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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-1.6%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$447M
AUM Growth
+$219M
Cap. Flow
+$230M
Cap. Flow %
51.49%
Top 10 Hldgs %
41.51%
Holding
1,188
New
323
Increased
457
Reduced
64
Closed
57

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$29.9M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$16.8M
3
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$14.5M
4
XOM icon
ExxonMobil
XOM
+$8.64M
5
AAPL icon
Apple
AAPL
+$6.62M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$1.75M
2
FDX icon
FedEx
FDX
+$770K
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$336K
4
CDK
CDK Global, Inc.
CDK
+$164K
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$121K

Sector Composition

Rank Sector Weight
1 Financials 11.87%
2 Technology 7.78%
3 Energy 6.14%
4 Healthcare 5.21%
5 Consumer Staples 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ILG
1151
DELISTED
ILG, Inc Common Stock
ILG
$0 ﹤0.01%
11
– –
FCRE
1152
DELISTED
FC Global Realty Incorporated Common Stock
FCRE
– –
0
– –
ACTA
1153
DELISTED
Actua Corp
ACTA
$0 ﹤0.01%
1
– –
PMC
1154
DELISTED
PharMerica Corporation
PMC
$0 ﹤0.01%
13
– –
WBMD
1155
DELISTED
WebMD Health Corp.
WBMD
$0 ﹤0.01%
+3
New +$137
PNRA
1156
DELISTED
Panera Bread Co
PNRA
– –
-8
Closed -$1K
UTEK
1157
DELISTED
Ultratech Inc.
UTEK
$0 ﹤0.01%
+13
New +$251
AMSG
1158
DELISTED
Amsurg Corp
AMSG
– –
-514
Closed -$32K
COB
1159
DELISTED
CommunityOne Bancorp
COB
$0 ﹤0.01%
19
-458
-96% -$4.73K
FMER
1160
DELISTED
FIRSTMERIT CORP
FMER
$0 ﹤0.01%
24
– –
RSE
1161
DELISTED
ROUSE PPTYS INC COM (DE)
RSE
$0 ﹤0.01%
+19
New +$332
SSE
1162
DELISTED
SEVENTY SEVEN ENERGY INC COM
SSE
$0 ﹤0.01%
14
– –
IO
1163
DELISTED
ION Geophysical Corporation
IO
– –
-1
Closed –
PGN
1164
DELISTED
PARAGON OFFSHORE PLC (GBR)
PGN
$0 ﹤0.01%
83
– –
CNW
1165
DELISTED
CON-WAY INC.
CNW
– –
-200
Closed -$9K
UTX.PRA
1166
DELISTED
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
– –
-100
Closed -$6K
TLM
1167
DELISTED
TALISMAN ENERGY INC
TLM
– –
-900
Closed -$7K
RSH
1168
DELISTED
RADIOSHACK CORP
RSH
$0 ﹤0.01%
+600
New –
AFFY
1169
DELISTED
Affymax Inc
AFFY
$0 ﹤0.01%
3,000
– –
SCMR
1170
DELISTED
SYCAMORE NETWORKS INC NEW
SCMR
$0 ﹤0.01%
+2
New –
MDTH
1171
DELISTED
MEDCATH CORPORATION
MDTH
$0 ﹤0.01%
500
– –
HYGS
1172
DELISTED
Hydrogenics Corp
HYGS
$0 ﹤0.01%
4
– –
CA
1173
DELISTED
CA, Inc.
CA
$0 ﹤0.01%
+7
New +$217
LPNT
1174
DELISTED
LifePoint Health, Inc.
LPNT
$0 ﹤0.01%
+1
New +$76
FCH
1175
DELISTED
Felcor Lodging Trust
FCH
$0 ﹤0.01%
+21
New +$230
44 45 46
47
48

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Carroll Financial Associates's Q2 2015 Portfolio in Review

As of Q2 2015, Carroll Financial Associates held 1,188 positions worth $447M, up 96% from $228M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates deployed $230M of net new capital in Q2 2015, opening 323 new positions and adding to 457 existing holdings. Its largest new stake was Hormel Foods: 58,928 shares worth $1.66M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 8% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $1.75M trimmed.

  • Carroll Financial Associates's largest Q2 2015 buy was Hormel Foods: 58,928 shares worth $1.66M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q2 2015, an estimated $29.9M increase.
  • Carroll Financial Associates's biggest Q2 2015 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $1.75M.
  • Carroll Financial Associates fully exited Barings BDC in Q2 2015, selling an estimated $48K.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $447M portfolio in Q2 2015.
  • Carroll Financial Associates opened 323 new positions and closed 57 in Q2 2015.
  • Carroll Financial Associates's portfolio value rose 96% quarter-over-quarter to $447M.

Based on Carroll Financial Associates's 13F filing for Q2 2015, filed 3 Aug 2015.