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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.24%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.15B
AUM Growth
+$81.1M
Cap. Flow
+$48.1M
Cap. Flow %
4.19%
Top 10 Hldgs %
48.81%
Holding
1,814
New
287
Increased
511
Reduced
261
Closed
62

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.5M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$16.4M
3
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$11M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$7.76M
5
OMFL icon
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
+$7.05M

Top Sells

Rank Stock Value
1
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.5M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$22.2M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$13.2M
4
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$4.72M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.59M

Sector Composition

Rank Sector Weight
1 Financials 6.75%
2 Technology 5.61%
3 Healthcare 3.09%
4 Energy 2.58%
5 Consumer Staples 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EQH icon
1101
Equitable Holdings
EQH
$14.1B
$7K ﹤0.01%
346
+143
+70% +$3.08K
FAX
1102
abrdn Asia-Pacific Income Fund
FAX
$600M
$7K ﹤0.01%
289
– –
FEX icon
1103
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
$7K ﹤0.01%
130
– –
FFIN icon
1104
First Financial Bankshares
FFIN
$4.97B
$7K ﹤0.01%
+246
New +$7.4K
FTSM icon
1105
First Trust Enhanced Short Maturity ETF
FTSM
$6.5B
$7K ﹤0.01%
126
– –
GGG icon
1106
Graco
GGG
$13.5B
$7K ﹤0.01%
+146
New +$7.36K
HACK icon
1107
Amplify Cybersecurity ETF
HACK
$2.9B
$7K ﹤0.01%
181
– –
HHH icon
1108
Howard Hughes
HHH
$4.03B
$7K ﹤0.01%
62
+3
+5% +$307
IMMR icon
1109
Immersion
IMMR
$252M
$7K ﹤0.01%
1,000
– –
IPGP icon
1110
IPG Photonics
IPGP
$3.84B
$7K ﹤0.01%
46
– –
IYY icon
1111
iShares Dow Jones US ETF
IYY
$3.06B
$7K ﹤0.01%
108
– –
LKQ icon
1112
LKQ Corp
LKQ
$6.29B
$7K ﹤0.01%
281
– –
LSTR icon
1113
Landstar System
LSTR
$6.21B
$7K ﹤0.01%
+74
New +$7.89K
MHK icon
1114
Mohawk Industries
MHK
$9.22B
$7K ﹤0.01%
51
– –
MYD
1115
DELISTED
BlackRock MuniYield Fund
MYD
$7K ﹤0.01%
512
– –
NGG icon
1116
National Grid
NGG
$81.3B
$7K ﹤0.01%
157
– –
NSA
1117
DELISTED
National Storage Affiliates Trust
NSA
$7K ﹤0.01%
258
– –
OZK icon
1118
Bank OZK
OZK
$5.61B
$7K ﹤0.01%
234
+78
+50% +$2.42K
PGEN icon
1119
Precigen
PGEN
$2.59B
$7K ﹤0.01%
1,000
– –
PINC
1120
DELISTED
Premier
PINC
$7K ﹤0.01%
196
+55
+39% +$1.99K
PNR icon
1121
Pentair
PNR
$11B
$7K ﹤0.01%
190
+107
+129% +$4.06K
RCI icon
1122
Rogers Communications
RCI
$18.6B
$7K ﹤0.01%
133
– –
RVT icon
1123
Royce Value Trust
RVT
$2.3B
$7K ﹤0.01%
535
-506
-49% -$7.03K
SCHZ icon
1124
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$7K ﹤0.01%
+282
New +$7.33K
SHOP icon
1125
Shopify
SHOP
$195B
$7K ﹤0.01%
240
+180
+300% +$4.69K
43 44
45
46 47

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Carroll Financial Associates's Q2 2019 Portfolio in Review

As of Q2 2019, Carroll Financial Associates held 1,814 positions worth $1.15B, up 7.6% from $1.07B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates deployed $48.1M of net new capital in Q2 2019, opening 287 new positions and adding to 511 existing holdings. Its largest new stake was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.

By sector, the portfolio is most concentrated in Financials at 6.8% of assets, up from 6.2% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, an estimated $22.5M trimmed.

  • Carroll Financial Associates's largest Q2 2019 buy was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.
  • Carroll Financial Associates added most to iShares 3-7 Year Treasury Bond ETF in Q2 2019, an estimated $20.5M increase.
  • Carroll Financial Associates's biggest Q2 2019 reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, cutting an estimated $22.5M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q2 2019, selling an estimated $4.07M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.15B portfolio in Q2 2019.
  • Carroll Financial Associates opened 287 new positions and closed 62 in Q2 2019.
  • Carroll Financial Associates's portfolio value rose 7.6% quarter-over-quarter to $1.15B.

Based on Carroll Financial Associates's 13F filing for Q2 2019, filed 8 Jul 2019.