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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+13.95%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.5B
AUM Growth
+$208M
Cap. Flow
+$35.5M
Cap. Flow %
2.36%
Top 10 Hldgs %
46.75%
Holding
1,758
New
90
Increased
349
Reduced
401
Closed
146

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.5M
2
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$7.7M
3
LSST
Natixis Loomis Sayles Short Duration Income ETF
LSST
+$6.42M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$5.32M
5
EJAN icon
Innovator Emerging Markets Power Buffer ETF January
EJAN
+$5.1M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$13M
2
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.63M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$6.55M
4
AGZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
+$5.47M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.6M

Sector Composition

Rank Sector Weight
1 Technology 7.07%
2 Financials 5.1%
3 Healthcare 2.68%
4 Consumer Discretionary 2.27%
5 Consumer Staples 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTXS
1151
DELISTED
Citrix Systems Inc
CTXS
$9K ﹤0.01%
74
– –
AZPN
1152
DELISTED
ASPEN TECHNOLOGY INC
AZPN
$9K ﹤0.01%
74
-2
-3% -$243
AES icon
1153
AES
AES
$10.5B
$8K ﹤0.01%
369
-16
-4% -$332
ATI icon
1154
ATI
ATI
$31.3B
$8K ﹤0.01%
504
– –
BBN icon
1155
BlackRock Taxable Municipal Bond Trust
BBN
$985M
$8K ﹤0.01%
300
– –
BKR icon
1156
Baker Hughes
BKR
$64.3B
$8K ﹤0.01%
415
+315
+315% +$5.54K
CACC icon
1157
Credit Acceptance
CACC
$5.94B
$8K ﹤0.01%
26
-1
-4% -$327
CNX icon
1158
CNX Resources
CNX
$5.35B
$8K ﹤0.01%
780
+151
+24% +$1.52K
DPZ icon
1159
Domino's
DPZ
$11.8B
$8K ﹤0.01%
23
-197
-90% -$77.4K
EDIT icon
1160
Editas Medicine
EDIT
$453M
$8K ﹤0.01%
125
– –
FFIN icon
1161
First Financial Bankshares
FFIN
$4.99B
$8K ﹤0.01%
246
– –
GDXJ icon
1162
VanEck Junior Gold Miners ETF
GDXJ
$8.53B
$8K ﹤0.01%
151
+54
+56% +$2.93K
HAIN icon
1163
Hain Celestial
HAIN
$48.8M
$8K ﹤0.01%
223
-45
-17% -$1.64K
HEI.A icon
1164
HEICO Corp Class A
HEI.A
$37B
$8K ﹤0.01%
74
– –
ITA icon
1165
iShares US Aerospace & Defense ETF
ITA
$15B
$8K ﹤0.01%
90
+6
+7% +$528
MAS icon
1166
Masco
MAS
$15B
$8K ﹤0.01%
147
– –
MNST icon
1167
Monster Beverage
MNST
$89.2B
$8K ﹤0.01%
384
+80
+26% +$1.68K
NNN icon
1168
NNN REIT
NNN
$8.71B
$8K ﹤0.01%
202
– –
OPI
1169
DELISTED
Office Properties Income Trust
OPI
$8K ﹤0.01%
+354
New +$7.73K
PCAR icon
1170
PACCAR
PCAR
$69.8B
$8K ﹤0.01%
+150
New +$8.81K
PCRX icon
1171
Pacira BioSciences
PCRX
$972M
$8K ﹤0.01%
150
– –
PZZA icon
1172
Papa John's
PZZA
$801M
$8K ﹤0.01%
100
– –
REG icon
1173
Regency Centers
REG
$13.9B
$8K ﹤0.01%
177
-136
-43% -$5.85K
TLT icon
1174
iShares 20+ Year Treasury Bond ETF
TLT
$40.6B
$8K ﹤0.01%
51
-2,495
-98% -$396K
ZION icon
1175
Zions Bancorporation
ZION
$10.4B
$8K ﹤0.01%
200
– –
45 46
47
48 49

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Carroll Financial Associates's Q4 2020 Portfolio in Review

As of Q4 2020, Carroll Financial Associates held 1,758 positions worth $1.5B, up 16% from $1.3B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q4 2020 filing shows 90 new, 349 increased, 401 reduced and 146 closed positions. Its largest new stake was LHA Market State Tactical Beta ETF: 294,973 shares worth $7.98M. The largest sale was Global X Adaptive US Factor ETF, an estimated $13M.

By sector, the portfolio is most concentrated in Technology at 7.1% of assets, down from 7.4% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2020 buy was LHA Market State Tactical Beta ETF: 294,973 shares worth $7.98M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q4 2020, an estimated $33.5M increase.
  • Carroll Financial Associates's biggest Q4 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $13M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF July in Q4 2020, selling an estimated $6.55M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $1.5B portfolio in Q4 2020.
  • Carroll Financial Associates opened 90 new positions and closed 146 in Q4 2020.
  • Carroll Financial Associates's portfolio value rose 16% quarter-over-quarter to $1.5B.

Based on Carroll Financial Associates's 13F filing for Q4 2020, filed 8 Jan 2021.