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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.07B
AUM Growth
+$168M
Cap. Flow
+$78.7M
Cap. Flow %
7.37%
Top 10 Hldgs %
50.27%
Holding
1,608
New
222
Increased
400
Reduced
272
Closed
81

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$28.6M
2
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.2M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$21.7M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.38M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.54M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$10.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.82M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.76M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$4.52M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.9M

Sector Composition

Rank Sector Weight
1 Financials 6.19%
2 Technology 5.5%
3 Healthcare 3.32%
4 Energy 2.82%
5 Consumer Staples 2.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XSLV icon
1126
Invesco S&P SmallCap Low Volatility ETF
XSLV
$249M
$5K ﹤0.01%
125
– –
FLG
1127
Flagstar Bank National Association
FLG
$5.82B
$5K ﹤0.01%
172
-28
-14% -$964
VTA
1128
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$5K ﹤0.01%
516
– –
VSM
1129
DELISTED
Versum Materials, Inc.
VSM
$5K ﹤0.01%
100
– –
CRC
1130
DELISTED
California Resources Corporation
CRC
$5K ﹤0.01%
+200
New +$4.33K
REV
1131
DELISTED
Revlon, Inc.
REV
$5K ﹤0.01%
297
– –
AA icon
1132
Alcoa
AA
$13.2B
$4K ﹤0.01%
160
-83
-34% -$2.37K
AEIS icon
1133
Advanced Energy
AEIS
$13B
$4K ﹤0.01%
82
– –
AMCX icon
1134
AMC Global Media
AMCX
$489M
$4K ﹤0.01%
75
– –
BBWI icon
1135
Bath & Body Works
BBWI
$4.1B
$4K ﹤0.01%
181
-27
-13% -$594
BGS icon
1136
B&G Foods
BGS
$286M
$4K ﹤0.01%
200
– –
BLV icon
1137
Vanguard Long-Term Bond ETF
BLV
$5.74B
$4K ﹤0.01%
48
– –
BLW icon
1138
BlackRock Limited Duration Income Trust
BLW
$493M
$4K ﹤0.01%
313
– –
CE icon
1139
Celanese
CE
$4.82B
$4K ﹤0.01%
47
– –
CIK
1140
Credit Suisse Asset Management Income Fund
CIK
$134M
$4K ﹤0.01%
1,373
– –
CRH icon
1141
CRH
CRH
$66.8B
$4K ﹤0.01%
157
– –
CX icon
1142
Cemex
CX
$16.3B
$4K ﹤0.01%
871
+2
+0.2% +$10
DBL
1143
DoubleLine Opportunistic Credit Fund
DBL
$280M
$4K ﹤0.01%
218
– –
DEW icon
1144
WisdomTree Global High Dividend Fund
DEW
$155M
$4K ﹤0.01%
103
– –
DPZ icon
1145
Domino's
DPZ
$11.6B
$4K ﹤0.01%
+16
New +$4.16K
DSU icon
1146
BlackRock Debt Strategies Fund
DSU
$597M
$4K ﹤0.01%
436
– –
ENS icon
1147
EnerSys
ENS
$6.99B
$4K ﹤0.01%
64
– –
EQH icon
1148
Equitable Holdings
EQH
$14.1B
$4K ﹤0.01%
203
– –
EVV
1149
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$4K ﹤0.01%
349
-450
-56% -$5.6K
FANG icon
1150
Diamondback Energy
FANG
$52.7B
$4K ﹤0.01%
42
+1
+2% +$102
44 45
46
47 48

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q1 2019 Portfolio in Review

As of Q1 2019, Carroll Financial Associates held 1,608 positions worth $1.07B, up 19% from $899M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates deployed $78.7M of net new capital in Q1 2019, opening 222 new positions and adding to 400 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.

By sector, the portfolio is most concentrated in Financials at 6.2% of assets, down from 7.4% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $10.2M trimmed.

  • Carroll Financial Associates's largest Q1 2019 buy was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q1 2019, an estimated $28.6M increase.
  • Carroll Financial Associates's biggest Q1 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $10.2M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q1 2019, selling an estimated $1.99M.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $1.07B portfolio in Q1 2019.
  • Carroll Financial Associates opened 222 new positions and closed 81 in Q1 2019.
  • Carroll Financial Associates's portfolio value rose 19% quarter-over-quarter to $1.07B.

Based on Carroll Financial Associates's 13F filing for Q1 2019, filed 17 Apr 2019.