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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.07B
AUM Growth
+$168M
Cap. Flow
+$78.7M
Cap. Flow %
7.37%
Top 10 Hldgs %
50.27%
Holding
1,608
New
222
Increased
400
Reduced
272
Closed
81

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$28.6M
2
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.2M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$21.7M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.38M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.54M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$10.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.82M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.76M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$4.52M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.9M

Sector Composition

Rank Sector Weight
1 Financials 6.19%
2 Technology 5.5%
3 Healthcare 3.32%
4 Energy 2.82%
5 Consumer Staples 2.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HII icon
1101
Huntington Ingalls Industries
HII
$12.8B
$5K ﹤0.01%
28
– –
ICF icon
1102
iShares Select U.S. REIT ETF
ICF
$2.11B
$5K ﹤0.01%
98
– –
KR icon
1103
Kroger
KR
$34.8B
$5K ﹤0.01%
210
– –
LBRDA icon
1104
Liberty Broadband Class A
LBRDA
$5.16B
$5K ﹤0.01%
55
-2
-4% -$170
PCRX icon
1105
Pacira BioSciences
PCRX
$997M
$5K ﹤0.01%
150
– –
PFG icon
1106
Principal Financial Group
PFG
$24.3B
$5K ﹤0.01%
100
– –
PGEN icon
1107
Precigen
PGEN
$2.59B
$5K ﹤0.01%
1,000
– –
PRAA icon
1108
PRA Group
PRAA
$755M
$5K ﹤0.01%
194
– –
PSCT icon
1109
Invesco S&P SmallCap Information Technology ETF
PSCT
$517M
$5K ﹤0.01%
192
– –
PZZA icon
1110
Papa John's
PZZA
$806M
$5K ﹤0.01%
100
– –
RMD icon
1111
ResMed
RMD
$30.7B
$5K ﹤0.01%
+49
New +$5.06K
RWK icon
1112
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.35B
$5K ﹤0.01%
100
– –
RWL icon
1113
Invesco S&P 500 Revenue ETF
RWL
$9.9B
$5K ﹤0.01%
100
– –
RYN icon
1114
Rayonier
RYN
$6.55B
$5K ﹤0.01%
192
– –
SCHB icon
1115
Schwab US Broad Market ETF
SCHB
$44.9B
$5K ﹤0.01%
516
+84
+19% +$917
SHG icon
1116
Shinhan Financial Group
SHG
$35.6B
$5K ﹤0.01%
158
– –
SSL icon
1117
Sasol
SSL
$7.1B
$5K ﹤0.01%
192
– –
SUPN icon
1118
Supernus Pharmaceuticals
SUPN
$2.77B
$5K ﹤0.01%
150
– –
TLK icon
1119
Telkom Indonesia
TLK
$14.9B
$5K ﹤0.01%
209
– –
TNL icon
1120
Travel + Leisure Co
TNL
$4.7B
$5K ﹤0.01%
140
– –
TRST
1121
Trustco Bank Corp NY
TRST
$938M
$5K ﹤0.01%
130
– –
UDR icon
1122
UDR
UDR
$12.3B
$5K ﹤0.01%
+111
New +$4.82K
WBD icon
1123
Warner Bros
WBD
$67.1B
$5K ﹤0.01%
212
-7
-3% -$195
WDC icon
1124
Western Digital
WDC
$150B
$5K ﹤0.01%
156
-19
-11% -$650
XRX icon
1125
Xerox
XRX
$425M
$5K ﹤0.01%
164
-79
-33% -$2.23K
43 44
45
46 47

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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q1 2019 Portfolio in Review

As of Q1 2019, Carroll Financial Associates held 1,608 positions worth $1.07B, up 19% from $899M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates deployed $78.7M of net new capital in Q1 2019, opening 222 new positions and adding to 400 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.

By sector, the portfolio is most concentrated in Financials at 6.2% of assets, down from 7.4% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $10.2M trimmed.

  • Carroll Financial Associates's largest Q1 2019 buy was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q1 2019, an estimated $28.6M increase.
  • Carroll Financial Associates's biggest Q1 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $10.2M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q1 2019, selling an estimated $1.99M.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $1.07B portfolio in Q1 2019.
  • Carroll Financial Associates opened 222 new positions and closed 81 in Q1 2019.
  • Carroll Financial Associates's portfolio value rose 19% quarter-over-quarter to $1.07B.

Based on Carroll Financial Associates's 13F filing for Q1 2019, filed 17 Apr 2019.