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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.63B
AUM Growth
+$123M
Cap. Flow
+$37.1M
Cap. Flow %
2.28%
Top 10 Hldgs %
44.91%
Holding
1,828
New
214
Increased
473
Reduced
322
Closed
87

Top Buys

Rank Stock Value
1
GSST icon
Goldman Sachs Access Ultra Short Bond ETF
GSST
+$13.2M
2
NCNO icon
nCino
NCNO
+$8.92M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.9M
4
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$4.11M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$2.88M

Top Sells

Rank Stock Value
1
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.31M
2
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$7.6M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.41M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.46M
5
KOMP icon
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 6.93%
2 Financials 5.5%
3 Healthcare 2.53%
4 Consumer Discretionary 2.28%
5 Consumer Staples 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HCSG icon
1101
Healthcare Services Group
HCSG
$1.44B
$15K ﹤0.01%
557
– –
HWM icon
1102
Howmet Aerospace
HWM
$112B
$15K ﹤0.01%
480
– –
ILPT
1103
Industrial Logistics Properties Trust
ILPT
$591M
$15K ﹤0.01%
686
– –
KBWP icon
1104
Invesco KBW Property & Casualty Insurance ETF
KBWP
$269M
$15K ﹤0.01%
210
– –
NET icon
1105
Cloudflare
NET
$109B
$15K ﹤0.01%
+225
New +$17.3K
OLLI icon
1106
Ollie's Bargain Outlet
OLLI
$4.76B
$15K ﹤0.01%
175
-16
-8% -$1.46K
PCN
1107
PIMCO Corporate & Income Strategy Fund
PCN
$891M
$15K ﹤0.01%
900
-180
-17% -$3.1K
PHG icon
1108
Philips
PHG
$26.4B
$15K ﹤0.01%
338
-182
-35% -$8.26K
TRN icon
1109
Trinity Industries
TRN
$2.29B
$15K ﹤0.01%
545
– –
TWO
1110
Two Harbors Investment
TWO
$1.26B
$15K ﹤0.01%
+527
New +$14.4K
WKHS icon
1111
Workhorse Group
WKHS
$34.1M
– –
0
– –
XSOE icon
1112
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.09B
$15K ﹤0.01%
+374
New +$15.8K
QVCGA
1113
DELISTED
QVC Group Inc Series A
QVCGA
$15K ﹤0.01%
26
– –
LGF.B
1114
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
$15K ﹤0.01%
1,196
– –
LGF.A
1115
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
$15K ﹤0.01%
1,011
– –
BKI
1116
DELISTED
Black Knight, Inc. Common Stock
BKI
$15K ﹤0.01%
210
+5
+2% +$402
AAL icon
1117
American Airlines Group
AAL
$10.1B
$14K ﹤0.01%
606
-367
-38% -$7.08K
ABCB icon
1118
Ameris Bancorp
ABCB
$5.92B
$14K ﹤0.01%
271
– –
AVNS
1119
DELISTED
Avanos Medical
AVNS
$14K ﹤0.01%
340
+7
+2% +$329
BEP icon
1120
Brookfield Renewable
BEP
$10.3B
$14K ﹤0.01%
337
– –
BIPC icon
1121
Brookfield Infrastructure
BIPC
$4.92B
$14K ﹤0.01%
291
+40
+16% +$1.8K
CHE icon
1122
Chemed
CHE
$7.02B
$14K ﹤0.01%
32
-15
-32% -$7.35K
EXPO icon
1123
Exponent
EXPO
$3.25B
$14K ﹤0.01%
145
– –
HPQ icon
1124
HP
HPQ
$26.6B
$14K ﹤0.01%
459
+2
+0.4% +$55
IDRV icon
1125
iShares Self-Driving EV and Tech ETF
IDRV
$137M
$14K ﹤0.01%
+321
New +$14.8K
43 44
45
46 47

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Carroll Financial Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Carroll Financial Associates held 1,828 positions worth $1.63B, up 8.2% from $1.5B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q1 2021 filing shows 214 new, 473 increased, 322 reduced and 87 closed positions. Its largest new stake was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M. The largest sale was ARK Genomic Revolution ETF, an estimated $8.31M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q1 2021 buy was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M.
  • Carroll Financial Associates added most to JPMorgan Ultra-Short Income ETF in Q1 2021, an estimated $6.9M increase.
  • Carroll Financial Associates's biggest Q1 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $8.31M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF January in Q1 2021, selling an estimated $363K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.63B portfolio in Q1 2021.
  • Carroll Financial Associates opened 214 new positions and closed 87 in Q1 2021.
  • Carroll Financial Associates's portfolio value rose 8.2% quarter-over-quarter to $1.63B.

Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.