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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+19.87%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.2B
AUM Growth
+$180M
Cap. Flow
-$4.09M
Cap. Flow %
-0.34%
Top 10 Hldgs %
48.08%
Holding
1,797
New
140
Increased
384
Reduced
372
Closed
94

Top Buys

Rank Stock Value
1
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.85M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$5.83M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$5.06M
4
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.83M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.09M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$7.55M
2
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.53M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$5.27M
4
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$4.6M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$4.24M

Sector Composition

Rank Sector Weight
1 Technology 7.73%
2 Financials 5.31%
3 Healthcare 3.06%
4 Consumer Discretionary 2.27%
5 Consumer Staples 2.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FAX
1151
abrdn Asia-Pacific Income Fund
FAX
$603M
$6K ﹤0.01%
289
– –
IMMR icon
1152
Immersion
IMMR
$255M
$6K ﹤0.01%
1,000
– –
IWC icon
1153
iShares Micro-Cap ETF
IWC
$1.49B
$6K ﹤0.01%
+69
New +$5.39K
IWN icon
1154
iShares Russell 2000 Value ETF
IWN
$14.6B
$6K ﹤0.01%
65
-21
-24% -$1.91K
IYJ icon
1155
iShares US Industrials ETF
IYJ
$1.95B
$6K ﹤0.01%
90
– –
KB icon
1156
KB Financial Group
KB
$41.6B
$6K ﹤0.01%
227
– –
LDOS icon
1157
Leidos
LDOS
$17.6B
$6K ﹤0.01%
67
-1
-1% -$98
MRVL icon
1158
Marvell Technology
MRVL
$189B
$6K ﹤0.01%
184
– –
MYD
1159
DELISTED
BlackRock MuniYield Fund
MYD
$6K ﹤0.01%
512
– –
NOV icon
1160
NOV
NOV
$7.43B
$6K ﹤0.01%
528
+169
+47% +$2.08K
ADAM
1161
Adamas Trust
ADAM
$926M
$6K ﹤0.01%
+605
New +$5.3K
RWK icon
1162
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.35B
$6K ﹤0.01%
123
– –
SAN icon
1163
Banco Santander
SAN
$211B
$6K ﹤0.01%
+3,019
New +$6.6K
SJNK icon
1164
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.8B
$6K ﹤0.01%
262
– –
SPR
1165
DELISTED
Spirit AeroSystems
SPR
$6K ﹤0.01%
267
+83
+45% +$1.88K
TLK icon
1166
Telkom Indonesia
TLK
$14.4B
$6K ﹤0.01%
293
+39
+15% +$824
TSI
1167
TCW Strategic Income Fund
TSI
$213M
$6K ﹤0.01%
1,250
– –
URBN icon
1168
Urban Outfitters
URBN
$6.73B
$6K ﹤0.01%
400
– –
VGIT icon
1169
Vanguard Intermediate-Term Treasury ETF
VGIT
$42.4B
$6K ﹤0.01%
91
– –
ZION icon
1170
Zions Bancorporation
ZION
$10.3B
$6K ﹤0.01%
200
– –
NS
1171
DELISTED
NuStar Energy L.P.
NS
$6K ﹤0.01%
453
– –
MGU
1172
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$6K ﹤0.01%
366
– –
BSCL
1173
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$6K ﹤0.01%
304
– –
CCMP
1174
DELISTED
CMC Materials, Inc. Common Stock
CCMP
$6K ﹤0.01%
49
+33
+206% +$4.27K
BSCN
1175
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$6K ﹤0.01%
306
– –
45 46
47
48 49

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Carroll Financial Associates's Q2 2020 Portfolio in Review

As of Q2 2020, Carroll Financial Associates held 1,797 positions worth $1.2B, up 18% from $1.02B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q2 2020 filing shows 140 new, 384 increased, 372 reduced and 94 closed positions. Its largest new stake was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M. The largest sale was Invesco FTSE RAFI US 1000 ETF, an estimated $7.55M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q2 2020 buy was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q2 2020, an estimated $5.83M increase.
  • Carroll Financial Associates's biggest Q2 2020 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $7.55M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF April in Q2 2020, selling an estimated $6.53M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.2B portfolio in Q2 2020.
  • Carroll Financial Associates opened 140 new positions and closed 94 in Q2 2020.
  • Carroll Financial Associates's portfolio value rose 18% quarter-over-quarter to $1.2B.

Based on Carroll Financial Associates's 13F filing for Q2 2020, filed 9 Jul 2020.