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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-1.67%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$911M
AUM Growth
-$3.6M
Cap. Flow
+$15.3M
Cap. Flow %
1.68%
Top 10 Hldgs %
50.32%
Holding
1,410
New
101
Increased
303
Reduced
271
Closed
77

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$7.66M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$6.33M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.14M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.36M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.05M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$6.71M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.53M
3
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$1.92M
4
ENFR icon
Alerian Energy Infrastructure ETF
ENFR
+$1.66M
5
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 8.36%
2 Technology 5.38%
3 Healthcare 3.52%
4 Energy 3.18%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PJT icon
1151
PJT Partners
PJT
$4.38B
$2K ﹤0.01%
58
– –
QQEW icon
1152
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.82B
$2K ﹤0.01%
50
-100
-67% -$6.06K
RL icon
1153
Ralph Lauren
RL
$23.6B
$2K ﹤0.01%
18
– –
RWX icon
1154
State Street SPDR Dow Jones International Real Estate ETF
RWX
$270M
$2K ﹤0.01%
61
– –
THC icon
1155
Tenet Healthcare
THC
$21.1B
$2K ﹤0.01%
101
– –
TK icon
1156
Teekay
TK
$985M
$2K ﹤0.01%
+300
New +$2.59K
TRGP icon
1157
Targa Resources
TRGP
$55.1B
$2K ﹤0.01%
68
+26
+62% +$1.24K
TRI icon
1158
Thomson Reuters
TRI
$44.1B
$2K ﹤0.01%
52
– –
UHAL icon
1159
U-Haul Holding Co
UHAL
$14.6B
$2K ﹤0.01%
60
-110
-65% -$3.91K
VYX icon
1160
NCR Voyix
VYX
$1.14B
$2K ﹤0.01%
142
+100
+238% +$2.11K
XLG icon
1161
Invesco S&P 500 Top 50 ETF
XLG
$11B
$2K ﹤0.01%
140
– –
CMBT
1162
CMB.TECH NV
CMBT
$4.73B
$2K ﹤0.01%
315
– –
ATSG
1163
DELISTED
Air Transport Services Group
ATSG
$2K ﹤0.01%
100
– –
HYB
1164
DELISTED
New America High Income Fund, Inc.
HYB
$2K ﹤0.01%
240
– –
CEM
1165
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$2K ﹤0.01%
37
– –
BKCC
1166
DELISTED
BlackRock Capital Investment Corporation
BKCC
$2K ﹤0.01%
400
– –
IMGN
1167
DELISTED
Immunogen Inc
IMGN
$2K ﹤0.01%
209
– –
NOVN
1168
DELISTED
Novan, Inc. Common Stock
NOVN
$2K ﹤0.01%
100
– –
CS
1169
DELISTED
Credit Suisse Group
CS
$2K ﹤0.01%
169
– –
MIC
1170
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$2K ﹤0.01%
60
– –
NUAN
1171
DELISTED
Nuance Communications, Inc.
NUAN
$2K ﹤0.01%
155
– –
NAV
1172
DELISTED
Navistar International
NAV
$2K ﹤0.01%
75
– –
FCE.A
1173
DELISTED
Forest City Realty Trust, Inc.
FCE.A
$2K ﹤0.01%
129
-47
-27% -$1.04K
CGI
1174
DELISTED
Celadon Group Inc
CGI
$2K ﹤0.01%
680
– –
AER icon
1175
AerCap
AER
$23.8B
$1K ﹤0.01%
+22
New +$1.14K
45 46
47
48 49

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Carroll Financial Associates's Q1 2018 Portfolio in Review

As of Q1 2018, Carroll Financial Associates held 1,410 positions worth $911M, down 0.39% from $914M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates's Q1 2018 filing shows 101 new, 303 increased, 271 reduced and 77 closed positions. Its largest new stake was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $6.71M.

By sector, the portfolio is most concentrated in Financials at 8.4% of assets, up from 8.2% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q1 2018 buy was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q1 2018, an estimated $7.66M increase.
  • Carroll Financial Associates's biggest Q1 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $6.71M.
  • Carroll Financial Associates fully exited VelocityShares VIX Short Volatility Hedged ETN in Q1 2018, selling an estimated $158K.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $911M portfolio in Q1 2018.
  • Carroll Financial Associates opened 101 new positions and closed 77 in Q1 2018.
  • Carroll Financial Associates's portfolio value fell 0.39% quarter-over-quarter to $911M.

Based on Carroll Financial Associates's 13F filing for Q1 2018, filed 6 Apr 2018.