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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.63B
AUM Growth
+$123M
Cap. Flow
+$37.1M
Cap. Flow %
2.28%
Top 10 Hldgs %
44.91%
Holding
1,828
New
214
Increased
473
Reduced
322
Closed
87

Top Buys

Rank Stock Value
1
GSST icon
Goldman Sachs Access Ultra Short Bond ETF
GSST
+$13.2M
2
NCNO icon
nCino
NCNO
+$8.92M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.9M
4
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$4.11M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$2.88M

Top Sells

Rank Stock Value
1
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.31M
2
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$7.6M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.41M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.46M
5
KOMP icon
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 6.93%
2 Financials 5.5%
3 Healthcare 2.53%
4 Consumer Discretionary 2.28%
5 Consumer Staples 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TWOU
1151
DELISTED
2U Inc
TWOU
$13K ﹤0.01%
12
+6
+100% +$7.61K
HEP
1152
DELISTED
Holly Energy Partners, L.P.
HEP
$13K ﹤0.01%
721
– –
AL
1153
DELISTED
Air Lease Corp
AL
$12K ﹤0.01%
264
– –
CALM icon
1154
Cal-Maine
CALM
$3.87B
$12K ﹤0.01%
323
– –
CSQ icon
1155
Calamos Strategic Total Return Fund
CSQ
$3.35B
$12K ﹤0.01%
733
– –
DLB icon
1156
Dolby
DLB
$5.75B
$12K ﹤0.01%
124
– –
DNL icon
1157
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$503M
$12K ﹤0.01%
328
-2,094
-86% -$82K
EA
1158
DELISTED
Electronic Arts
EA
$12K ﹤0.01%
93
-12
-11% -$1.66K
EWC icon
1159
iShares MSCI Canada ETF
EWC
$6.48B
$12K ﹤0.01%
354
– –
IBN icon
1160
ICICI Bank
IBN
$107B
$12K ﹤0.01%
800
– –
IDLV icon
1161
Invesco S&P International Developed Low Volatility ETF
IDLV
$344M
$12K ﹤0.01%
397
– –
ITUB icon
1162
Itaú Unibanco
ITUB
$82.6B
$12K ﹤0.01%
3,414
– –
KXI icon
1163
iShares Global Consumer Staples ETF
KXI
$1.06B
$12K ﹤0.01%
212
– –
LBRDA icon
1164
Liberty Broadband Class A
LBRDA
$5.33B
$12K ﹤0.01%
83
– –
MIDD icon
1165
Middleby
MIDD
$5.43B
$12K ﹤0.01%
73
– –
MTD icon
1166
Mettler-Toledo International
MTD
$28.8B
$12K ﹤0.01%
11
+2
+22% +$2.32K
MTN icon
1167
Vail Resorts
MTN
$5.26B
$12K ﹤0.01%
44
– –
PUK icon
1168
Prudential
PUK
$34B
$12K ﹤0.01%
297
– –
RDIV icon
1169
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.39B
$12K ﹤0.01%
306
– –
RYAAY icon
1170
Ryanair
RYAAY
$30.8B
$12K ﹤0.01%
265
– –
SPB icon
1171
Spectrum Brands
SPB
$2.02B
$12K ﹤0.01%
144
– –
WCC
1172
WESCO International
WCC
$17.8B
$12K ﹤0.01%
150
– –
ZS icon
1173
Zscaler
ZS
$28.9B
$12K ﹤0.01%
75
-158
-68% -$31.4K
RSX
1174
DELISTED
VanEck Russia ETF
RSX
$12K ﹤0.01%
500
– –
AVLR
1175
DELISTED
Avalara, Inc.
AVLR
$12K ﹤0.01%
92
– –
45 46
47
48 49

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Carroll Financial Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Carroll Financial Associates held 1,828 positions worth $1.63B, up 8.2% from $1.5B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q1 2021 filing shows 214 new, 473 increased, 322 reduced and 87 closed positions. Its largest new stake was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M. The largest sale was ARK Genomic Revolution ETF, an estimated $8.31M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q1 2021 buy was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M.
  • Carroll Financial Associates added most to JPMorgan Ultra-Short Income ETF in Q1 2021, an estimated $6.9M increase.
  • Carroll Financial Associates's biggest Q1 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $8.31M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF January in Q1 2021, selling an estimated $363K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.63B portfolio in Q1 2021.
  • Carroll Financial Associates opened 214 new positions and closed 87 in Q1 2021.
  • Carroll Financial Associates's portfolio value rose 8.2% quarter-over-quarter to $1.63B.

Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.