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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+19.87%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.2B
AUM Growth
+$180M
Cap. Flow
-$4.09M
Cap. Flow %
-0.34%
Top 10 Hldgs %
48.08%
Holding
1,797
New
140
Increased
384
Reduced
372
Closed
94

Top Buys

Rank Stock Value
1
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.85M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$5.83M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$5.06M
4
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.83M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.09M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$7.55M
2
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.53M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$5.27M
4
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$4.6M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$4.24M

Sector Composition

Rank Sector Weight
1 Technology 7.73%
2 Financials 5.31%
3 Healthcare 3.06%
4 Consumer Discretionary 2.27%
5 Consumer Staples 2.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTLT
1101
DELISTED
CATALENT, INC.
CTLT
$8K ﹤0.01%
113
– –
WWE
1102
DELISTED
World Wrestling Entertainment
WWE
$8K ﹤0.01%
200
– –
INFO
1103
DELISTED
IHS Markit Ltd. Common Shares
INFO
$8K ﹤0.01%
110
-33
-23% -$2.25K
MYF
1104
DELISTED
Blackrock Muni Yield Investment Fund, Inc.
MYF
$8K ﹤0.01%
600
– –
AL
1105
DELISTED
Air Lease Corp
AL
$7K ﹤0.01%
264
-283
-52% -$7.55K
BBDC icon
1106
Barings BDC
BBDC
$974M
$7K ﹤0.01%
1,000
– –
BBN icon
1107
BlackRock Taxable Municipal Bond Trust
BBN
$985M
$7K ﹤0.01%
300
– –
BIPC icon
1108
Brookfield Infrastructure
BIPC
$4.94B
$7K ﹤0.01%
+242
New +$7.03K
BKT icon
1109
BlackRock Income Trust
BKT
$342M
$7K ﹤0.01%
426
– –
BXP icon
1110
Boston Properties
BXP
$10.8B
$7K ﹤0.01%
78
– –
CHH icon
1111
Choice Hotels
CHH
$4.6B
$7K ﹤0.01%
100
– –
DRI icon
1112
Darden Restaurants
DRI
$24.8B
$7K ﹤0.01%
100
– –
FEX icon
1113
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
$7K ﹤0.01%
130
– –
FFIN icon
1114
First Financial Bankshares
FFIN
$4.99B
$7K ﹤0.01%
246
– –
FTSM icon
1115
First Trust Enhanced Short Maturity ETF
FTSM
$6.54B
$7K ﹤0.01%
126
– –
GGG icon
1116
Graco
GGG
$13.6B
$7K ﹤0.01%
147
– –
HWM icon
1117
Howmet Aerospace
HWM
$113B
$7K ﹤0.01%
480
-146
-23% -$1.92K
IBN icon
1118
ICICI Bank
IBN
$108B
$7K ﹤0.01%
800
– –
KEX icon
1119
Kirby Corp
KEX
$6.99B
$7K ﹤0.01%
132
-107
-45% -$5.47K
KIDS icon
1120
OrthoPediatrics
KIDS
$634M
$7K ﹤0.01%
180
+54
+43% +$2.43K
LEN icon
1121
Lennar Class A
LEN
$21.1B
$7K ﹤0.01%
127
+10
+9% +$511
NNN icon
1122
NNN REIT
NNN
$8.78B
$7K ﹤0.01%
202
– –
NSA
1123
DELISTED
National Storage Affiliates Trust
NSA
$7K ﹤0.01%
258
– –
PCRX icon
1124
Pacira BioSciences
PCRX
$975M
$7K ﹤0.01%
150
– –
PEY icon
1125
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
$7K ﹤0.01%
530
– –
43 44
45
46 47

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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q2 2020 Portfolio in Review

As of Q2 2020, Carroll Financial Associates held 1,797 positions worth $1.2B, up 18% from $1.02B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q2 2020 filing shows 140 new, 384 increased, 372 reduced and 94 closed positions. Its largest new stake was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M. The largest sale was Invesco FTSE RAFI US 1000 ETF, an estimated $7.55M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q2 2020 buy was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q2 2020, an estimated $5.83M increase.
  • Carroll Financial Associates's biggest Q2 2020 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $7.55M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF April in Q2 2020, selling an estimated $6.53M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.2B portfolio in Q2 2020.
  • Carroll Financial Associates opened 140 new positions and closed 94 in Q2 2020.
  • Carroll Financial Associates's portfolio value rose 18% quarter-over-quarter to $1.2B.

Based on Carroll Financial Associates's 13F filing for Q2 2020, filed 9 Jul 2020.