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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$785M
AUM Growth
+$84M
Cap. Flow
+$49.3M
Cap. Flow %
6.28%
Top 10 Hldgs %
45.22%
Holding
1,307
New
75
Increased
250
Reduced
239
Closed
52

Top Buys

Rank Stock Value
1
ENB icon
Enbridge
ENB
+$5.57M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.52M
3
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$5.48M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.65M
5
AXP icon
American Express
AXP
+$3.41M

Top Sells

Rank Stock Value
1
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.59M
2
SE
Spectra Energy Corp Wi
SE
+$3.64M
3
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$1.34M
4
VIIX
VelocityShares VIX Short Term ETN
VIIX
+$779K
5
LOB icon
Live Oak Bancshares
LOB
+$752K

Sector Composition

Rank Sector Weight
1 Financials 9.12%
2 Technology 5.75%
3 Energy 4.37%
4 Healthcare 4.06%
5 Industrials 3.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHG icon
1101
Schwab US Large-Cap Growth ETF
SCHG
$62.8B
$2K ﹤0.01%
304
– –
SFST icon
1102
Southern First Bancshares
SFST
$600M
$2K ﹤0.01%
73
– –
SSYS icon
1103
Stratasys
SSYS
$769M
$2K ﹤0.01%
130
– –
TRGP icon
1104
Targa Resources
TRGP
$55.8B
$2K ﹤0.01%
42
– –
UHAL icon
1105
U-Haul Holding Co
UHAL
$14.7B
$2K ﹤0.01%
+70
New +$2.63K
UPBD icon
1106
Upbound Group
UPBD
$1.14B
$2K ﹤0.01%
300
– –
WDAY icon
1107
Workday
WDAY
$44.3B
$2K ﹤0.01%
29
-465
-94% -$38.6K
CMBT
1108
CMB.TECH NV
CMBT
$4.74B
$2K ﹤0.01%
315
– –
ATSG
1109
DELISTED
Air Transport Services Group
ATSG
$2K ﹤0.01%
180
– –
ABB
1110
DELISTED
ABB Ltd
ABB
$2K ﹤0.01%
+100
New +$2.29K
ECOM
1111
DELISTED
CHANNELADVISOR CORPORATION
ECOM
$2K ﹤0.01%
234
– –
NUAN
1112
DELISTED
Nuance Communications, Inc.
NUAN
$2K ﹤0.01%
155
– –
WPX
1113
DELISTED
WPX Energy, Inc.
WPX
$2K ﹤0.01%
200
– –
AIII
1114
DELISTED
ACRE Realty Investors Inc
AIII
$2K ﹤0.01%
2,570
– –
MJN
1115
DELISTED
Mead Johnson Nutrition Company
MJN
$2K ﹤0.01%
31
-34
-52% -$2.8K
WWAV
1116
DELISTED
The WhiteWave Foods Company
WWAV
$2K ﹤0.01%
44
– –
ACLS icon
1117
Axcelis
ACLS
$4.22B
$1K ﹤0.01%
85
– –
ALLE icon
1118
Allegion
ALLE
$14.5B
$1K ﹤0.01%
23
– –
AOA icon
1119
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.27B
$1K ﹤0.01%
30
– –
BATRK icon
1120
Atlanta Braves Holdings Series B
BATRK
$3.2B
$1K ﹤0.01%
52
– –
BF.B icon
1121
Brown-Forman Class B
BF.B
$13B
$1K ﹤0.01%
58
– –
BLDP
1122
Ballard Power Systems
BLDP
$766M
$1K ﹤0.01%
600
– –
BWXT icon
1123
BWX Technologies
BWXT
$15.3B
$1K ﹤0.01%
32
– –
FLO icon
1124
Flowers Foods
FLO
$1.54B
$1K ﹤0.01%
95
– –
FWONA icon
1125
Liberty Media Series A
FWONA
$23.4B
$1K ﹤0.01%
48
-38
-44% -$1.14K
43 44
45
46 47

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NFG
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6M
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RFA
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CCT
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C
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CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
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Carroll Financial Associates's Q1 2017 Portfolio in Review

As of Q1 2017, Carroll Financial Associates held 1,307 positions worth $785M, up 12% from $701M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $49.3M of net new capital in Q1 2017, opening 75 new positions and adding to 250 existing holdings. Its largest new stake was Enbridge: 131,920 shares worth $5.52M.

By sector, the portfolio is most concentrated in Financials at 9.1% of assets, down from 9.5% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, an estimated $5.59M trimmed.

  • Carroll Financial Associates's largest Q1 2017 buy was Enbridge: 131,920 shares worth $5.52M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q1 2017, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q1 2017 reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, cutting an estimated $5.59M.
  • Carroll Financial Associates fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $3.64M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $785M portfolio in Q1 2017.
  • Carroll Financial Associates opened 75 new positions and closed 52 in Q1 2017.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $785M.

Based on Carroll Financial Associates's 13F filing for Q1 2017, filed 11 Apr 2017.