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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.33%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$480M
AUM Growth
+$29.3M
Cap. Flow
+$33.2M
Cap. Flow %
6.9%
Top 10 Hldgs %
43.82%
Holding
1,246
New
78
Increased
268
Reduced
227
Closed
63

Top Buys

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$13.4M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$12.4M
3
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.78M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.38M
5
GPT
Gramercy Property Trust
GPT
+$3.09M

Top Sells

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$4.88M
2
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$3.95M
3
HTS
HATTERAS FINANCIAL CORP
HTS
+$2.22M
4
SE
Spectra Energy Corp Wi
SE
+$1.92M
5
CSG
CHAMBERS STR PPTYS COM
CSG
+$1.58M

Sector Composition

Rank Sector Weight
1 Financials 11.29%
2 Technology 7.22%
3 Energy 5.11%
4 Consumer Staples 4.93%
5 Healthcare 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHE icon
1151
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
– –
-5
Closed –
SCHF icon
1152
Schwab International Equity ETF
SCHF
$68.7B
– –
-10
Closed –
SCHH icon
1153
Schwab US REIT ETF
SCHH
$11.4B
– –
-8
Closed –
SHY icon
1154
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$0 ﹤0.01%
8
– –
SIGA icon
1155
SIGA Technologies
SIGA
$219M
$0 ﹤0.01%
500
– –
SOHO
1156
DELISTED
Sotherly Hotels
SOHO
$0 ﹤0.01%
+133
New +$835
SPHD icon
1157
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.4B
– –
-31
Closed -$1K
SRE icon
1158
Sempra
SRE
$54.8B
– –
-62
Closed -$3K
SSD icon
1159
Simpson Manufacturing
SSD
$8.16B
$0 ﹤0.01%
10
– –
STRL icon
1160
Sterling Infrastructure
STRL
$16.7B
$0 ﹤0.01%
4
– –
STRS icon
1161
Stratus Properties
STRS
$154M
– –
-60
Closed -$1K
STT icon
1162
State Street
STT
$50.7B
– –
-500
Closed -$33K
SXC icon
1163
SunCoke Energy
SXC
$797M
$0 ﹤0.01%
147
– –
SYF icon
1164
Synchrony
SYF
$25.6B
$0 ﹤0.01%
+31
New +$971
TGNA
1165
DELISTED
TEGNA Inc
TGNA
– –
-141
Closed -$2.38K
ULTA icon
1166
Ulta Beauty
ULTA
$24.3B
– –
-20
Closed -$3K
USA icon
1167
Liberty All-Star Equity Fund
USA
$1.85B
$0 ﹤0.01%
92
– –
VALE icon
1168
Vale
VALE
$62.6B
$0 ﹤0.01%
26
– –
VIAV icon
1169
Viavi Solutions
VIAV
$9.66B
$0 ﹤0.01%
12
– –
VYX icon
1170
NCR Voyix
VYX
$1.14B
$0 ﹤0.01%
42
– –
WHR icon
1171
Whirlpool
WHR
$2.82B
– –
-10
Closed -$1K
XSLV icon
1172
Invesco S&P SmallCap Low Volatility ETF
XSLV
$249M
$0 ﹤0.01%
15
– –
TPC
1173
Tutor Perini Cor
TPC
$5.21B
$0 ﹤0.01%
5
– –
VRTV
1174
DELISTED
VERITIV CORPORATION
VRTV
$0 ﹤0.01%
5
– –
RFP
1175
DELISTED
Resolute Forest Products Inc.
RFP
$0 ﹤0.01%
+88
New +$716
45 46
47
48 49

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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q4 2015 Portfolio in Review

As of Q4 2015, Carroll Financial Associates held 1,246 positions worth $480M, up 6.5% from $451M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $33.2M of net new capital in Q4 2015, opening 78 new positions and adding to 268 existing holdings. Its largest new stake was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was JP Morgan Alerian MLP Index ETN 5/24/24, an estimated $4.88M trimmed.

  • Carroll Financial Associates's largest Q4 2015 buy was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q4 2015, an estimated $13.4M increase.
  • Carroll Financial Associates's biggest Q4 2015 reduction was JP Morgan Alerian MLP Index ETN 5/24/24, cutting an estimated $4.88M.
  • Carroll Financial Associates fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $1.58M.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $480M portfolio in Q4 2015.
  • Carroll Financial Associates opened 78 new positions and closed 63 in Q4 2015.
  • Carroll Financial Associates's portfolio value rose 6.5% quarter-over-quarter to $480M.

Based on Carroll Financial Associates's 13F filing for Q4 2015, filed 12 Jan 2016.