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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-1.6%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$447M
AUM Growth
+$219M
Cap. Flow
+$230M
Cap. Flow %
51.49%
Top 10 Hldgs %
41.51%
Holding
1,188
New
323
Increased
457
Reduced
64
Closed
57

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$29.9M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$16.8M
3
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$14.5M
4
XOM icon
ExxonMobil
XOM
+$8.64M
5
AAPL icon
Apple
AAPL
+$6.62M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$1.75M
2
FDX icon
FedEx
FDX
+$770K
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$336K
4
CDK
CDK Global, Inc.
CDK
+$164K
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$121K

Sector Composition

Rank Sector Weight
1 Financials 11.87%
2 Technology 7.78%
3 Energy 6.14%
4 Healthcare 5.21%
5 Consumer Staples 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NRT
1101
North European Oil Royalty Trust
NRT
$81.4M
– –
-65
Closed -$1K
NTAP icon
1102
NetApp
NTAP
$37.6B
– –
-125
Closed -$4K
PANW icon
1103
Palo Alto Networks
PANW
$293B
– –
-300
Closed -$7K
PBR icon
1104
Petrobras
PBR
$119B
$0 ﹤0.01%
32
– –
PEBK icon
1105
Peoples Bancorp of North Carolina
PEBK
$229M
– –
-350
Closed -$6K
PHD
1106
DELISTED
Pioneer Floating Rate Fund
PHD
$0 ﹤0.01%
+6
New +$70
PHK
1107
PIMCO High Income Fund
PHK
$878M
$0 ﹤0.01%
7
– –
PIPR icon
1108
Piper Sandler
PIPR
$5.02B
$0 ﹤0.01%
16
– –
PKX icon
1109
POSCO
PKX
$17B
– –
-105
Closed -$6K
PLUG icon
1110
Plug Power
PLUG
$2.89B
$0 ﹤0.01%
10
– –
PMM
1111
Franklin Managed Municipal Income Trust
PMM
$270M
– –
-1,010
Closed -$7.28K
PRGO icon
1112
Perrigo
PRGO
$1.74B
– –
-12
Closed -$2K
PRTA icon
1113
Prothena Corp
PRTA
$449M
$0 ﹤0.01%
+1
New +$39
RCL icon
1114
Royal Caribbean
RCL
$85.7B
– –
-100
Closed -$8K
RFG icon
1115
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$350M
– –
-400
Closed -$11K
RIG icon
1116
Transocean
RIG
$5.71B
$0 ﹤0.01%
13
– –
RPV icon
1117
Invesco S&P 500 Pure Value ETF
RPV
$1.67B
– –
-326
Closed -$18K
SBH icon
1118
Sally Beauty Holdings
SBH
$1.51B
– –
-75
Closed -$3K
SCHA icon
1119
Schwab U.S Small- Cap ETF
SCHA
$22.8B
$0 ﹤0.01%
+16
New +$232
SCHB icon
1120
Schwab US Broad Market ETF
SCHB
$44.5B
$0 ﹤0.01%
+36
New +$308
SCHE icon
1121
Schwab Emerging Markets Equity ETF
SCHE
$12.8B
$0 ﹤0.01%
+5
New +$128
SCHF icon
1122
Schwab International Equity ETF
SCHF
$68B
$0 ﹤0.01%
+10
New +$157
SCHH icon
1123
Schwab US REIT ETF
SCHH
$11.4B
$0 ﹤0.01%
+8
New +$154
SGU icon
1124
Star Group
SGU
$419M
– –
-134
Closed -$1K
SNCR
1125
DELISTED
Synchronoss Technologies
SNCR
– –
-5
Closed -$2K
43 44
45
46 47

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NFG
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6M
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RFA
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CCT
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Carroll Financial Associates's Q2 2015 Portfolio in Review

As of Q2 2015, Carroll Financial Associates held 1,188 positions worth $447M, up 96% from $228M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates deployed $230M of net new capital in Q2 2015, opening 323 new positions and adding to 457 existing holdings. Its largest new stake was Hormel Foods: 58,928 shares worth $1.66M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 8% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $1.75M trimmed.

  • Carroll Financial Associates's largest Q2 2015 buy was Hormel Foods: 58,928 shares worth $1.66M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q2 2015, an estimated $29.9M increase.
  • Carroll Financial Associates's biggest Q2 2015 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $1.75M.
  • Carroll Financial Associates fully exited Barings BDC in Q2 2015, selling an estimated $48K.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $447M portfolio in Q2 2015.
  • Carroll Financial Associates opened 323 new positions and closed 57 in Q2 2015.
  • Carroll Financial Associates's portfolio value rose 96% quarter-over-quarter to $447M.

Based on Carroll Financial Associates's 13F filing for Q2 2015, filed 3 Aug 2015.