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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+1.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.14B
AUM Growth
-$3.41M
Cap. Flow
-$15.4M
Cap. Flow %
-1.35%
Top 10 Hldgs %
49.23%
Holding
1,848
New
95
Increased
278
Reduced
448
Closed
159

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$10.7M
2
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.7M
3
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$3.4M
4
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$3.08M
5
FOCS
Focus Financial Partners Inc. Class A
FOCS
+$2.02M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$10.1M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$9.71M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$5.36M
4
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$4.96M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.7M

Sector Composition

Rank Sector Weight
1 Financials 6.94%
2 Technology 5.89%
3 Healthcare 2.9%
4 Energy 2.34%
5 Consumer Staples 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOK icon
1151
Nokia
NOK
$52.3B
$6K ﹤0.01%
1,341
+44
+3% +$227
OZK icon
1152
Bank OZK
OZK
$5.61B
$6K ﹤0.01%
234
– –
PCTY icon
1153
Paylocity
PCTY
$7.98B
$6K ﹤0.01%
67
-45
-40% -$4.61K
PFXF icon
1154
VanEck Preferred Securities ex Financials ETF
PFXF
$2.45B
$6K ﹤0.01%
319
– –
PICB icon
1155
Invesco International Corporate Bond ETF
PICB
$362M
$6K ﹤0.01%
261
– –
PRAA icon
1156
PRA Group
PRAA
$755M
$6K ﹤0.01%
194
– –
SDOG icon
1157
ALPS Sector Dividend Dogs ETF
SDOG
$1.43B
$6K ﹤0.01%
155
-1,067
-87% -$46.1K
THO icon
1158
Thor Industries
THO
$4.14B
$6K ﹤0.01%
114
-41
-26% -$2.15K
TLK icon
1159
Telkom Indonesia
TLK
$14.9B
$6K ﹤0.01%
212
+3
+1% +$91
TNL icon
1160
Travel + Leisure Co
TNL
$4.7B
$6K ﹤0.01%
140
– –
TSCO icon
1161
Tractor Supply
TSCO
$18B
$6K ﹤0.01%
365
-825
-69% -$17.1K
UNIT
1162
Uniti Group
UNIT
$2.32B
$6K ﹤0.01%
800
– –
LSXMA
1163
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$6K ﹤0.01%
220
– –
RP
1164
DELISTED
RealPage, Inc.
RP
$6K ﹤0.01%
111
+11
+11% +$689
ZIV
1165
DELISTED
VelocityShares Daily Inverse VIX Medium Term ETN
ZIV
$6K ﹤0.01%
99
-54
-35% -$3.81K
VIAB
1166
DELISTED
Viacom Inc. Class B
VIAB
$6K ﹤0.01%
272
– –
REV
1167
DELISTED
Revlon, Inc.
REV
$6K ﹤0.01%
297
– –
CEO
1168
DELISTED
CNOOC Limited
CEO
$6K ﹤0.01%
42
– –
ANIK icon
1169
Anika Therapeutics
ANIK
$287M
$5K ﹤0.01%
96
– –
BLV icon
1170
Vanguard Long-Term Bond ETF
BLV
$5.74B
$5K ﹤0.01%
+52
New +$5.22K
BRW
1171
Saba Capital Income & Opportunities Fund
BRW
$339M
$5K ﹤0.01%
604
– –
CAH icon
1172
Cardinal Health
CAH
$55.4B
$5K ﹤0.01%
109
-21
-16% -$959
CNK icon
1173
Cinemark Holdings
CNK
$4.32B
$5K ﹤0.01%
136
-1
-0.7% -$38
CRH icon
1174
CRH
CRH
$66.8B
$5K ﹤0.01%
157
– –
CTRA
1175
DELISTED
Coterra Energy
CTRA
$5K ﹤0.01%
313
-1,493
-83% -$28.6K
45 46
47
48 49

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Carroll Financial Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Carroll Financial Associates held 1,848 positions worth $1.14B, down 0.3% from $1.15B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q3 2019 filing shows 95 new, 278 increased, 448 reduced and 159 closed positions. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $10.1M.

By sector, the portfolio is most concentrated in Financials at 6.9% of assets, up from 6.8% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2019 buy was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q3 2019, an estimated $10.7M increase.
  • Carroll Financial Associates's biggest Q3 2019 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $10.1M.
  • Carroll Financial Associates fully exited iShares US Healthcare Providers ETF in Q3 2019, selling an estimated $338K.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.14B portfolio in Q3 2019.
  • Carroll Financial Associates opened 95 new positions and closed 159 in Q3 2019.
  • Carroll Financial Associates's portfolio value fell 0.3% quarter-over-quarter to $1.14B.

Based on Carroll Financial Associates's 13F filing for Q3 2019, filed 9 Oct 2019.