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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$34.9M
Cap. Flow %
3.42%
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.1M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$10.9M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.05M
4
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$7.06M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.87M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$35.1M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$10.6M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.22M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.88M
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MGU
1151
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$5K ﹤0.01%
366
– –
SOLN
1152
DELISTED
The Southern Company
SOLN
$5K ﹤0.01%
115
– –
FLOW
1153
DELISTED
SPX FLOW, Inc.
FLOW
$5K ﹤0.01%
200
– –
RP
1154
DELISTED
RealPage, Inc.
RP
$5K ﹤0.01%
111
– –
CBL
1155
DELISTED
CBL& Associates Properties, Inc.
CBL
$5K ﹤0.01%
27,600
– –
ZIV
1156
DELISTED
VelocityShares Daily Inverse VIX Medium Term ETN
ZIV
$5K ﹤0.01%
161
+62
+63% +$3.91K
ASH icon
1157
Ashland
ASH
$3.36B
$4K ﹤0.01%
97
– –
ATI icon
1158
ATI
ATI
$30.9B
$4K ﹤0.01%
504
– –
BGS icon
1159
B&G Foods
BGS
$299M
$4K ﹤0.01%
248
– –
BKR icon
1160
Baker Hughes
BKR
$63B
$4K ﹤0.01%
402
– –
BOH icon
1161
Bank of Hawaii
BOH
$3.15B
$4K ﹤0.01%
79
– –
CE icon
1162
Celanese
CE
$4.86B
$4K ﹤0.01%
59
+29
+97% +$2.87K
CHD icon
1163
Church & Dwight Co
CHD
$24B
$4K ﹤0.01%
64
– –
CRH icon
1164
CRH
CRH
$65B
$4K ﹤0.01%
157
– –
EIS icon
1165
iShares MSCI Israel ETF
EIS
$909M
$4K ﹤0.01%
100
– –
EWU icon
1166
iShares MSCI United Kingdom ETF
EWU
$4.13B
$4K ﹤0.01%
185
– –
EXI icon
1167
iShares Global Industrials ETF
EXI
$1.49B
$4K ﹤0.01%
65
– –
GNW icon
1168
Genworth Financial
GNW
$3.77B
$4K ﹤0.01%
1,457
– –
HIG icon
1169
Hartford Financial Services
HIG
$37.8B
$4K ﹤0.01%
120
– –
HUM icon
1170
Humana
HUM
$46.2B
$4K ﹤0.01%
15
-18
-55% -$6.07K
ICF icon
1171
iShares Select U.S. REIT ETF
ICF
$2.11B
$4K ﹤0.01%
88
-38
-30% -$2.13K
ICUI icon
1172
ICU Medical
ICUI
$4.58B
$4K ﹤0.01%
20
– –
IDEV icon
1173
iShares Core MSCI International Developed Markets ETF
IDEV
$32.7B
$4K ﹤0.01%
105
-23
-18% -$1.22K
IGOV icon
1174
iShares International Treasury Bond ETF
IGOV
$1.54B
$4K ﹤0.01%
98
-83
-46% -$4.15K
IJT icon
1175
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.43B
$4K ﹤0.01%
62
– –
45 46
47
48 49

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NFG
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6M
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RFA
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CCT
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C
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CC
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RM
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Carroll Financial Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.

  • Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
  • Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
  • Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
  • Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
  • Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.

Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.