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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$878M
AUM Growth
+$50.8M
Cap. Flow
+$12.8M
Cap. Flow %
1.46%
Top 10 Hldgs %
47.08%
Holding
1,346
New
83
Increased
259
Reduced
310
Closed
70

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$13.1M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
3
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.91M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.07M
5
RTX icon
RTX Corp
RTX
+$4.07M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.9M
2
DD icon
DuPont de Nemours
DD
+$7.88M
3
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.8M
4
DD
Du Pont De Nemours E I
DD
+$1.5M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.33M

Sector Composition

Rank Sector Weight
1 Financials 8.75%
2 Technology 5.53%
3 Healthcare 3.99%
4 Energy 3.84%
5 Industrials 3.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AIG.WS
1126
DELISTED
American International Group, Inc.
AIG.WS
$2K ﹤0.01%
128
-36
-22% -$732
CFRX
1127
DELISTED
ContraFect Corporation
CFRX
$2K ﹤0.01%
+3
New +$2.84K
NTRI
1128
DELISTED
NutriSystem, Inc.
NTRI
$2K ﹤0.01%
+45
New +$2.44K
PTHN
1129
DELISTED
Patheon N.V.
PTHN
$2K ﹤0.01%
60
– –
TVIX
1130
DELISTED
VelocityShares Daily 2x VIX Short Term ETN
TVIX
$2K ﹤0.01%
+2
New +$3.36K
FTR
1131
DELISTED
Frontier Communications Corp.
FTR
$2K ﹤0.01%
174
-26
-13% -$365
TSS
1132
DELISTED
Total System Services, Inc.
TSS
$2K ﹤0.01%
32
– –
AXTA icon
1133
Axalta
AXTA
$8.23B
$1K ﹤0.01%
59
– –
BWXT icon
1134
BWX Technologies
BWXT
$15.2B
$1K ﹤0.01%
32
– –
CRDF icon
1135
Cardiff Oncology
CRDF
$76.6M
$1K ﹤0.01%
21
– –
DAN icon
1136
Dana Inc
DAN
$3.05B
$1K ﹤0.01%
38
– –
ESGD icon
1137
iShares ESG Aware MSCI EAFE ETF
ESGD
$12.3B
$1K ﹤0.01%
16
– –
ESGE icon
1138
iShares ESG Aware MSCI EM ETF
ESGE
$6.7B
$1K ﹤0.01%
32
– –
FLO icon
1139
Flowers Foods
FLO
$1.55B
$1K ﹤0.01%
95
– –
FWONA icon
1140
Liberty Media Series A
FWONA
$23.4B
$1K ﹤0.01%
+45
New +$1.51K
HAE icon
1141
Haemonetics
HAE
$3.89B
$1K ﹤0.01%
25
– –
HAIN icon
1142
Hain Celestial
HAIN
$53.1M
$1K ﹤0.01%
26
– –
HLT icon
1143
Hilton Worldwide
HLT
$72.1B
$1K ﹤0.01%
+23
New +$1.47K
HYT icon
1144
BlackRock Corporate High Yield Fund
HYT
$1.37B
$1K ﹤0.01%
122
– –
IHF icon
1145
iShares US Healthcare Providers ETF
IHF
$1.27B
$1K ﹤0.01%
55
– –
IT icon
1146
Gartner
IT
$12.2B
$1K ﹤0.01%
+12
New +$1.48K
JBLU icon
1147
JetBlue
JBLU
$2.26B
$1K ﹤0.01%
+60
New +$1.26K
JEF icon
1148
Jefferies Financial Group
JEF
$13B
$1K ﹤0.01%
71
-42
-37% -$941
LILAK icon
1149
Liberty Latin America Class C
LILAK
$1.66B
$1K ﹤0.01%
68
+4
+6% +$86
MFIC icon
1150
MidCap Financial Investment
MFIC
$798M
$1K ﹤0.01%
+76
New +$1.41K
44 45
46
47 48

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Carroll Financial Associates's Q3 2017 Portfolio in Review

As of Q3 2017, Carroll Financial Associates held 1,346 positions worth $878M, up 6.1% from $827M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q3 2017 filing shows 83 new, 259 increased, 310 reduced and 70 closed positions. Its largest new stake was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $14.9M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, down from 8.9% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2017 buy was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q3 2017, an estimated $13.1M increase.
  • Carroll Financial Associates's biggest Q3 2017 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $14.9M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q3 2017, selling an estimated $7.88M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $878M portfolio in Q3 2017.
  • Carroll Financial Associates opened 83 new positions and closed 70 in Q3 2017.
  • Carroll Financial Associates's portfolio value rose 6.1% quarter-over-quarter to $878M.

Based on Carroll Financial Associates's 13F filing for Q3 2017, filed 25 Oct 2017.