We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.88%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$701M
AUM Growth
+$34.8M
Cap. Flow
+$12.6M
Cap. Flow %
1.79%
Top 10 Hldgs %
45.65%
Holding
1,296
New
50
Increased
228
Reduced
255
Closed
65

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.71M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$4.33M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$4M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.71M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.58M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$2.87M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$2.52M
3
PNY
PIEDMONT NATURAL GAS CO INC(NC
PNY
+$2.34M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$1.12M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$842K

Sector Composition

Rank Sector Weight
1 Financials 9.48%
2 Technology 5.84%
3 Energy 4.14%
4 Healthcare 3.95%
5 Industrials 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RHI icon
1101
Robert Half
RHI
$4.37B
$1K ﹤0.01%
32
– –
RL icon
1102
Ralph Lauren
RL
$23.6B
$1K ﹤0.01%
18
– –
RPM icon
1103
RPM International
RPM
$15B
$1K ﹤0.01%
27
– –
RRC icon
1104
Range Resources
RRC
$8.95B
$1K ﹤0.01%
50
– –
ECHO
1105
EchoStar
ECHO
$26.2B
$1K ﹤0.01%
27
– –
SONN
1106
DELISTED
Sonnet BioTherapeutics
SONN
– –
0
– –
SXC icon
1107
SunCoke Energy
SXC
$797M
$1K ﹤0.01%
147
– –
SYF icon
1108
Synchrony
SYF
$25.6B
$1K ﹤0.01%
31
– –
THC icon
1109
Tenet Healthcare
THC
$21.1B
$1K ﹤0.01%
101
– –
VYX icon
1110
NCR Voyix
VYX
$1.14B
$1K ﹤0.01%
42
– –
X
1111
DELISTED
US Steel
X
$1K ﹤0.01%
34
– –
XLG icon
1112
Invesco S&P 500 Top 50 ETF
XLG
$11B
$1K ﹤0.01%
110
+20
+22% +$307
FLG
1113
Flagstar Bank National Association
FLG
$5.82B
$1K ﹤0.01%
26
– –
XYZ
1114
Block Inc
XYZ
$47.5B
$1K ﹤0.01%
+115
New +$1.43K
RPT
1115
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
$1K ﹤0.01%
88
– –
LTRPA
1116
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$1K ﹤0.01%
92
– –
NUAN
1117
DELISTED
Nuance Communications, Inc.
NUAN
$1K ﹤0.01%
155
– –
VAR
1118
DELISTED
Varian Medical Systems, Inc.
VAR
$1K ﹤0.01%
14
– –
NBL
1119
DELISTED
Noble Energy, Inc.
NBL
$1K ﹤0.01%
40
-50
-56% -$1.86K
CHK
1120
DELISTED
Chesapeake Energy Corporation
CHK
$1K ﹤0.01%
1
– –
VSM
1121
DELISTED
Versum Materials, Inc.
VSM
$1K ﹤0.01%
+37
New +$921
WIN
1122
DELISTED
Windstream Holdings Inc
WIN
$1K ﹤0.01%
53
– –
BWLD
1123
DELISTED
Buffalo Wild Wings, Inc.
BWLD
$1K ﹤0.01%
10
– –
TIME
1124
DELISTED
Time Inc.
TIME
$1K ﹤0.01%
63
– –
ENH
1125
DELISTED
Endurance Specialty Holdings Ltd
ENH
$1K ﹤0.01%
16
– –
43 44
45
46 47

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q4 2016 Portfolio in Review

As of Q4 2016, Carroll Financial Associates held 1,296 positions worth $701M, up 5.2% from $666M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates's Q4 2016 filing shows 50 new, 228 increased, 255 reduced and 65 closed positions. Its largest new stake was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K. The largest sale was Park Sterling Corp., an estimated $2.87M.

By sector, the portfolio is most concentrated in Financials at 9.5% of assets, up from 8.9% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2016 buy was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q4 2016, an estimated $5.71M increase.
  • Carroll Financial Associates's biggest Q4 2016 reduction was Park Sterling Corp., cutting an estimated $2.87M.
  • Carroll Financial Associates fully exited PIEDMONT NATURAL GAS CO INC(NC in Q4 2016, selling an estimated $2.34M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $701M portfolio in Q4 2016.
  • Carroll Financial Associates opened 50 new positions and closed 65 in Q4 2016.
  • Carroll Financial Associates's portfolio value rose 5.2% quarter-over-quarter to $701M.

Based on Carroll Financial Associates's 13F filing for Q4 2016, filed 11 Jan 2017.