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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$914M
AUM Growth
+$36.5M
Cap. Flow
+$2.45M
Cap. Flow %
0.27%
Top 10 Hldgs %
49%
Holding
1,358
New
82
Increased
240
Reduced
272
Closed
50

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
2
DD icon
DuPont de Nemours
DD
+$5.6M
3
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.9M
4
FCNCA icon
First Citizens BancShares
FCNCA
+$2.93M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.59M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$7.84M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.29M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$4.21M
4
GE icon
GE Aerospace
GE
+$3.42M
5
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$2.17M

Sector Composition

Rank Sector Weight
1 Financials 8.18%
2 Technology 5.27%
3 Energy 3.62%
4 Healthcare 3.57%
5 Consumer Staples 2.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WAL icon
1101
Western Alliance Bancorporation
WAL
$8.83B
$3K ﹤0.01%
54
– –
WYNN icon
1102
Wynn Resorts
WYNN
$10.6B
$3K ﹤0.01%
18
– –
X
1103
DELISTED
US Steel
X
$3K ﹤0.01%
90
+56
+165% +$1.63K
XYZ
1104
Block Inc
XYZ
$47.2B
$3K ﹤0.01%
115
– –
CS
1105
DELISTED
Credit Suisse Group
CS
$3K ﹤0.01%
169
– –
MIC
1106
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$3K ﹤0.01%
60
– –
DISCK
1107
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$3K ﹤0.01%
177
– –
NAV
1108
DELISTED
Navistar International
NAV
$3K ﹤0.01%
75
+65
+650% +$2.7K
CHK
1109
DELISTED
Chesapeake Energy Corporation
CHK
$3K ﹤0.01%
5
– –
ARTX
1110
DELISTED
Arotech Corporation
ARTX
$3K ﹤0.01%
1,000
– –
WP
1111
DELISTED
Worldpay, Inc.
WP
$3K ﹤0.01%
50
– –
LEXEA
1112
DELISTED
Liberty Expedia Holdings, Inc. Class A Common Stock
LEXEA
$3K ﹤0.01%
85
– –
QCP
1113
DELISTED
Quality Care Properties, Inc.
QCP
$3K ﹤0.01%
277
-100
-27% -$1.53K
RSXJ
1114
DELISTED
VanEck Russia Small-Cap ETF
RSXJ
$3K ﹤0.01%
+85
New +$3.56K
CEO
1115
DELISTED
CNOOC Limited
CEO
$3K ﹤0.01%
24
– –
ACLS icon
1116
Axcelis
ACLS
$4.34B
$2K ﹤0.01%
85
– –
AMG icon
1117
Affiliated Managers Group
AMG
$9.77B
$2K ﹤0.01%
+14
New +$2.71K
BF.B icon
1118
Brown-Forman Class B
BF.B
$13B
$2K ﹤0.01%
64
– –
BLDP
1119
Ballard Power Systems
BLDP
$793M
$2K ﹤0.01%
600
-78
-12% -$381
BR icon
1120
Broadridge
BR
$18.7B
$2K ﹤0.01%
25
-13
-34% -$1.13K
CFR icon
1121
Cullen/Frost Bankers
CFR
$10.2B
$2K ﹤0.01%
+25
New +$2.41K
CNDT icon
1122
Conduent
CNDT
$271M
$2K ﹤0.01%
171
– –
EGP icon
1123
EastGroup Properties
EGP
$10.8B
$2K ﹤0.01%
+26
New +$2.37K
EVH icon
1124
Evolent Health
EVH
$422M
$2K ﹤0.01%
167
– –
FIZZ icon
1125
National Beverage
FIZZ
$2.97B
$2K ﹤0.01%
+60
New +$3.08K
43 44
45
46 47

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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Carroll Financial Associates held 1,358 positions worth $914M, up 4.2% from $878M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q4 2017 filing shows 82 new, 240 increased, 272 reduced and 50 closed positions. Its largest new stake was DuPont de Nemours: 31,101 shares worth $5.61M. The largest sale was Park Sterling Corp., an estimated $7.84M.

By sector, the portfolio is most concentrated in Financials at 8.2% of assets, down from 8.7% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2017 buy was DuPont de Nemours: 31,101 shares worth $5.61M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q4 2017, an estimated $11.3M increase.
  • Carroll Financial Associates's biggest Q4 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.29M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2017, selling an estimated $7.84M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $914M portfolio in Q4 2017.
  • Carroll Financial Associates opened 82 new positions and closed 50 in Q4 2017.
  • Carroll Financial Associates's portfolio value rose 4.2% quarter-over-quarter to $914M.

Based on Carroll Financial Associates's 13F filing for Q4 2017, filed 18 Jan 2018.