CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+3.88%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$701M
AUM Growth
+$34.8M
Cap. Flow
+$12.3M
Cap. Flow %
1.76%
Top 10 Hldgs %
45.65%
Holding
1,298
New
50
Increased
228
Reduced
255
Closed
65

Top Buys

1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$5.84M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$4.49M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
$3.96M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$3.85M
5
IVV icon
iShares Core S&P 500 ETF
IVV
$1.62M

Top Sells

1
PSTB
Park Sterling Corp.
PSTB
$3.32M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$2.47M
3
PNY
PIEDMONT NATURAL GAS CO INC(NC
PNY
$2.34M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$1.13M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$853K

Sector Composition

1 Financials 9.48%
2 Technology 5.84%
3 Energy 4.14%
4 Healthcare 3.95%
5 Industrials 3.63%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VAR
1126
DELISTED
Varian Medical Systems, Inc.
VAR
$1K ﹤0.01%
14
– –
NBL
1127
DELISTED
Noble Energy, Inc.
NBL
$1K ﹤0.01%
40
-50
-56% -$1.25K
CHK
1128
DELISTED
Chesapeake Energy Corporation
CHK
$1K ﹤0.01%
1
– –
VSM
1129
DELISTED
Versum Materials, Inc.
VSM
$1K ﹤0.01%
+37
New +$1K
BCS.PRA.CL
1130
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$1K ﹤0.01%
50
– –
CHUBA
1131
DELISTED
CommerceHub, Inc. Series A Common Stock
CHUBA
$0 ﹤0.01%
21
-15
-42% –
CHUBK
1132
DELISTED
CommerceHub, Inc. Series C Common Stock
CHUBK
$0 ﹤0.01%
44
-30
-41% –
SPXH
1133
DELISTED
Janus Velocity Volatility Hedged Large Cap ETF
SPXH
– –
-500
Closed -$15K
ACTA
1134
DELISTED
Actua Corporation
ACTA
$0 ﹤0.01%
1
– –
HSNI
1135
DELISTED
HSN, Inc.
HSNI
$0 ﹤0.01%
11
– –
PMC
1136
DELISTED
PharMerica Corporation
PMC
$0 ﹤0.01%
27
– –
MORE
1137
DELISTED
Monogram Residential Trust, Inc.
MORE
– –
-592
Closed -$6K
WBMD
1138
DELISTED
WebMD Health Corp.
WBMD
$0 ﹤0.01%
3
-8
-73% –
WFM
1139
DELISTED
Whole Foods Market Inc
WFM
– –
-514
Closed -$14K
CCP
1140
DELISTED
Care Capital Properties, Inc.
CCP
$0 ﹤0.01%
15
– –
TVIA
1141
DELISTED
TerraVia Holdings, Inc. Common Stock
TVIA
– –
-1,750
Closed -$4K
UTEK
1142
DELISTED
Ultratech Inc.
UTEK
$0 ﹤0.01%
13
– –
LLTC
1143
DELISTED
Linear Technology Corp
LLTC
– –
-208
Closed -$12K
BSCG
1144
DELISTED
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
– –
-1,526
Closed -$33K
BSJG
1145
DELISTED
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
– –
-10,258
Closed -$264K
LGF
1146
DELISTED
Lions Gate Entertainment
LGF
– –
-2,022
Closed -$40K
TLN
1147
DELISTED
Talen Energy Corporation
TLN
– –
-12
Closed –
CPHD
1148
DELISTED
Cepheid Inc
CPHD
– –
-305
Closed -$16K
COB
1149
DELISTED
CommunityOne Bancorp
COB
– –
-473
Closed -$6K
ITC
1150
DELISTED
ITC HOLDINGS CORP
ITC
– –
-3,600
Closed -$167K
44 45
46
47 48