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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.63B
AUM Growth
+$123M
Cap. Flow
+$37.1M
Cap. Flow %
2.28%
Top 10 Hldgs %
44.91%
Holding
1,828
New
214
Increased
473
Reduced
322
Closed
87

Top Buys

Rank Stock Value
1
GSST icon
Goldman Sachs Access Ultra Short Bond ETF
GSST
+$13.2M
2
NCNO icon
nCino
NCNO
+$8.92M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.9M
4
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$4.11M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$2.88M

Top Sells

Rank Stock Value
1
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.31M
2
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$7.6M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.41M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.46M
5
KOMP icon
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 6.93%
2 Financials 5.5%
3 Healthcare 2.53%
4 Consumer Discretionary 2.28%
5 Consumer Staples 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWL icon
1126
iShares Russell Top 200 ETF
IWL
$2.27B
$14K ﹤0.01%
155
– –
KMPR icon
1127
Kemper
KMPR
$1.54B
$14K ﹤0.01%
180
– –
PBT
1128
Permian Basin Royalty Trust
PBT
$1.52B
$14K ﹤0.01%
3,696
+39
+1% +$156
PDEC icon
1129
Innovator US Equity Power Buffer ETF December
PDEC
$996M
$14K ﹤0.01%
492
-86,378
-99% -$2.53M
SEE
1130
DELISTED
Sealed Air
SEE
$14K ﹤0.01%
318
+43
+16% +$1.92K
URBN icon
1131
Urban Outfitters
URBN
$6.8B
$14K ﹤0.01%
400
– –
YEXT icon
1132
Yext
YEXT
$572M
$14K ﹤0.01%
1,000
– –
VRTV
1133
DELISTED
VERITIV CORPORATION
VRTV
$14K ﹤0.01%
333
+332
+33,200% +$9.53K
CERN
1134
DELISTED
Cerner Corp
CERN
$14K ﹤0.01%
203
-1,982
-91% -$149K
BBH icon
1135
VanEck Biotech ETF
BBH
$428M
$13K ﹤0.01%
76
– –
BBY icon
1136
Best Buy
BBY
$17.6B
$13K ﹤0.01%
117
+17
+17% +$1.9K
BOND icon
1137
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.46B
$13K ﹤0.01%
120
– –
DVN icon
1138
Devon Energy
DVN
$49.9B
$13K ﹤0.01%
+635
New +$13.1K
ETR icon
1139
Entergy
ETR
$49.7B
$13K ﹤0.01%
268
+14
+6% +$661
ETSY icon
1140
Etsy
ETSY
$7.29B
$13K ﹤0.01%
65
-10
-13% -$2.09K
FMX icon
1141
Fomento Económico Mexicano
FMX
$40.3B
$13K ﹤0.01%
182
– –
FOXA icon
1142
Fox Class A
FOXA
$26.1B
$13K ﹤0.01%
378
+325
+613% +$11.4K
LEN icon
1143
Lennar Class A
LEN
$21.1B
$13K ﹤0.01%
140
-2,053
-94% -$173K
LYV icon
1144
Live Nation Entertainment
LYV
$42.7B
$13K ﹤0.01%
156
+3
+2% +$242
M icon
1145
Macy's
M
$6.45B
$13K ﹤0.01%
831
– –
MPT
1146
Medical Properties Trust
MPT
$2.4B
$13K ﹤0.01%
626
+93
+17% +$2K
PLTR icon
1147
Palantir
PLTR
$420B
$13K ﹤0.01%
+600
New +$16.5K
RING icon
1148
iShares MSCI Global Gold Miners ETF
RING
$2.45B
$13K ﹤0.01%
+505
New +$14.4K
TRIP icon
1149
TripAdvisor
TRIP
$1.28B
$13K ﹤0.01%
250
– –
TRP icon
1150
TC Energy
TRP
$66.3B
$13K ﹤0.01%
300
– –
44 45
46
47 48

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Carroll Financial Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Carroll Financial Associates held 1,828 positions worth $1.63B, up 8.2% from $1.5B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q1 2021 filing shows 214 new, 473 increased, 322 reduced and 87 closed positions. Its largest new stake was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M. The largest sale was ARK Genomic Revolution ETF, an estimated $8.31M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q1 2021 buy was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M.
  • Carroll Financial Associates added most to JPMorgan Ultra-Short Income ETF in Q1 2021, an estimated $6.9M increase.
  • Carroll Financial Associates's biggest Q1 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $8.31M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF January in Q1 2021, selling an estimated $363K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.63B portfolio in Q1 2021.
  • Carroll Financial Associates opened 214 new positions and closed 87 in Q1 2021.
  • Carroll Financial Associates's portfolio value rose 8.2% quarter-over-quarter to $1.63B.

Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.