CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+5.33%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$480M
AUM Growth
+$29.3M
Cap. Flow
+$29.3M
Cap. Flow %
6.11%
Top 10 Hldgs %
43.82%
Holding
1,296
New
78
Increased
268
Reduced
227
Closed
63

Top Buys

1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$13.2M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
$10.8M
3
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
$5.8M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$4.4M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$1.69M

Top Sells

1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$4.6M
2
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$3.8M
3
HTS
HATTERAS FINANCIAL CORP
HTS
$2.03M
4
SE
Spectra Energy Corp Wi
SE
$1.73M
5
CSG
CHAMBERS STR PPTYS COM
CSG
$1.58M

Sector Composition

1 Financials 11.29%
2 Technology 7.22%
3 Energy 5.11%
4 Consumer Staples 4.93%
5 Healthcare 4.86%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MBT
1151
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$0 ﹤0.01%
27
-578
-96% –
BBL
1152
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$0 ﹤0.01%
+44
New –
ORBC
1153
DELISTED
ORBCOMM, Inc.
ORBC
– –
-400
Closed -$2K
AMU
1154
DELISTED
ETRACS Alerian MLP Index ETN
AMU
$0 ﹤0.01%
48
– –
LPNT
1155
DELISTED
LifePoint Health, Inc.
LPNT
$0 ﹤0.01%
1
– –
CYS
1156
DELISTED
CYS Investments Inc.
CYS
– –
0
– –
FCH
1157
DELISTED
Felcor Lodging Trust
FCH
$0 ﹤0.01%
21
– –
KMI.WS
1158
DELISTED
Kinder Morgan Inc
KMI.WS
$0 ﹤0.01%
3,363
– –
NEWN
1159
DELISTED
NEW ENG SYS GRP COM STK (NV)
NEWN
$0 ﹤0.01%
30
– –
FNSR
1160
DELISTED
Finisar Corp
FNSR
$0 ﹤0.01%
2
– –
PLD
1161
DELISTED
PROLOGIS
PLD
– –
-67
Closed -$2K
GCVRZ
1162
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$0 ﹤0.01%
42
– –
ALLE icon
1163
Allegion
ALLE
$14.7B
$0 ﹤0.01%
7
– –
PCI
1164
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
– –
-2,400
Closed -$45K
MXIM
1165
DELISTED
Maxim Integrated Products
MXIM
– –
0
– –
MGLN
1166
DELISTED
Magellan Health Services, Inc.
MGLN
– –
0
– –
CCMP
1167
DELISTED
CMC Materials, Inc. Common Stock
CCMP
– –
-141
Closed -$5K
MINI
1168
DELISTED
Mobile Mini Inc
MINI
– –
-170
Closed -$5K
AKRX
1169
DELISTED
Akorn, Inc.
AKRX
– –
-174
Closed -$4K
JCP
1170
DELISTED
J.C. Penney Company, Inc.
JCP
$0 ﹤0.01%
25
– –
NRE
1171
DELISTED
NorthStar Realty Europe Corp.
NRE
$0 ﹤0.01%
+18
New –
OAK
1172
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
– –
-27
Closed -$1K
SD
1173
DELISTED
SANDRIDGE ENERGY, INC.
SD
$0 ﹤0.01%
2,000
– –
BSJF
1174
DELISTED
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
– –
-575
Closed -$14K
CSG
1175
DELISTED
CHAMBERS STR PPTYS COM
CSG
– –
-220,644
Closed -$1.58M
45 46
47
48 49