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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$914M
AUM Growth
+$36.5M
Cap. Flow
+$2.45M
Cap. Flow %
0.27%
Top 10 Hldgs %
49%
Holding
1,358
New
82
Increased
240
Reduced
272
Closed
50

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
2
DD icon
DuPont de Nemours
DD
+$5.6M
3
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.9M
4
FCNCA icon
First Citizens BancShares
FCNCA
+$2.93M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.59M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$7.84M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.29M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$4.21M
4
GE icon
GE Aerospace
GE
+$3.42M
5
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$2.17M

Sector Composition

Rank Sector Weight
1 Financials 8.18%
2 Technology 5.27%
3 Energy 3.62%
4 Healthcare 3.57%
5 Consumer Staples 2.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GGG icon
1126
Graco
GGG
$13.5B
$2K ﹤0.01%
+57
New +$2.47K
HUBB icon
1127
Hubbell
HUBB
$26.8B
$2K ﹤0.01%
+20
New +$2.49K
JQC icon
1128
Nuveen Credit Strategies Income Fund
JQC
$708M
$2K ﹤0.01%
+352
New +$2.91K
CPTL
1129
Global X Funds Global X Morningstar Capital Allocation Leaders ETF
CPTL
$119M
$2K ﹤0.01%
117
– –
LEO
1130
BNY Mellon Strategic Municipals
LEO
$384M
$2K ﹤0.01%
250
– –
MVV icon
1131
ProShares Ultra MidCap400
MVV
$158M
$2K ﹤0.01%
72
– –
NOK icon
1132
Nokia
NOK
$52.6B
$2K ﹤0.01%
447
– –
NSA
1133
DELISTED
National Storage Affiliates Trust
NSA
$2K ﹤0.01%
75
– –
PII icon
1134
Polaris
PII
$3.99B
$2K ﹤0.01%
22
– –
PJT icon
1135
PJT Partners
PJT
$4.42B
$2K ﹤0.01%
58
-5
-8% -$203
RWX icon
1136
State Street SPDR Dow Jones International Real Estate ETF
RWX
$267M
$2K ﹤0.01%
61
-60
-50% -$2.34K
ST icon
1137
Sensata Technologies
ST
$6.74B
$2K ﹤0.01%
54
-15
-22% -$739
TRGP icon
1138
Targa Resources
TRGP
$57.6B
$2K ﹤0.01%
42
– –
TRI icon
1139
Thomson Reuters
TRI
$43.4B
$2K ﹤0.01%
52
-293
-85% -$15.3K
WDAY icon
1140
Workday
WDAY
$42B
$2K ﹤0.01%
29
– –
XLG icon
1141
Invesco S&P 500 Top 50 ETF
XLG
$11B
$2K ﹤0.01%
140
+30
+27% +$555
CMBT
1142
CMB.TECH NV
CMBT
$4.76B
$2K ﹤0.01%
315
– –
ATSG
1143
DELISTED
Air Transport Services Group
ATSG
$2K ﹤0.01%
100
– –
HYB
1144
DELISTED
New America High Income Fund, Inc.
HYB
$2K ﹤0.01%
240
– –
CEM
1145
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$2K ﹤0.01%
37
– –
BKCC
1146
DELISTED
BlackRock Capital Investment Corporation
BKCC
$2K ﹤0.01%
400
– –
BKI
1147
DELISTED
Black Knight, Inc. Common Stock
BKI
$2K ﹤0.01%
+67
New +$3.03K
NUAN
1148
DELISTED
Nuance Communications, Inc.
NUAN
$2K ﹤0.01%
155
– –
MNK
1149
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$2K ﹤0.01%
94
-62
-40% -$1.66K
CFRX
1150
DELISTED
ContraFect Corporation
CFRX
$2K ﹤0.01%
3
– –
44 45
46
47 48

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Carroll Financial Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Carroll Financial Associates held 1,358 positions worth $914M, up 4.2% from $878M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q4 2017 filing shows 82 new, 240 increased, 272 reduced and 50 closed positions. Its largest new stake was DuPont de Nemours: 31,101 shares worth $5.61M. The largest sale was Park Sterling Corp., an estimated $7.84M.

By sector, the portfolio is most concentrated in Financials at 8.2% of assets, down from 8.7% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2017 buy was DuPont de Nemours: 31,101 shares worth $5.61M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q4 2017, an estimated $11.3M increase.
  • Carroll Financial Associates's biggest Q4 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.29M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2017, selling an estimated $7.84M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $914M portfolio in Q4 2017.
  • Carroll Financial Associates opened 82 new positions and closed 50 in Q4 2017.
  • Carroll Financial Associates's portfolio value rose 4.2% quarter-over-quarter to $914M.

Based on Carroll Financial Associates's 13F filing for Q4 2017, filed 18 Jan 2018.