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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-1.67%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$911M
AUM Growth
-$3.6M
Cap. Flow
+$15.3M
Cap. Flow %
1.68%
Top 10 Hldgs %
50.32%
Holding
1,410
New
101
Increased
303
Reduced
271
Closed
77

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$7.66M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$6.33M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.14M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.36M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.05M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$6.71M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.53M
3
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$1.92M
4
ENFR icon
Alerian Energy Infrastructure ETF
ENFR
+$1.66M
5
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 8.36%
2 Technology 5.38%
3 Healthcare 3.52%
4 Energy 3.18%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAR icon
1101
Avis
CAR
$5.02B
$3K ﹤0.01%
70
– –
CE icon
1102
Celanese
CE
$4.82B
$3K ﹤0.01%
30
– –
CNDT icon
1103
Conduent
CNDT
$264M
$3K ﹤0.01%
171
– –
DBC icon
1104
Invesco DB Commodity Index Tracking Fund
DBC
$1.66B
$3K ﹤0.01%
213
– –
FEX icon
1105
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
$3K ﹤0.01%
56
– –
GDXJ icon
1106
VanEck Junior Gold Miners ETF
GDXJ
$8.46B
$3K ﹤0.01%
97
– –
HOG icon
1107
Harley-Davidson
HOG
$2.71B
$3K ﹤0.01%
83
– –
HTLD icon
1108
Heartland Express
HTLD
$956M
$3K ﹤0.01%
212
– –
IDU icon
1109
iShares US Utilities ETF
IDU
$1.36B
$3K ﹤0.01%
50
– –
INDA icon
1110
iShares MSCI India ETF
INDA
$6.63B
$3K ﹤0.01%
100
– –
IWN icon
1111
iShares Russell 2000 Value ETF
IWN
$14.6B
$3K ﹤0.01%
25
– –
IXP icon
1112
iShares Global Comm Services ETF
IXP
$572M
$3K ﹤0.01%
65
– –
JRI icon
1113
Nuveen Real Asset Income & Growth Fund
JRI
$352M
$3K ﹤0.01%
224
– –
LEN icon
1114
Lennar Class A
LEN
$21.2B
$3K ﹤0.01%
66
+7
+12% +$422
M icon
1115
Macy's
M
$6.68B
$3K ﹤0.01%
103
-210
-67% -$5.67K
MAT icon
1116
Mattel
MAT
$4.23B
$3K ﹤0.01%
266
-219
-45% -$3.41K
MFC icon
1117
Manulife Financial
MFC
$73.5B
$3K ﹤0.01%
196
– –
PH icon
1118
Parker-Hannifin
PH
$135B
$3K ﹤0.01%
21
– –
PJP icon
1119
Invesco Pharmaceuticals ETF
PJP
$498M
$3K ﹤0.01%
50
– –
PMO
1120
Franklin Municipal Opportunities Trust
PMO
$285M
$3K ﹤0.01%
333
– –
PPT
1121
Franklin Premier Income Trust
PPT
$328M
$3K ﹤0.01%
750
– –
SVXY icon
1122
ProShares Short VIX Short-Term Futures ETF
SVXY
$230M
$3K ﹤0.01%
+130
New +$15K
TMUS icon
1123
T-Mobile US
TMUS
$190B
$3K ﹤0.01%
+60
New +$3.75K
TRMB icon
1124
Trimble
TRMB
$13.9B
$3K ﹤0.01%
103
– –
TTWO icon
1125
Take-Two Interactive
TTWO
$46.1B
$3K ﹤0.01%
35
– –
43 44
45
46 47

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6M
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RFA
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CCT
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Carroll Financial Associates's Q1 2018 Portfolio in Review

As of Q1 2018, Carroll Financial Associates held 1,410 positions worth $911M, down 0.39% from $914M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates's Q1 2018 filing shows 101 new, 303 increased, 271 reduced and 77 closed positions. Its largest new stake was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $6.71M.

By sector, the portfolio is most concentrated in Financials at 8.4% of assets, up from 8.2% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q1 2018 buy was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q1 2018, an estimated $7.66M increase.
  • Carroll Financial Associates's biggest Q1 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $6.71M.
  • Carroll Financial Associates fully exited VelocityShares VIX Short Volatility Hedged ETN in Q1 2018, selling an estimated $158K.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $911M portfolio in Q1 2018.
  • Carroll Financial Associates opened 101 new positions and closed 77 in Q1 2018.
  • Carroll Financial Associates's portfolio value fell 0.39% quarter-over-quarter to $911M.

Based on Carroll Financial Associates's 13F filing for Q1 2018, filed 6 Apr 2018.