We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.33%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$480M
AUM Growth
+$29.3M
Cap. Flow
+$33.2M
Cap. Flow %
6.9%
Top 10 Hldgs %
43.82%
Holding
1,246
New
78
Increased
268
Reduced
227
Closed
63

Top Buys

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$13.4M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$12.4M
3
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.78M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.38M
5
GPT
Gramercy Property Trust
GPT
+$3.09M

Top Sells

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$4.88M
2
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$3.95M
3
HTS
HATTERAS FINANCIAL CORP
HTS
+$2.22M
4
SE
Spectra Energy Corp Wi
SE
+$1.92M
5
CSG
CHAMBERS STR PPTYS COM
CSG
+$1.58M

Sector Composition

Rank Sector Weight
1 Financials 11.29%
2 Technology 7.22%
3 Energy 5.11%
4 Consumer Staples 4.93%
5 Healthcare 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CWB icon
1101
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.61B
– –
-150
Closed -$6K
CWI icon
1102
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.85B
$0 ﹤0.01%
29
– –
DECK icon
1103
Deckers Outdoor
DECK
$13.3B
– –
-168
Closed -$1K
EMLC icon
1104
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.8B
– –
-350
Closed -$12K
EMLP icon
1105
First Trust North American Energy Infrastructure Fund
EMLP
$4.09B
– –
-1,400
Closed -$30.5K
EOI
1106
Eaton Vance Enhanced Equity Income Fund
EOI
$826M
$0 ﹤0.01%
9
– –
EPAM icon
1107
EPAM Systems
EPAM
$5.03B
– –
-52
Closed -$4K
ERIC icon
1108
Ericsson
ERIC
$33.3B
$0 ﹤0.01%
65
+40
+160% +$389
EWBC icon
1109
East-West Bancorp
EWBC
$18B
$0 ﹤0.01%
4
– –
EWC icon
1110
iShares MSCI Canada ETF
EWC
$6.46B
– –
-150
Closed -$3K
EWU icon
1111
iShares MSCI United Kingdom ETF
EWU
$4.16B
– –
-100
Closed -$3K
FCEL icon
1112
FuelCell Energy
FCEL
$1.63B
– –
0
– –
GNW icon
1113
Genworth Financial
GNW
$3.71B
$0 ﹤0.01%
175
-195
-53% -$902
B
1114
Barrick Mining
B
$73.2B
$0 ﹤0.01%
15
– –
HII icon
1115
Huntington Ingalls Industries
HII
$12.8B
– –
-17
Closed -$1K
IART icon
1116
Integra LifeSciences
IART
$1.34B
$0 ﹤0.01%
28
– –
IEP icon
1117
Icahn Enterprises
IEP
$5.3B
$0 ﹤0.01%
8
– –
ITB icon
1118
iShares US Home Construction ETF
ITB
$2.41B
– –
-350
Closed -$9K
IUSG icon
1119
iShares Core S&P US Growth ETF
IUSG
$33.9B
– –
-3,004
Closed -$119K
KBE icon
1120
State Street SPDR S&P Bank ETF
KBE
$1.71B
– –
-247
Closed -$8K
KIM icon
1121
Kimco Realty
KIM
$16.4B
$0 ﹤0.01%
24
– –
KN icon
1122
Knowles
KN
$3.34B
– –
-21
Closed –
KSS icon
1123
Kohl's
KSS
$2.19B
$0 ﹤0.01%
20
– –
LILA icon
1124
Liberty Latin America Class A
LILA
$1.67B
$0 ﹤0.01%
20
– –
LITE icon
1125
Lumentum
LITE
$69.3B
$0 ﹤0.01%
+2
New +$36
43 44
45
46 47

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q4 2015 Portfolio in Review

As of Q4 2015, Carroll Financial Associates held 1,246 positions worth $480M, up 6.5% from $451M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $33.2M of net new capital in Q4 2015, opening 78 new positions and adding to 268 existing holdings. Its largest new stake was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was JP Morgan Alerian MLP Index ETN 5/24/24, an estimated $4.88M trimmed.

  • Carroll Financial Associates's largest Q4 2015 buy was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q4 2015, an estimated $13.4M increase.
  • Carroll Financial Associates's biggest Q4 2015 reduction was JP Morgan Alerian MLP Index ETN 5/24/24, cutting an estimated $4.88M.
  • Carroll Financial Associates fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $1.58M.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $480M portfolio in Q4 2015.
  • Carroll Financial Associates opened 78 new positions and closed 63 in Q4 2015.
  • Carroll Financial Associates's portfolio value rose 6.5% quarter-over-quarter to $480M.

Based on Carroll Financial Associates's 13F filing for Q4 2015, filed 12 Jan 2016.