We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$827M
AUM Growth
+$42.3M
Cap. Flow
+$25.7M
Cap. Flow %
3.1%
Top 10 Hldgs %
45.51%
Holding
1,313
New
57
Increased
248
Reduced
337
Closed
49

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.67M
2
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.63M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.12M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.73M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$1.51M

Top Sells

Rank Stock Value
1
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.71M
2
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$1.05M
3
BNCN
BNC Bancorp
BNCN
+$956K
4
LOB icon
Live Oak Bancshares
LOB
+$845K
5
TREE icon
LendingTree
TREE
+$677K

Sector Composition

Rank Sector Weight
1 Financials 8.93%
2 Technology 5.5%
3 Healthcare 4.12%
4 Energy 3.96%
5 Consumer Staples 3.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNES icon
1101
SenesTech
SNES
$8.22M
– –
0
– –
ST icon
1102
Sensata Technologies
ST
$6.81B
$2K ﹤0.01%
69
-16
-19% -$657
SSYS icon
1103
Stratasys
SSYS
$706M
$2K ﹤0.01%
112
-18
-14% -$463
TSN icon
1104
Tyson Foods
TSN
$21B
$2K ﹤0.01%
+44
New +$2.7K
UHAL icon
1105
U-Haul Holding Co
UHAL
$14B
$2K ﹤0.01%
60
-10
-14% -$363
UNIT
1106
Uniti Group
UNIT
$2.34B
$2K ﹤0.01%
104
-208
-67% -$5.39K
WDAY icon
1107
Workday
WDAY
$40.8B
$2K ﹤0.01%
29
– –
WTW icon
1108
Willis Towers Watson
WTW
$31.7B
$2K ﹤0.01%
19
-4
-17% -$559
INEQ
1109
Columbia International Equity Income ETF
INEQ
$103M
$2K ﹤0.01%
+70
New +$2K
CMBT
1110
CMB.TECH NV
CMBT
$4.72B
$2K ﹤0.01%
315
– –
XYZ
1111
Block Inc
XYZ
$48.9B
$2K ﹤0.01%
115
– –
VIVS
1112
VivoSim Labs
VIVS
$1.17M
$2K ﹤0.01%
4
– –
ATSG
1113
DELISTED
Air Transport Services Group
ATSG
$2K ﹤0.01%
100
-80
-44% -$1.67K
CEM
1114
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$2K ﹤0.01%
37
– –
BKCC
1115
DELISTED
BlackRock Capital Investment Corporation
BKCC
$2K ﹤0.01%
400
– –
CEQP
1116
DELISTED
Crestwood Equity Partners LP
CEQP
$2K ﹤0.01%
+110
New +$2.66K
ABB
1117
DELISTED
ABB Ltd
ABB
$2K ﹤0.01%
100
– –
ECOM
1118
DELISTED
CHANNELADVISOR CORPORATION
ECOM
$2K ﹤0.01%
209
-25
-11% -$290
NUAN
1119
DELISTED
Nuance Communications, Inc.
NUAN
$2K ﹤0.01%
155
– –
DPLO
1120
DELISTED
DIPLOMAT PHARMACY, INC.
DPLO
$2K ﹤0.01%
202
-22
-10% -$367
CGI
1121
DELISTED
Celadon Group Inc
CGI
$2K ﹤0.01%
680
– –
PTHN
1122
DELISTED
Patheon N.V.
PTHN
$2K ﹤0.01%
+60
New +$1.85K
AIII
1123
DELISTED
ACRE Realty Investors Inc
AIII
$2K ﹤0.01%
2,570
– –
ACLS icon
1124
Axcelis
ACLS
$4.03B
$1K ﹤0.01%
85
– –
ALLE icon
1125
Allegion
ALLE
$13.7B
$1K ﹤0.01%
23
– –
43 44
45
46 47

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q2 2017 Portfolio in Review

As of Q2 2017, Carroll Financial Associates held 1,313 positions worth $827M, up 5.4% from $785M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $25.7M of net new capital in Q2 2017, opening 57 new positions and adding to 248 existing holdings. Its largest new stake was VelocityShares VIX Short Volatility Hedged ETN: 69,554 shares worth $3.85M.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, down from 9.1% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Global X MLP & Energy Infrastructure ETF, an estimated $4.71M trimmed.

  • Carroll Financial Associates's largest Q2 2017 buy was VelocityShares VIX Short Volatility Hedged ETN: 69,554 shares worth $3.85M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q2 2017, an estimated $4.67M increase.
  • Carroll Financial Associates's biggest Q2 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.71M.
  • Carroll Financial Associates fully exited BNC Bancorp in Q2 2017, selling an estimated $956K.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $827M portfolio in Q2 2017.
  • Carroll Financial Associates opened 57 new positions and closed 49 in Q2 2017.
  • Carroll Financial Associates's portfolio value rose 5.4% quarter-over-quarter to $827M.

Based on Carroll Financial Associates's 13F filing for Q2 2017, filed 25 Jul 2017.