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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$785M
AUM Growth
+$84M
Cap. Flow
+$49.3M
Cap. Flow %
6.28%
Top 10 Hldgs %
45.22%
Holding
1,307
New
75
Increased
250
Reduced
239
Closed
52

Top Buys

Rank Stock Value
1
ENB icon
Enbridge
ENB
+$5.57M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.52M
3
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$5.48M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.65M
5
AXP icon
American Express
AXP
+$3.41M

Top Sells

Rank Stock Value
1
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.59M
2
SE
Spectra Energy Corp Wi
SE
+$3.64M
3
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$1.34M
4
VIIX
VelocityShares VIX Short Term ETN
VIIX
+$779K
5
LOB icon
Live Oak Bancshares
LOB
+$752K

Sector Composition

Rank Sector Weight
1 Financials 9.12%
2 Technology 5.75%
3 Energy 4.37%
4 Healthcare 4.06%
5 Industrials 3.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYT icon
1126
BlackRock Corporate High Yield Fund
HYT
$1.37B
$1K ﹤0.01%
122
– –
IHF icon
1127
iShares US Healthcare Providers ETF
IHF
$1.25B
$1K ﹤0.01%
55
– –
IPG
1128
DELISTED
Interpublic Group of Companies
IPG
$1K ﹤0.01%
71
– –
LILAK icon
1129
Liberty Latin America Class C
LILAK
$1.68B
$1K ﹤0.01%
64
– –
MSCI icon
1130
MSCI
MSCI
$41.2B
$1K ﹤0.01%
16
– –
NMFC icon
1131
New Mountain Finance
NMFC
$723M
$1K ﹤0.01%
100
– –
NSA
1132
DELISTED
National Storage Affiliates Trust
NSA
$1K ﹤0.01%
75
– –
NTGR icon
1133
NETGEAR
NTGR
$652M
$1K ﹤0.01%
25
– –
PBF icon
1134
PBF Energy
PBF
$7.26B
$1K ﹤0.01%
58
– –
PFN
1135
PIMCO Income Strategy Fund II
PFN
$702M
$1K ﹤0.01%
118
-580
-83% -$5.69K
PWV icon
1136
Invesco Large Cap Value ETF
PWV
$1.72B
$1K ﹤0.01%
46
– –
RHI icon
1137
Robert Half
RHI
$4.16B
$1K ﹤0.01%
32
– –
RL icon
1138
Ralph Lauren
RL
$23.6B
$1K ﹤0.01%
18
– –
RPM icon
1139
RPM International
RPM
$14.8B
$1K ﹤0.01%
27
– –
ECHO
1140
EchoStar
ECHO
$25.3B
$1K ﹤0.01%
27
– –
SFM icon
1141
Sprouts Farmers Market
SFM
$8.13B
$1K ﹤0.01%
46
– –
SITC icon
1142
SITE Centers
SITC
$164M
$1K ﹤0.01%
102
-4
-4% -$74
SXC icon
1143
SunCoke Energy
SXC
$815M
$1K ﹤0.01%
147
– –
SYF icon
1144
Synchrony
SYF
$25.6B
$1K ﹤0.01%
31
– –
THC icon
1145
Tenet Healthcare
THC
$20.7B
$1K ﹤0.01%
101
– –
VYX icon
1146
NCR Voyix
VYX
$1.16B
$1K ﹤0.01%
42
– –
X
1147
DELISTED
US Steel
X
$1K ﹤0.01%
34
– –
XLG icon
1148
Invesco S&P 500 Top 50 ETF
XLG
$11B
$1K ﹤0.01%
110
– –
XYZ
1149
Block Inc
XYZ
$47.5B
$1K ﹤0.01%
115
– –
DLA
1150
DELISTED
Delta Apparel Inc.
DLA
$1K ﹤0.01%
+68
New +$1.24K
44 45
46
47 48

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RFA
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CCT
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RM
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Carroll Financial Associates's Q1 2017 Portfolio in Review

As of Q1 2017, Carroll Financial Associates held 1,307 positions worth $785M, up 12% from $701M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $49.3M of net new capital in Q1 2017, opening 75 new positions and adding to 250 existing holdings. Its largest new stake was Enbridge: 131,920 shares worth $5.52M.

By sector, the portfolio is most concentrated in Financials at 9.1% of assets, down from 9.5% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, an estimated $5.59M trimmed.

  • Carroll Financial Associates's largest Q1 2017 buy was Enbridge: 131,920 shares worth $5.52M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q1 2017, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q1 2017 reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, cutting an estimated $5.59M.
  • Carroll Financial Associates fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $3.64M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $785M portfolio in Q1 2017.
  • Carroll Financial Associates opened 75 new positions and closed 52 in Q1 2017.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $785M.

Based on Carroll Financial Associates's 13F filing for Q1 2017, filed 11 Apr 2017.