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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+1.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.14B
AUM Growth
-$3.41M
Cap. Flow
-$15.4M
Cap. Flow %
-1.35%
Top 10 Hldgs %
49.23%
Holding
1,848
New
95
Increased
278
Reduced
448
Closed
159

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$10.7M
2
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.7M
3
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$3.4M
4
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$3.08M
5
FOCS
Focus Financial Partners Inc. Class A
FOCS
+$2.02M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$10.1M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$9.71M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$5.36M
4
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$4.96M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.7M

Sector Composition

Rank Sector Weight
1 Financials 6.94%
2 Technology 5.89%
3 Healthcare 2.9%
4 Energy 2.34%
5 Consumer Staples 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WES icon
1126
Western Midstream Partners
WES
$19.5B
$7K ﹤0.01%
305
-199
-39% -$5.29K
WH icon
1127
Wyndham Hotels & Resorts
WH
$5.36B
$7K ﹤0.01%
140
– –
WIX icon
1128
WIX.com
WIX
$2.54B
$7K ﹤0.01%
66
– –
XLG icon
1129
Invesco S&P 500 Top 50 ETF
XLG
$11B
$7K ﹤0.01%
340
– –
ZS icon
1130
Zscaler
ZS
$28.2B
$7K ﹤0.01%
+150
New +$10.8K
EQIN
1131
Columbia U.S. Equity Income ETF
EQIN
$312M
$7K ﹤0.01%
251
– –
NBIS
1132
Nebius Group N.V.
NBIS
$48.3B
$7K ﹤0.01%
209
– –
WRK
1133
DELISTED
WestRock Company
WRK
$7K ﹤0.01%
202
-1
-0.5% -$36
CTXS
1134
DELISTED
Citrix Systems Inc
CTXS
$7K ﹤0.01%
74
– –
MGP
1135
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
$7K ﹤0.01%
259
– –
FLOW
1136
DELISTED
SPX FLOW, Inc.
FLOW
$7K ﹤0.01%
200
-8
-4% -$300
TSG
1137
DELISTED
The Stars Group Inc.
TSG
$7K ﹤0.01%
495
– –
BOH icon
1138
Bank of Hawaii
BOH
$3.11B
$6K ﹤0.01%
79
– –
EMLC icon
1139
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.78B
$6K ﹤0.01%
195
– –
FHI icon
1140
Federated Hermes
FHI
$4.71B
$6K ﹤0.01%
201
– –
GGG icon
1141
Graco
GGG
$13.4B
$6K ﹤0.01%
146
– –
GRFS
1142
Grifois
GRFS
$5.4B
$6K ﹤0.01%
313
– –
HACK icon
1143
Amplify Cybersecurity ETF
HACK
$2.99B
$6K ﹤0.01%
181
– –
HYT icon
1144
BlackRock Corporate High Yield Fund
HYT
$1.37B
$6K ﹤0.01%
622
– –
ICF icon
1145
iShares Select U.S. REIT ETF
ICF
$2.08B
$6K ﹤0.01%
114
– –
IDXX icon
1146
Idexx Laboratories
IDXX
$46.4B
$6K ﹤0.01%
24
– –
INSP icon
1147
Inspire Medical Systems
INSP
$1.76B
$6K ﹤0.01%
+100
New +$6.58K
KT icon
1148
KT
KT
$8.66B
$6K ﹤0.01%
564
-1,527
-73% -$17.6K
LEN icon
1149
Lennar Class A
LEN
$20.7B
$6K ﹤0.01%
117
+18
+18% +$877
LITE icon
1150
Lumentum
LITE
$66.5B
$6K ﹤0.01%
127
– –
44 45
46
47 48

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Carroll Financial Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Carroll Financial Associates held 1,848 positions worth $1.14B, down 0.3% from $1.15B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q3 2019 filing shows 95 new, 278 increased, 448 reduced and 159 closed positions. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $10.1M.

By sector, the portfolio is most concentrated in Financials at 6.9% of assets, up from 6.8% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2019 buy was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q3 2019, an estimated $10.7M increase.
  • Carroll Financial Associates's biggest Q3 2019 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $10.1M.
  • Carroll Financial Associates fully exited iShares US Healthcare Providers ETF in Q3 2019, selling an estimated $338K.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.14B portfolio in Q3 2019.
  • Carroll Financial Associates opened 95 new positions and closed 159 in Q3 2019.
  • Carroll Financial Associates's portfolio value fell 0.3% quarter-over-quarter to $1.14B.

Based on Carroll Financial Associates's 13F filing for Q3 2019, filed 9 Oct 2019.