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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$34.9M
Cap. Flow %
3.42%
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.1M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$10.9M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.05M
4
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$7.06M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.87M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$35.1M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$10.6M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.22M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.88M
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FAX
1126
abrdn Asia-Pacific Income Fund
FAX
$600M
$5K ﹤0.01%
289
– –
FBIN icon
1127
Fortune Brands Innovations
FBIN
$5.78B
$5K ﹤0.01%
+147
New +$7.76K
HDB icon
1128
HDFC Bank
HDB
$119B
$5K ﹤0.01%
262
– –
HYT icon
1129
BlackRock Corporate High Yield Fund
HYT
$1.37B
$5K ﹤0.01%
622
– –
IMMR icon
1130
Immersion
IMMR
$248M
$5K ﹤0.01%
1,000
– –
IYJ icon
1131
iShares US Industrials ETF
IYJ
$1.96B
$5K ﹤0.01%
+90
New +$7.01K
KTB icon
1132
Kontoor Brands
KTB
$4.65B
$5K ﹤0.01%
300
– –
LAUR icon
1133
Laureate Education
LAUR
$5.15B
$5K ﹤0.01%
541
– –
LBRDA icon
1134
Liberty Broadband Class A
LBRDA
$5.29B
$5K ﹤0.01%
55
– –
PCRX icon
1135
Pacira BioSciences
PCRX
$924M
$5K ﹤0.01%
150
– –
PNR icon
1136
Pentair
PNR
$10.7B
$5K ﹤0.01%
190
– –
PRAA icon
1137
PRA Group
PRAA
$762M
$5K ﹤0.01%
194
– –
PZZA icon
1138
Papa John's
PZZA
$804M
$5K ﹤0.01%
100
– –
RWK icon
1139
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.35B
$5K ﹤0.01%
123
– –
TALO icon
1140
Talos Energy
TALO
$2.58B
$5K ﹤0.01%
+897
New +$15.9K
THC icon
1141
Tenet Healthcare
THC
$21.5B
$5K ﹤0.01%
401
– –
TMUS icon
1142
T-Mobile US
TMUS
$197B
$5K ﹤0.01%
67
– –
TNDM icon
1143
Tandem Diabetes Care
TNDM
$1.61B
$5K ﹤0.01%
+82
New +$5.75K
URBN icon
1144
Urban Outfitters
URBN
$6.53B
$5K ﹤0.01%
400
– –
WSBC icon
1145
WesBanco
WSBC
$4.1B
$5K ﹤0.01%
251
– –
ZION icon
1146
Zions Bancorporation
ZION
$10.5B
$5K ﹤0.01%
200
– –
DAY
1147
DELISTED
Dayforce
DAY
$5K ﹤0.01%
+116
New +$7.68K
CTLT
1148
DELISTED
CATALENT, INC.
CTLT
$5K ﹤0.01%
113
– –
LSXMA
1149
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$5K ﹤0.01%
220
– –
WRK
1150
DELISTED
WestRock Company
WRK
$5K ﹤0.01%
202
– –
44 45
46
47 48

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Carroll Financial Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.

  • Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
  • Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
  • Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
  • Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
  • Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.

Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.