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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.11%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$937M
AUM Growth
+$26.5M
Cap. Flow
+$9.81M
Cap. Flow %
1.05%
Top 10 Hldgs %
51.05%
Holding
1,388
New
56
Increased
294
Reduced
206
Closed
54

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.29M
2
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.51M
3
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$2.12M
4
ARKK icon
ARK Innovation ETF
ARKK
+$2M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.88M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$5.43M
2
BNY
Bank of New York Mellon
BNY
+$882K
3
BBDC icon
Barings BDC
BBDC
+$666K
4
HDEF icon
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
+$629K
5
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$582K

Sector Composition

Rank Sector Weight
1 Financials 7.82%
2 Technology 5.44%
3 Healthcare 3.4%
4 Energy 3.39%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWN icon
1126
iShares Russell 2000 Value ETF
IWN
$14.6B
$3K ﹤0.01%
25
– –
IXP icon
1127
iShares Global Comm Services ETF
IXP
$572M
$3K ﹤0.01%
65
– –
JRI icon
1128
Nuveen Real Asset Income & Growth Fund
JRI
$352M
$3K ﹤0.01%
224
– –
M icon
1129
Macy's
M
$6.68B
$3K ﹤0.01%
103
– –
MFC icon
1130
Manulife Financial
MFC
$73.5B
$3K ﹤0.01%
196
– –
MVV icon
1131
ProShares Ultra MidCap400
MVV
$163M
$3K ﹤0.01%
72
– –
PFGC icon
1132
Performance Food Group
PFGC
$18B
$3K ﹤0.01%
85
– –
PH icon
1133
Parker-Hannifin
PH
$135B
$3K ﹤0.01%
21
– –
PJT icon
1134
PJT Partners
PJT
$4.38B
$3K ﹤0.01%
60
+2
+3% +$109
PJP icon
1135
Invesco Pharmaceuticals ETF
PJP
$479M
$3K ﹤0.01%
50
– –
PMO
1136
Franklin Municipal Opportunities Trust
PMO
$285M
$3K ﹤0.01%
333
– –
PNR icon
1137
Pentair
PNR
$11B
$3K ﹤0.01%
83
-200
-71% -$8.99K
PPT
1138
Franklin Premier Income Trust
PPT
$328M
$3K ﹤0.01%
750
– –
QQEW icon
1139
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.82B
$3K ﹤0.01%
50
– –
RGA icon
1140
Reinsurance Group of America
RGA
$16.1B
$3K ﹤0.01%
28
– –
SBS icon
1141
Sabesp
SBS
$18.7B
$3K ﹤0.01%
3,429
– –
SVXY icon
1142
ProShares Short VIX Short-Term Futures ETF
SVXY
$206M
$3K ﹤0.01%
130
– –
THC icon
1143
Tenet Healthcare
THC
$21.1B
$3K ﹤0.01%
101
– –
TMUS icon
1144
T-Mobile US
TMUS
$190B
$3K ﹤0.01%
60
– –
TRGP icon
1145
Targa Resources
TRGP
$55.1B
$3K ﹤0.01%
68
– –
TRMB icon
1146
Trimble
TRMB
$13.9B
$3K ﹤0.01%
103
– –
WDAY icon
1147
Workday
WDAY
$44.4B
$3K ﹤0.01%
29
– –
WYNN icon
1148
Wynn Resorts
WYNN
$10.6B
$3K ﹤0.01%
18
– –
RCM
1149
DELISTED
R1 RCM Inc. Common Stock
RCM
$3K ﹤0.01%
450
– –
BIG
1150
DELISTED
Big Lots, Inc.
BIG
$3K ﹤0.01%
79
– –
44 45
46
47 48

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NFG
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6M
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RFA
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CCT
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C
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CC
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RM
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Carroll Financial Associates's Q2 2018 Portfolio in Review

As of Q2 2018, Carroll Financial Associates held 1,388 positions worth $937M, up 2.9% from $911M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates's Q2 2018 filing shows 56 new, 294 increased, 206 reduced and 54 closed positions. Its largest new stake was Global X SuperDividend ETF: 1,587 shares worth $99K. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $5.43M.

By sector, the portfolio is most concentrated in Financials at 7.8% of assets, down from 8.4% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q2 2018 buy was Global X SuperDividend ETF: 1,587 shares worth $99K.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q2 2018, an estimated $3.29M increase.
  • Carroll Financial Associates's biggest Q2 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $5.43M.
  • Carroll Financial Associates fully exited Monsanto Co in Q2 2018, selling an estimated $536K.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $937M portfolio in Q2 2018.
  • Carroll Financial Associates opened 56 new positions and closed 54 in Q2 2018.
  • Carroll Financial Associates's portfolio value rose 2.9% quarter-over-quarter to $937M.

Based on Carroll Financial Associates's 13F filing for Q2 2018, filed 19 Jul 2018.