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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$34.9M
Cap. Flow %
3.42%
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.1M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$10.9M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.05M
4
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$7.06M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.87M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$35.1M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$10.6M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.22M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.88M
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LGF.A
1101
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
$6K ﹤0.01%
1,011
– –
SWN
1102
DELISTED
Southwestern Energy Company
SWN
$6K ﹤0.01%
3,645
+1,270
+53% +$2.2K
WWE
1103
DELISTED
World Wrestling Entertainment
WWE
$6K ﹤0.01%
+200
New +$9.69K
CVET
1104
DELISTED
Covetrus, Inc. Common Stock
CVET
$6K ﹤0.01%
800
– –
MGP
1105
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
$6K ﹤0.01%
259
– –
BSCL
1106
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$6K ﹤0.01%
304
– –
PS
1107
DELISTED
Pluralsight, Inc. Class A Common Stock
PS
$6K ﹤0.01%
603
– –
IRR
1108
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
$6K ﹤0.01%
3,000
– –
BSCN
1109
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$6K ﹤0.01%
306
– –
BAND
1110
Bandwidth Inc
BAND
$1.74B
$5K ﹤0.01%
+85
New +$5.79K
BMO icon
1111
Bank of Montreal
BMO
$129B
$5K ﹤0.01%
105
– –
BURL icon
1112
Burlington
BURL
$22.4B
$5K ﹤0.01%
+34
New +$7.16K
BWXT icon
1113
BWX Technologies
BWXT
$15.6B
$5K ﹤0.01%
104
-122
-54% -$7.25K
CACC icon
1114
Credit Acceptance
CACC
$6.05B
$5K ﹤0.01%
20
+9
+82% +$3.63K
CAH icon
1115
Cardinal Health
CAH
$53.8B
$5K ﹤0.01%
109
– –
CLB icon
1116
Core Laboratories
CLB
$569M
$5K ﹤0.01%
504
+193
+62% +$5.4K
CNC icon
1117
Centene
CNC
$32.6B
$5K ﹤0.01%
86
– –
COTY icon
1118
Coty
COTY
$2.42B
$5K ﹤0.01%
1,000
– –
DBAW icon
1119
Xtrackers MSCI All World ex US Hedged Equity ETF
DBAW
$306M
$5K ﹤0.01%
223
-125
-36% -$3.4K
DFS
1120
DELISTED
Discover Financial Services
DFS
$5K ﹤0.01%
166
– –
DRI icon
1121
Darden Restaurants
DRI
$25.4B
$5K ﹤0.01%
100
– –
EA
1122
DELISTED
Electronic Arts
EA
$5K ﹤0.01%
52
+23
+79% +$2.42K
EMLC icon
1123
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.79B
$5K ﹤0.01%
195
– –
ERC
1124
Allspring Multi-Sector Income Fund
ERC
$259M
$5K ﹤0.01%
570
-1,665
-74% -$19.8K
ETSY icon
1125
Etsy
ETSY
$7.4B
$5K ﹤0.01%
150
– –
43 44
45
46 47

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.

  • Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
  • Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
  • Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
  • Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
  • Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.

Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.