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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.16%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$538M
AUM Growth
+$58M
Cap. Flow
+$46.6M
Cap. Flow %
8.66%
Top 10 Hldgs %
44.15%
Holding
1,319
New
136
Increased
373
Reduced
192
Closed
80

Top Buys

Rank Stock Value
1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$11M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.68M
3
SCIU
Global X Scientific Beta US ETF
SCIU
+$7.1M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.75M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$2.99M

Top Sells

Rank Stock Value
1
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$8.16M
2
SE
Spectra Energy Corp Wi
SE
+$3.04M
3
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$1.14M
4
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$765K
5
GPT
Gramercy Property Trust
GPT
+$611K

Sector Composition

Rank Sector Weight
1 Financials 9.82%
2 Technology 6.79%
3 Energy 4.95%
4 Consumer Staples 4.87%
5 Industrials 4.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
B
1151
Barrick Mining
B
$73.2B
$0 ﹤0.01%
15
– –
HOFT icon
1152
Hooker Furnishings Corp
HOFT
$166M
$0 ﹤0.01%
+4
New +$121
HSBC icon
1153
HSBC
HSBC
$356B
– –
-67
Closed -$2K
IART icon
1154
Integra LifeSciences
IART
$1.34B
$0 ﹤0.01%
28
– –
IBN icon
1155
ICICI Bank
IBN
$108B
– –
-1,665
Closed -$11K
IEP icon
1156
Icahn Enterprises
IEP
$5.3B
$0 ﹤0.01%
8
– –
IGLB icon
1157
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.84B
– –
-51
Closed -$2K
IIIN icon
1158
Insteel Industries
IIIN
$625M
$0 ﹤0.01%
+14
New +$349
ILMN icon
1159
Illumina
ILMN
$28.4B
– –
-28
Closed -$5K
IMCG icon
1160
iShares Morningstar Mid-Cap Growth ETF
IMCG
$4.09B
– –
-912
Closed -$23K
IMNN icon
1161
Imunon
IMNN
$6.77M
– –
0
– –
IPG
1162
DELISTED
Interpublic Group of Companies
IPG
$0 ﹤0.01%
+35
New +$757
IRBT
1163
DELISTED
iRobot
IRBT
– –
-180
Closed -$6K
JAZZ icon
1164
Jazz Pharmaceuticals
JAZZ
$16.7B
– –
-100
Closed -$14K
KIM icon
1165
Kimco Realty
KIM
$16.4B
$0 ﹤0.01%
24
– –
KSS icon
1166
Kohl's
KSS
$2.19B
– –
-20
Closed –
LILA icon
1167
Liberty Latin America Class A
LILA
$1.67B
$0 ﹤0.01%
12
-8
-40% -$178
LILAK icon
1168
Liberty Latin America Class C
LILAK
$1.64B
$0 ﹤0.01%
22
-6
-21% -$191
LITE icon
1169
Lumentum
LITE
$69.3B
$0 ﹤0.01%
2
– –
LPLA icon
1170
LPL Financial
LPLA
$28.6B
– –
-79
Closed -$3K
LVS icon
1171
Las Vegas Sands
LVS
$29.6B
$0 ﹤0.01%
+11
New +$503
M icon
1172
Macy's
M
$6.68B
$0 ﹤0.01%
13
-187
-94% -$7.73K
MDY icon
1173
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
– –
-33
Closed -$8K
MLR icon
1174
Miller Industries
MLR
$619M
$0 ﹤0.01%
20
– –
MOS icon
1175
The Mosaic Company
MOS
$7.33B
$0 ﹤0.01%
6
– –
45 46
47
48 49

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NFG
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6M
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RFA
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CCT
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C
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CC
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RM
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Carroll Financial Associates's Q1 2016 Portfolio in Review

As of Q1 2016, Carroll Financial Associates held 1,319 positions worth $538M, up 12% from $480M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $46.6M of net new capital in Q1 2016, opening 136 new positions and adding to 373 existing holdings. Its largest new stake was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.

By sector, the portfolio is most concentrated in Financials at 9.8% of assets, down from 11% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Invesco S&P 500 Downside Hedged ETF, an estimated $8.16M trimmed.

  • Carroll Financial Associates's largest Q1 2016 buy was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.
  • Carroll Financial Associates added most to Goldman Sachs ActiveBeta US Large Cap Equity ETF in Q1 2016, an estimated $11M increase.
  • Carroll Financial Associates's biggest Q1 2016 reduction was Invesco S&P 500 Downside Hedged ETF, cutting an estimated $8.16M.
  • Carroll Financial Associates fully exited UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN in Q1 2016, selling an estimated $541K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $538M portfolio in Q1 2016.
  • Carroll Financial Associates opened 136 new positions and closed 80 in Q1 2016.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $538M.

Based on Carroll Financial Associates's 13F filing for Q1 2016, filed 20 Apr 2016.