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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.24%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.15B
AUM Growth
+$81.1M
Cap. Flow
+$48.1M
Cap. Flow %
4.19%
Top 10 Hldgs %
48.81%
Holding
1,814
New
287
Increased
511
Reduced
261
Closed
62

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.5M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$16.4M
3
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$11M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$7.76M
5
OMFL icon
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
+$7.05M

Top Sells

Rank Stock Value
1
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.5M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$22.2M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$13.2M
4
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$4.72M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.59M

Sector Composition

Rank Sector Weight
1 Financials 6.75%
2 Technology 5.61%
3 Healthcare 3.09%
4 Energy 2.58%
5 Consumer Staples 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICF icon
1151
iShares Select U.S. REIT ETF
ICF
$2.09B
$6K ﹤0.01%
114
+16
+16% +$898
IDXX icon
1152
Idexx Laboratories
IDXX
$46.2B
$6K ﹤0.01%
24
+3
+14% +$739
KBA icon
1153
KraneShares Bosera MSCI China A 50 Connect Index ETF
KBA
$150M
$6K ﹤0.01%
200
-33,151
-99% -$1.02M
LITE icon
1154
Lumentum
LITE
$69.3B
$6K ﹤0.01%
127
– –
LPX icon
1155
Louisiana-Pacific
LPX
$5.49B
$6K ﹤0.01%
252
– –
NOK icon
1156
Nokia
NOK
$52.3B
$6K ﹤0.01%
1,297
-57,462
-98% -$303K
PCRX icon
1157
Pacira BioSciences
PCRX
$997M
$6K ﹤0.01%
150
– –
PFXF icon
1158
VanEck Preferred Securities ex Financials ETF
PFXF
$2.47B
$6K ﹤0.01%
+319
New +$6.21K
PICB icon
1159
Invesco International Corporate Bond ETF
PICB
$362M
$6K ﹤0.01%
261
+237
+988% +$6.18K
PJP icon
1160
Invesco Pharmaceuticals ETF
PJP
$479M
$6K ﹤0.01%
104
+54
+108% +$3.31K
RWK icon
1161
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.34B
$6K ﹤0.01%
100
– –
RYAAY icon
1162
Ryanair
RYAAY
$31.3B
$6K ﹤0.01%
268
– –
SHG icon
1163
Shinhan Financial Group
SHG
$35.6B
$6K ﹤0.01%
158
– –
SPXC icon
1164
SPX Corp
SPXC
$10.8B
$6K ﹤0.01%
208
– –
TLK icon
1165
Telkom Indonesia
TLK
$14.9B
$6K ﹤0.01%
209
– –
TNL icon
1166
Travel + Leisure Co
TNL
$4.7B
$6K ﹤0.01%
140
– –
TXRH icon
1167
Texas Roadhouse
TXRH
$13.7B
$6K ﹤0.01%
128
+57
+80% +$3.21K
WBD icon
1168
Warner Bros
WBD
$67.1B
$6K ﹤0.01%
212
– –
WDFC icon
1169
WD-40
WDFC
$3.15B
$6K ﹤0.01%
+40
New +$6.56K
XSLV icon
1170
Invesco S&P SmallCap Low Volatility ETF
XSLV
$247M
$6K ﹤0.01%
126
+1
+0.8% +$48
EQIN
1171
Columbia U.S. Equity Income ETF
EQIN
$312M
$6K ﹤0.01%
251
– –
CTLT
1172
DELISTED
CATALENT, INC.
CTLT
$6K ﹤0.01%
+113
New +$5.17K
MFD
1173
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
$6K ﹤0.01%
+600
New +$6.46K
LSXMA
1174
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$6K ﹤0.01%
220
– –
LTHM
1175
DELISTED
Livent Corporation
LTHM
$6K ﹤0.01%
893
– –
45 46
47
48 49

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Carroll Financial Associates's Q2 2019 Portfolio in Review

As of Q2 2019, Carroll Financial Associates held 1,814 positions worth $1.15B, up 7.6% from $1.07B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates deployed $48.1M of net new capital in Q2 2019, opening 287 new positions and adding to 511 existing holdings. Its largest new stake was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.

By sector, the portfolio is most concentrated in Financials at 6.8% of assets, up from 6.2% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, an estimated $22.5M trimmed.

  • Carroll Financial Associates's largest Q2 2019 buy was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.
  • Carroll Financial Associates added most to iShares 3-7 Year Treasury Bond ETF in Q2 2019, an estimated $20.5M increase.
  • Carroll Financial Associates's biggest Q2 2019 reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, cutting an estimated $22.5M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q2 2019, selling an estimated $4.07M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.15B portfolio in Q2 2019.
  • Carroll Financial Associates opened 287 new positions and closed 62 in Q2 2019.
  • Carroll Financial Associates's portfolio value rose 7.6% quarter-over-quarter to $1.15B.

Based on Carroll Financial Associates's 13F filing for Q2 2019, filed 8 Jul 2019.