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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.86%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$945M
AUM Growth
+$7.99M
Cap. Flow
-$46.8M
Cap. Flow %
-4.95%
Top 10 Hldgs %
50.8%
Holding
1,410
New
76
Increased
353
Reduced
179
Closed
32

Top Buys

Rank Stock Value
1
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$3.03M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$2.43M
3
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$1.69M
4
GRES
IQ ARB Global Resources
GRES
+$1.28M
5
TFC icon
Truist Financial
TFC
+$558K

Top Sells

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$24.8M
2
SCIU
Global X Scientific Beta US ETF
SCIU
+$9.87M
3
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$7.2M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$3.49M
5
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$3.17M

Sector Composition

Rank Sector Weight
1 Financials 7.96%
2 Technology 6.05%
3 Healthcare 3.89%
4 Energy 3.23%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VVV icon
1101
Valvoline
VVV
$4.51B
$5K ﹤0.01%
266
– –
WES icon
1102
Western Midstream Partners
WES
$19.3B
$5K ﹤0.01%
199
– –
XRAY icon
1103
Dentsply Sirona
XRAY
$2.43B
$5K ﹤0.01%
143
-29
-17% -$1.21K
RAD
1104
DELISTED
Rite Aid Corporation
RAD
$5K ﹤0.01%
210
– –
VTA
1105
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$5K ﹤0.01%
516
– –
APU
1106
DELISTED
AmeriGas Partners, L.P.
APU
$5K ﹤0.01%
148
+4
+3% +$164
WP
1107
DELISTED
Worldpay, Inc.
WP
$5K ﹤0.01%
50
– –
MBT
1108
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$5K ﹤0.01%
628
– –
AEIS icon
1109
Advanced Energy
AEIS
$13B
$4K ﹤0.01%
82
– –
AMCX icon
1110
AMC Global Media
AMCX
$489M
$4K ﹤0.01%
75
– –
BLW icon
1111
BlackRock Limited Duration Income Trust
BLW
$493M
$4K ﹤0.01%
313
– –
CIK
1112
Credit Suisse Asset Management Income Fund
CIK
$134M
$4K ﹤0.01%
1,373
– –
DBL
1113
DoubleLine Opportunistic Credit Fund
DBL
$280M
$4K ﹤0.01%
218
– –
DEW icon
1114
WisdomTree Global High Dividend Fund
DEW
$155M
$4K ﹤0.01%
101
– –
DSU icon
1115
BlackRock Debt Strategies Fund
DSU
$597M
$4K ﹤0.01%
436
– –
EUFN icon
1116
iShares MSCI Europe Financials ETF
EUFN
$4.3B
$4K ﹤0.01%
243
– –
HHH icon
1117
Howard Hughes
HHH
$4.03B
$4K ﹤0.01%
42
+7
+20% +$879
HTLD icon
1118
Heartland Express
HTLD
$956M
$4K ﹤0.01%
212
– –
ICF icon
1119
iShares Select U.S. REIT ETF
ICF
$2.11B
$4K ﹤0.01%
98
– –
LBRDA icon
1120
Liberty Broadband Class A
LBRDA
$5.16B
$4K ﹤0.01%
57
– –
LEN icon
1121
Lennar Class A
LEN
$21.2B
$4K ﹤0.01%
90
– –
MAN icon
1122
ManpowerGroup
MAN
$2.63B
$4K ﹤0.01%
50
– –
MAT icon
1123
Mattel
MAT
$4.23B
$4K ﹤0.01%
266
– –
MHK icon
1124
Mohawk Industries
MHK
$9.22B
$4K ﹤0.01%
27
– –
MQY icon
1125
BlackRock MuniYield Quality Fund
MQY
$817M
$4K ﹤0.01%
335
– –
43 44
45
46 47

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NFG
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6M
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RFA
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CCT
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C
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CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
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Carroll Financial Associates's Q3 2018 Portfolio in Review

As of Q3 2018, Carroll Financial Associates held 1,410 positions worth $945M, up 0.85% from $937M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates withdrew a net $46.8M in Q3 2018, closing 32 positions and reducing 179 holdings. Its most notable exit was Cohen & Steers REIT and Preferred and Income Fund, an estimated $3.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8% of assets, up from 7.8% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Carroll Financial Associates opened a new position in Schwab Short-Term US Treasury ETF worth $239K.

  • Carroll Financial Associates's largest Q3 2018 buy was Schwab Short-Term US Treasury ETF: 9,680 shares worth $239K.
  • Carroll Financial Associates added most to WisdomTree Bloomberg Floating Rate Treasury Fund in Q3 2018, an estimated $3.03M increase.
  • Carroll Financial Associates's biggest Q3 2018 reduction was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund, cutting an estimated $24.8M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q3 2018, selling an estimated $3.17M.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $945M portfolio in Q3 2018.
  • Carroll Financial Associates opened 76 new positions and closed 32 in Q3 2018.
  • Carroll Financial Associates's portfolio value rose 0.85% quarter-over-quarter to $945M.

Based on Carroll Financial Associates's 13F filing for Q3 2018, filed 30 Oct 2018.