0.91% from $447M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates deployed $19M of net new capital in Q3 2015, opening 121 new positions and adding to 384 existing holdings. Its largest new stake was PacWest Bancorp: 21,542 shares worth $926K.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Columbia Beyond BRICs ETF, an estimated $5.39M trimmed.

  • Carroll Financial Associates's largest Q3 2015 buy was PacWest Bancorp: 21,542 shares worth $926K.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q3 2015, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q3 2015 reduction was Columbia Beyond BRICs ETF, cutting an estimated $5.39M.
  • Carroll Financial Associates fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $475K.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $451M portfolio in Q3 2015.
  • Carroll Financial Associates opened 121 new positions and closed 84 in Q3 2015.
  • Carroll Financial Associates's portfolio value rose 0.91% quarter-over-quarter to $451M.

Based on Carroll Financial Associates's 13F filing for Q3 2015, filed 28 Oct 2015.