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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.86%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$945M
AUM Growth
+$7.99M
Cap. Flow
-$46.8M
Cap. Flow %
-4.95%
Top 10 Hldgs %
50.8%
Holding
1,410
New
76
Increased
353
Reduced
179
Closed
32

Top Buys

Rank Stock Value
1
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$3.03M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$2.43M
3
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$1.69M
4
GRES
IQ ARB Global Resources
GRES
+$1.28M
5
TFC icon
Truist Financial
TFC
+$558K

Top Sells

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$24.8M
2
SCIU
Global X Scientific Beta US ETF
SCIU
+$9.87M
3
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$7.2M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$3.49M
5
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$3.17M

Sector Composition

Rank Sector Weight
1 Financials 7.96%
2 Technology 6.05%
3 Healthcare 3.89%
4 Energy 3.23%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NMI icon
1126
Nuveen Municipal Income
NMI
$130M
$4K ﹤0.01%
435
– –
SNSR icon
1127
Global X Internet of Things ETF
SNSR
$223M
$4K ﹤0.01%
232
– –
SPH icon
1128
Suburban Propane Partners
SPH
$1.18B
$4K ﹤0.01%
+175
New +$4.09K
TCOM icon
1129
Trip.com Group
TCOM
$29.1B
$4K ﹤0.01%
+125
New +$5.07K
THO icon
1130
Thor Industries
THO
$4.14B
$4K ﹤0.01%
58
– –
TMUS icon
1131
T-Mobile US
TMUS
$190B
$4K ﹤0.01%
60
– –
TRMB icon
1132
Trimble
TRMB
$13.9B
$4K ﹤0.01%
103
– –
TTWO icon
1133
Take-Two Interactive
TTWO
$46.1B
$4K ﹤0.01%
35
– –
VOX icon
1134
Vanguard Communication Services ETF
VOX
$5.85B
$4K ﹤0.01%
53
– –
WDAY icon
1135
Workday
WDAY
$44.4B
$4K ﹤0.01%
29
– –
WIW
1136
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$513M
$4K ﹤0.01%
451
– –
BECN
1137
DELISTED
Beacon Roofing Supply, Inc.
BECN
$4K ﹤0.01%
122
– –
LGTY
1138
DELISTED
Logility Supply Chain Solutions, Inc. Common Stock
LGTY
$4K ﹤0.01%
+400
New +$6.05K
RCM
1139
DELISTED
R1 RCM Inc. Common Stock
RCM
$4K ﹤0.01%
450
– –
BPY
1140
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
$4K ﹤0.01%
+194
New +$3.87K
CHK
1141
DELISTED
Chesapeake Energy Corporation
CHK
$4K ﹤0.01%
5
– –
CFRX
1142
DELISTED
ContraFect Corporation
CFRX
$4K ﹤0.01%
3
– –
AGZ icon
1143
iShares Agency Bond ETF
AGZ
$565M
$3K ﹤0.01%
30
– –
ASM
1144
Avino Silver & Gold Mines
ASM
$1.2B
$3K ﹤0.01%
5,800
– –
BMA icon
1145
Banco Macro
BMA
$5.35B
$3K ﹤0.01%
73
– –
CHD icon
1146
Church & Dwight Co
CHD
$24.5B
$3K ﹤0.01%
64
– –
DBC icon
1147
Invesco DB Commodity Index Tracking Fund
DBC
$1.66B
$3K ﹤0.01%
213
– –
EFV icon
1148
iShares MSCI EAFE Value ETF
EFV
$30.2B
$3K ﹤0.01%
70
– –
FEX icon
1149
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
$3K ﹤0.01%
56
– –
FIZZ icon
1150
National Beverage
FIZZ
$3.01B
$3K ﹤0.01%
60
– –
44 45
46
47 48

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6M
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RFA
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CCT
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Carroll Financial Associates's Q3 2018 Portfolio in Review

As of Q3 2018, Carroll Financial Associates held 1,410 positions worth $945M, up 0.85% from $937M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates withdrew a net $46.8M in Q3 2018, closing 32 positions and reducing 179 holdings. Its most notable exit was Cohen & Steers REIT and Preferred and Income Fund, an estimated $3.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8% of assets, up from 7.8% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Carroll Financial Associates opened a new position in Schwab Short-Term US Treasury ETF worth $239K.

  • Carroll Financial Associates's largest Q3 2018 buy was Schwab Short-Term US Treasury ETF: 9,680 shares worth $239K.
  • Carroll Financial Associates added most to WisdomTree Bloomberg Floating Rate Treasury Fund in Q3 2018, an estimated $3.03M increase.
  • Carroll Financial Associates's biggest Q3 2018 reduction was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund, cutting an estimated $24.8M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q3 2018, selling an estimated $3.17M.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $945M portfolio in Q3 2018.
  • Carroll Financial Associates opened 76 new positions and closed 32 in Q3 2018.
  • Carroll Financial Associates's portfolio value rose 0.85% quarter-over-quarter to $945M.

Based on Carroll Financial Associates's 13F filing for Q3 2018, filed 30 Oct 2018.