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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$914M
AUM Growth
+$36.5M
Cap. Flow
+$2.45M
Cap. Flow %
0.27%
Top 10 Hldgs %
49%
Holding
1,358
New
82
Increased
240
Reduced
272
Closed
50

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
2
DD icon
DuPont de Nemours
DD
+$5.6M
3
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.9M
4
FCNCA icon
First Citizens BancShares
FCNCA
+$2.93M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.59M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$7.84M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.29M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$4.21M
4
GE icon
GE Aerospace
GE
+$3.42M
5
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$2.17M

Sector Composition

Rank Sector Weight
1 Financials 8.18%
2 Technology 5.27%
3 Energy 3.62%
4 Healthcare 3.57%
5 Consumer Staples 2.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NTRI
1151
DELISTED
NutriSystem, Inc.
NTRI
$2K ﹤0.01%
45
– –
MSCC
1152
DELISTED
Microsemi Corp
MSCC
$2K ﹤0.01%
+42
New +$2.21K
WIN
1153
DELISTED
Windstream Holdings Inc
WIN
$2K ﹤0.01%
278
+277
+27,700% +$2.84K
TSS
1154
DELISTED
Total System Services, Inc.
TSS
$2K ﹤0.01%
32
– –
ADEA icon
1155
Adeia
ADEA
$3.12B
$1K ﹤0.01%
+200
New +$1.18K
ALLE icon
1156
Allegion
ALLE
$14.3B
$1K ﹤0.01%
23
– –
APA icon
1157
APA Corp
APA
$12.9B
$1K ﹤0.01%
28
-550
-95% -$23.1K
AXTA icon
1158
Axalta
AXTA
$8.03B
$1K ﹤0.01%
41
-18
-31% -$570
BOE icon
1159
BlackRock Enhanced Global Dividend Trust
BOE
$683M
$1K ﹤0.01%
149
– –
BWXT icon
1160
BWX Technologies
BWXT
$15.3B
$1K ﹤0.01%
32
– –
DAN icon
1161
Dana Inc
DAN
$2.94B
$1K ﹤0.01%
38
– –
DNOW icon
1162
DNOW Inc
DNOW
$2.81B
$1K ﹤0.01%
148
– –
ERII icon
1163
Energy Recovery
ERII
$446M
$1K ﹤0.01%
+150
New +$1.37K
ESGD icon
1164
iShares ESG Aware MSCI EAFE ETF
ESGD
$12.2B
$1K ﹤0.01%
16
– –
ESGE icon
1165
iShares ESG Aware MSCI EM ETF
ESGE
$6.67B
$1K ﹤0.01%
32
– –
FDS icon
1166
Factset
FDS
$9.77B
$1K ﹤0.01%
6
-8
-57% -$1.53K
FL
1167
DELISTED
Foot Locker
FL
$1K ﹤0.01%
+27
New +$1.01K
FLO icon
1168
Flowers Foods
FLO
$1.53B
$1K ﹤0.01%
95
– –
FWONA icon
1169
Liberty Media Series A
FWONA
$22.9B
$1K ﹤0.01%
45
– –
HAE icon
1170
Haemonetics
HAE
$3.87B
$1K ﹤0.01%
25
– –
HAIN icon
1171
Hain Celestial
HAIN
$53.5M
$1K ﹤0.01%
26
– –
HLT icon
1172
Hilton Worldwide
HLT
$72.5B
$1K ﹤0.01%
23
– –
HYT icon
1173
BlackRock Corporate High Yield Fund
HYT
$1.37B
$1K ﹤0.01%
122
– –
IBND icon
1174
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$461M
$1K ﹤0.01%
46
-7,362
-99% -$255K
IHF icon
1175
iShares US Healthcare Providers ETF
IHF
$1.25B
$1K ﹤0.01%
55
– –
45 46
47
48 49

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Carroll Financial Associates held 1,358 positions worth $914M, up 4.2% from $878M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q4 2017 filing shows 82 new, 240 increased, 272 reduced and 50 closed positions. Its largest new stake was DuPont de Nemours: 31,101 shares worth $5.61M. The largest sale was Park Sterling Corp., an estimated $7.84M.

By sector, the portfolio is most concentrated in Financials at 8.2% of assets, down from 8.7% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2017 buy was DuPont de Nemours: 31,101 shares worth $5.61M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q4 2017, an estimated $11.3M increase.
  • Carroll Financial Associates's biggest Q4 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.29M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2017, selling an estimated $7.84M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $914M portfolio in Q4 2017.
  • Carroll Financial Associates opened 82 new positions and closed 50 in Q4 2017.
  • Carroll Financial Associates's portfolio value rose 4.2% quarter-over-quarter to $914M.

Based on Carroll Financial Associates's 13F filing for Q4 2017, filed 18 Jan 2018.