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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$785M
AUM Growth
+$84M
Cap. Flow
+$49.3M
Cap. Flow %
6.28%
Top 10 Hldgs %
45.22%
Holding
1,307
New
75
Increased
250
Reduced
239
Closed
52

Top Buys

Rank Stock Value
1
ENB icon
Enbridge
ENB
+$5.57M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.52M
3
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$5.48M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.65M
5
AXP icon
American Express
AXP
+$3.41M

Top Sells

Rank Stock Value
1
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.59M
2
SE
Spectra Energy Corp Wi
SE
+$3.64M
3
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$1.34M
4
VIIX
VelocityShares VIX Short Term ETN
VIIX
+$779K
5
LOB icon
Live Oak Bancshares
LOB
+$752K

Sector Composition

Rank Sector Weight
1 Financials 9.12%
2 Technology 5.75%
3 Energy 4.37%
4 Healthcare 4.06%
5 Industrials 3.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RPT
1151
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
$1K ﹤0.01%
88
– –
VAR
1152
DELISTED
Varian Medical Systems, Inc.
VAR
$1K ﹤0.01%
12
-2
-14% -$167
NBL
1153
DELISTED
Noble Energy, Inc.
NBL
$1K ﹤0.01%
40
– –
LOGM
1154
DELISTED
LogMein, Inc.
LOGM
$1K ﹤0.01%
+12
New +$1.19K
WIN
1155
DELISTED
Windstream Holdings Inc
WIN
$1K ﹤0.01%
53
– –
BWLD
1156
DELISTED
Buffalo Wild Wings, Inc.
BWLD
$1K ﹤0.01%
10
– –
TIME
1157
DELISTED
Time Inc.
TIME
$1K ﹤0.01%
63
– –
CCP
1158
DELISTED
Care Capital Properties, Inc.
CCP
$1K ﹤0.01%
56
+41
+273% +$1.03K
VIA
1159
DELISTED
Viacom Inc. Class A
VIA
$1K ﹤0.01%
25
-25
-50% -$1.12K
CY
1160
DELISTED
Cypress Semiconductor
CY
$1K ﹤0.01%
125
– –
AEO icon
1161
American Eagle Outfitters
AEO
$2.94B
– –
-2,000
Closed -$30K
AIRI icon
1162
Air Industries Group
AIRI
$12.8M
$0 ﹤0.01%
1
– –
AWI icon
1163
Armstrong World Industries
AWI
$7.87B
– –
-6
Closed –
BATRA icon
1164
Atlanta Braves Holdings Series A
BATRA
$3.4B
$0 ﹤0.01%
9
-14
-61% -$299
BB icon
1165
BlackBerry
BB
$5.37B
$0 ﹤0.01%
15
– –
BFH icon
1166
Bread Financial
BFH
$4.41B
– –
-81
Closed -$14K
BG icon
1167
Bunge Global
BG
$20.7B
– –
-199
Closed -$14K
BKD icon
1168
Brookdale Senior Living
BKD
$3.45B
$0 ﹤0.01%
17
– –
CORP icon
1169
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.58B
– –
-3,841
Closed -$394K
CPRI icon
1170
Capri Holdings
CPRI
$1.69B
– –
-100
Closed -$4K
CRNT icon
1171
Ceragon Networks
CRNT
$203M
$0 ﹤0.01%
37
– –
CWI icon
1172
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.86B
$0 ﹤0.01%
29
– –
CYH icon
1173
Community Health Systems
CYH
$420M
$0 ﹤0.01%
13
– –
DAN icon
1174
Dana Inc
DAN
$3.03B
$0 ﹤0.01%
38
– –
DGS icon
1175
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.77B
– –
-16
Closed –
45 46
47
48 49

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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q1 2017 Portfolio in Review

As of Q1 2017, Carroll Financial Associates held 1,307 positions worth $785M, up 12% from $701M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $49.3M of net new capital in Q1 2017, opening 75 new positions and adding to 250 existing holdings. Its largest new stake was Enbridge: 131,920 shares worth $5.52M.

By sector, the portfolio is most concentrated in Financials at 9.1% of assets, down from 9.5% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, an estimated $5.59M trimmed.

  • Carroll Financial Associates's largest Q1 2017 buy was Enbridge: 131,920 shares worth $5.52M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q1 2017, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q1 2017 reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, cutting an estimated $5.59M.
  • Carroll Financial Associates fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $3.64M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $785M portfolio in Q1 2017.
  • Carroll Financial Associates opened 75 new positions and closed 52 in Q1 2017.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $785M.

Based on Carroll Financial Associates's 13F filing for Q1 2017, filed 11 Apr 2017.