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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+13.95%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.5B
AUM Growth
+$208M
Cap. Flow
+$35.5M
Cap. Flow %
2.36%
Top 10 Hldgs %
46.75%
Holding
1,758
New
90
Increased
349
Reduced
401
Closed
146

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.5M
2
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$7.7M
3
LSST
Natixis Loomis Sayles Short Duration Income ETF
LSST
+$6.42M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$5.32M
5
EJAN icon
Innovator Emerging Markets Power Buffer ETF January
EJAN
+$5.1M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$13M
2
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.63M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$6.55M
4
AGZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
+$5.47M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.6M

Sector Composition

Rank Sector Weight
1 Technology 7.07%
2 Financials 5.1%
3 Healthcare 2.68%
4 Consumer Discretionary 2.27%
5 Consumer Staples 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSCO icon
1126
Tractor Supply
TSCO
$18.4B
$10K ﹤0.01%
365
– –
URBN icon
1127
Urban Outfitters
URBN
$6.8B
$10K ﹤0.01%
400
– –
WDC icon
1128
Western Digital
WDC
$151B
$10K ﹤0.01%
249
– –
RCM
1129
DELISTED
R1 RCM Inc. Common Stock
RCM
$10K ﹤0.01%
450
– –
HEP
1130
DELISTED
Holly Energy Partners, L.P.
HEP
$10K ﹤0.01%
721
– –
GWPH
1131
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$10K ﹤0.01%
94
– –
RP
1132
DELISTED
RealPage, Inc.
RP
$10K ﹤0.01%
117
– –
BBDC icon
1133
Barings BDC
BBDC
$975M
$9K ﹤0.01%
1,000
– –
BBY icon
1134
Best Buy
BBY
$17.6B
$9K ﹤0.01%
+100
New +$11.2K
HDB icon
1135
HDFC Bank
HDB
$120B
$9K ﹤0.01%
262
– –
KB icon
1136
KB Financial Group
KB
$41.3B
$9K ﹤0.01%
241
– –
KBWY icon
1137
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$305M
$9K ﹤0.01%
+456
New +$8.8K
M icon
1138
Macy's
M
$6.45B
$9K ﹤0.01%
831
– –
MCR
1139
DELISTED
MFS Charter Income Trust
MCR
$9K ﹤0.01%
1,085
– –
MIDD icon
1140
Middleby
MIDD
$5.43B
$9K ﹤0.01%
73
-1
-1% -$121
MTCH icon
1141
Match Group
MTCH
$8.45B
$9K ﹤0.01%
+66
New +$8.73K
NSA
1142
DELISTED
National Storage Affiliates Trust
NSA
$9K ﹤0.01%
258
– –
PEY icon
1143
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
$9K ﹤0.01%
530
– –
RMD icon
1144
ResMed
RMD
$32.6B
$9K ﹤0.01%
45
– –
SAN icon
1145
Banco Santander
SAN
$210B
$9K ﹤0.01%
3,018
-1
-0% -$3
SMFG icon
1146
Sumitomo Mitsui Financial
SMFG
$160B
$9K ﹤0.01%
1,571
-17
-1% -$100
SRLN icon
1147
State Street Blackstone Senior Loan ETF
SRLN
$5.36B
$9K ﹤0.01%
211
+3
+1% +$135
TTI icon
1148
TETRA Technologies
TTI
$1.31B
$9K ﹤0.01%
11,000
– –
WSO icon
1149
Watsco Inc
WSO
$13.2B
$9K ﹤0.01%
41
-2
-5% -$460
WWE
1150
DELISTED
World Wrestling Entertainment
WWE
$9K ﹤0.01%
200
– –
44 45
46
47 48

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6M
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RFA
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CCT
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Carroll Financial Associates's Q4 2020 Portfolio in Review

As of Q4 2020, Carroll Financial Associates held 1,758 positions worth $1.5B, up 16% from $1.3B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q4 2020 filing shows 90 new, 349 increased, 401 reduced and 146 closed positions. Its largest new stake was LHA Market State Tactical Beta ETF: 294,973 shares worth $7.98M. The largest sale was Global X Adaptive US Factor ETF, an estimated $13M.

By sector, the portfolio is most concentrated in Technology at 7.1% of assets, down from 7.4% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2020 buy was LHA Market State Tactical Beta ETF: 294,973 shares worth $7.98M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q4 2020, an estimated $33.5M increase.
  • Carroll Financial Associates's biggest Q4 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $13M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF July in Q4 2020, selling an estimated $6.55M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $1.5B portfolio in Q4 2020.
  • Carroll Financial Associates opened 90 new positions and closed 146 in Q4 2020.
  • Carroll Financial Associates's portfolio value rose 16% quarter-over-quarter to $1.5B.

Based on Carroll Financial Associates's 13F filing for Q4 2020, filed 8 Jan 2021.