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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.11%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$937M
AUM Growth
+$26.5M
Cap. Flow
+$9.81M
Cap. Flow %
1.05%
Top 10 Hldgs %
51.05%
Holding
1,388
New
56
Increased
294
Reduced
206
Closed
54

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.29M
2
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.51M
3
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$2.12M
4
ARKK icon
ARK Innovation ETF
ARKK
+$2M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.88M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$5.43M
2
BNY
Bank of New York Mellon
BNY
+$882K
3
BBDC icon
Barings BDC
BBDC
+$666K
4
HDEF icon
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
+$629K
5
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$582K

Sector Composition

Rank Sector Weight
1 Financials 7.82%
2 Technology 5.44%
3 Healthcare 3.4%
4 Energy 3.39%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PLD icon
1101
Prologis
PLD
$133B
$4K ﹤0.01%
67
– –
PSCI icon
1102
Invesco S&P SmallCap Industrials ETF
PSCI
$196M
$4K ﹤0.01%
+69
New +$4.59K
PSP icon
1103
Invesco Global Listed Private Equity ETF
PSP
$246M
$4K ﹤0.01%
81
+1
+1% +$61
SNSR icon
1104
Global X Internet of Things ETF
SNSR
$223M
$4K ﹤0.01%
232
– –
TRI icon
1105
Thomson Reuters
TRI
$44.1B
$4K ﹤0.01%
97
+45
+87% +$2.07K
TTWO icon
1106
Take-Two Interactive
TTWO
$46.1B
$4K ﹤0.01%
35
– –
VOX icon
1107
Vanguard Communication Services ETF
VOX
$5.76B
$4K ﹤0.01%
53
– –
GWPH
1108
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$4K ﹤0.01%
35
– –
CFRX
1109
DELISTED
ContraFect Corporation
CFRX
$4K ﹤0.01%
3
– –
WP
1110
DELISTED
Worldpay, Inc.
WP
$4K ﹤0.01%
50
– –
GNCA
1111
DELISTED
Genocea Biosciences, Inc.
GNCA
$4K ﹤0.01%
625
– –
QCP
1112
DELISTED
Quality Care Properties, Inc.
QCP
$4K ﹤0.01%
197
-140
-42% -$2.95K
NLSN
1113
DELISTED
Nielsen Holdings plc
NLSN
$4K ﹤0.01%
160
– –
AGZ icon
1114
iShares Agency Bond ETF
AGZ
$565M
$3K ﹤0.01%
30
– –
CE icon
1115
Celanese
CE
$4.82B
$3K ﹤0.01%
30
– –
CHD icon
1116
Church & Dwight Co
CHD
$24.5B
$3K ﹤0.01%
64
-300
-82% -$14.5K
CNDT icon
1117
Conduent
CNDT
$264M
$3K ﹤0.01%
171
– –
DBC icon
1118
Invesco DB Commodity Index Tracking Fund
DBC
$1.66B
$3K ﹤0.01%
213
– –
EFV icon
1119
iShares MSCI EAFE Value ETF
EFV
$29.4B
$3K ﹤0.01%
+70
New +$3.82K
FEX icon
1120
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
$3K ﹤0.01%
56
– –
FIZZ icon
1121
National Beverage
FIZZ
$3.01B
$3K ﹤0.01%
60
– –
GDXJ icon
1122
VanEck Junior Gold Miners ETF
GDXJ
$8.46B
$3K ﹤0.01%
97
– –
HOG icon
1123
Harley-Davidson
HOG
$2.71B
$3K ﹤0.01%
83
– –
HTLD icon
1124
Heartland Express
HTLD
$956M
$3K ﹤0.01%
212
– –
IDU icon
1125
iShares US Utilities ETF
IDU
$1.4B
$3K ﹤0.01%
50
– –
43 44
45
46 47

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RM
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Carroll Financial Associates's Q2 2018 Portfolio in Review

As of Q2 2018, Carroll Financial Associates held 1,388 positions worth $937M, up 2.9% from $911M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates's Q2 2018 filing shows 56 new, 294 increased, 206 reduced and 54 closed positions. Its largest new stake was Global X SuperDividend ETF: 1,587 shares worth $99K. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $5.43M.

By sector, the portfolio is most concentrated in Financials at 7.8% of assets, down from 8.4% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q2 2018 buy was Global X SuperDividend ETF: 1,587 shares worth $99K.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q2 2018, an estimated $3.29M increase.
  • Carroll Financial Associates's biggest Q2 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $5.43M.
  • Carroll Financial Associates fully exited Monsanto Co in Q2 2018, selling an estimated $536K.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $937M portfolio in Q2 2018.
  • Carroll Financial Associates opened 56 new positions and closed 54 in Q2 2018.
  • Carroll Financial Associates's portfolio value rose 2.9% quarter-over-quarter to $937M.

Based on Carroll Financial Associates's 13F filing for Q2 2018, filed 19 Jul 2018.