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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.16%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$538M
AUM Growth
+$58M
Cap. Flow
+$46.6M
Cap. Flow %
8.66%
Top 10 Hldgs %
44.15%
Holding
1,319
New
136
Increased
373
Reduced
192
Closed
80

Top Buys

Rank Stock Value
1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$11M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.68M
3
SCIU
Global X Scientific Beta US ETF
SCIU
+$7.1M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.75M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$2.99M

Top Sells

Rank Stock Value
1
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$8.16M
2
SE
Spectra Energy Corp Wi
SE
+$3.04M
3
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$1.14M
4
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$765K
5
GPT
Gramercy Property Trust
GPT
+$611K

Sector Composition

Rank Sector Weight
1 Financials 9.82%
2 Technology 6.79%
3 Energy 4.95%
4 Consumer Staples 4.87%
5 Industrials 4.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSET icon
1126
Bassett Furniture
BSET
$176M
$0 ﹤0.01%
+6
New +$177
BWX icon
1127
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
– –
-42
Closed -$1K
CIB icon
1128
Grupo Cibest SA
CIB
$21.1B
– –
-60
Closed -$1K
CIG icon
1129
CEMIG Preferred Shares
CIG
$6.01B
– –
-685
Closed –
CLAR icon
1130
Clarus
CLAR
$143M
$0 ﹤0.01%
25
– –
CRNT icon
1131
Ceragon Networks
CRNT
$201M
$0 ﹤0.01%
37
+12
+48% +$14
CWI icon
1132
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.85B
$0 ﹤0.01%
29
– –
DAN icon
1133
Dana Inc
DAN
$3.06B
$0 ﹤0.01%
+38
New +$475
DDD icon
1134
3D Systems Corp
DDD
$613M
– –
-155
Closed -$1K
DPZ icon
1135
Domino's
DPZ
$11.6B
$0 ﹤0.01%
+4
New +$477
DSL
1136
DoubleLine Income Solutions Fund
DSL
$1.24B
– –
-320
Closed -$5K
EELV icon
1137
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$428M
– –
-800
Closed -$16K
EFG icon
1138
iShares MSCI EAFE Growth ETF
EFG
$17.3B
– –
-500
Closed -$33K
EIX icon
1139
Edison International
EIX
$26.4B
$0 ﹤0.01%
+12
New +$778
EOI
1140
Eaton Vance Enhanced Equity Income Fund
EOI
$826M
$0 ﹤0.01%
9
– –
ERIC icon
1141
Ericsson
ERIC
$33.3B
$0 ﹤0.01%
65
– –
ESGR
1142
DELISTED
Enstar Group
ESGR
– –
-165
Closed -$24K
ESI icon
1143
Element Solutions
ESI
$9.23B
– –
-177
Closed -$2K
EWBC icon
1144
East-West Bancorp
EWBC
$18B
$0 ﹤0.01%
4
– –
EWH icon
1145
iShares MSCI Hong Kong ETF
EWH
$1.22B
– –
-280
Closed -$5K
FANG icon
1146
Diamondback Energy
FANG
$52.7B
$0 ﹤0.01%
+3
New +$212
FCEL icon
1147
FuelCell Energy
FCEL
$1.63B
– –
0
– –
G icon
1148
Genpact
G
$5.76B
$0 ﹤0.01%
+18
New +$456
GCO icon
1149
Genesco
GCO
$422M
– –
-75
Closed -$4K
GNW icon
1150
Genworth Financial
GNW
$3.71B
– –
-175
Closed –
44 45
46
47 48

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NFG
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6M
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RFA
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CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
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CC
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RM
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Carroll Financial Associates's Q1 2016 Portfolio in Review

As of Q1 2016, Carroll Financial Associates held 1,319 positions worth $538M, up 12% from $480M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $46.6M of net new capital in Q1 2016, opening 136 new positions and adding to 373 existing holdings. Its largest new stake was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.

By sector, the portfolio is most concentrated in Financials at 9.8% of assets, down from 11% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Invesco S&P 500 Downside Hedged ETF, an estimated $8.16M trimmed.

  • Carroll Financial Associates's largest Q1 2016 buy was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.
  • Carroll Financial Associates added most to Goldman Sachs ActiveBeta US Large Cap Equity ETF in Q1 2016, an estimated $11M increase.
  • Carroll Financial Associates's biggest Q1 2016 reduction was Invesco S&P 500 Downside Hedged ETF, cutting an estimated $8.16M.
  • Carroll Financial Associates fully exited UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN in Q1 2016, selling an estimated $541K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $538M portfolio in Q1 2016.
  • Carroll Financial Associates opened 136 new positions and closed 80 in Q1 2016.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $538M.

Based on Carroll Financial Associates's 13F filing for Q1 2016, filed 20 Apr 2016.