CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+2.38%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$827M
AUM Growth
+$42.3M
Cap. Flow
+$26.5M
Cap. Flow %
3.2%
Top 10 Hldgs %
45.51%
Holding
1,323
New
57
Increased
248
Reduced
337
Closed
49

Top Buys

1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.75M
2
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.85M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.19M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.74M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$1.54M

Top Sells

1
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.63M
2
RWO icon
SPDR Dow Jones Global Real Estate ETF
RWO
+$1.04M
3
BNCN
BNC Bancorp
BNCN
+$956K
4
LOB icon
Live Oak Bancshares
LOB
+$855K
5
TREE icon
LendingTree
TREE
+$775K

Sector Composition

1 Financials 8.93%
2 Technology 5.5%
3 Healthcare 4.12%
4 Energy 3.96%
5 Consumer Staples 3.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SNES icon
1101
SenesTech
SNES
$25.9M
– –
0
– -$3K
ST icon
1102
Sensata Technologies
ST
$4.6B
$2K ﹤0.01%
69
-16
-19% -$464
SSYS icon
1103
Stratasys
SSYS
$832M
$2K ﹤0.01%
112
-18
-14% -$321
TSN icon
1104
Tyson Foods
TSN
$19.7B
$2K ﹤0.01%
+44
New +$2K
UHAL icon
1105
U-Haul Holding Co
UHAL
$10.9B
$2K ﹤0.01%
60
-10
-14% -$333
UNIT
1106
Uniti Group
UNIT
$1.72B
$2K ﹤0.01%
104
-208
-67% -$4K
WDAY icon
1107
Workday
WDAY
$59.7B
$2K ﹤0.01%
29
– –
WTW icon
1108
Willis Towers Watson
WTW
$33.1B
$2K ﹤0.01%
19
-4
-17% -$421
INEQ
1109
Columbia International Equity Income ETF
INEQ
$48.9M
$2K ﹤0.01%
+70
New +$2K
CMBT
1110
CMB.TECH NV
CMBT
$2.81B
$2K ﹤0.01%
315
– –
XYZ
1111
Block, Inc.
XYZ
$44.7B
$2K ﹤0.01%
115
– –
VIVS
1112
VivoSim Labs, Inc. Common Stock
VIVS
$9.83M
$2K ﹤0.01%
4
– –
ATSG
1113
DELISTED
Air Transport Services Group, Inc.
ATSG
$2K ﹤0.01%
100
-80
-44% -$1.6K
CEM
1114
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$2K ﹤0.01%
37
– –
BKCC
1115
DELISTED
BlackRock Capital Investment Corporation
BKCC
$2K ﹤0.01%
400
– –
CEQP
1116
DELISTED
Crestwood Equity Partners LP
CEQP
$2K ﹤0.01%
+110
New +$2K
ABB
1117
DELISTED
ABB Ltd.
ABB
$2K ﹤0.01%
100
– –
ECOM
1118
DELISTED
CHANNELADVISOR CORPORATION
ECOM
$2K ﹤0.01%
209
-25
-11% -$239
NUAN
1119
DELISTED
Nuance Communications, Inc.
NUAN
$2K ﹤0.01%
155
– –
DPLO
1120
DELISTED
DIPLOMAT PHARMACY, INC.
DPLO
$2K ﹤0.01%
202
-22
-10% -$218
CGI
1121
DELISTED
Celadon Group Inc
CGI
$2K ﹤0.01%
680
– –
PTHN
1122
DELISTED
Patheon N.V.
PTHN
$2K ﹤0.01%
+60
New +$2K
AIII
1123
DELISTED
ACRE Realty Investors Inc.
AIII
$2K ﹤0.01%
2,570
– –
ACLS icon
1124
Axcelis
ACLS
$2.69B
$1K ﹤0.01%
85
– –
ALLE icon
1125
Allegion
ALLE
$15.1B
$1K ﹤0.01%
23
– –
43 44
45
46 47