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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-0.55%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.79B
AUM Growth
+$22.2M
Cap. Flow
+$37.5M
Cap. Flow %
2.1%
Top 10 Hldgs %
43.07%
Holding
2,036
New
245
Increased
533
Reduced
393
Closed
104

Top Buys

Rank Stock Value
1
ARMR
Armor US Equity Index ETF
ARMR
+$16.3M
2
SPD icon
Simplify US Equity PLUS Downside Convexity ETF
SPD
+$9.62M
3
VFMF icon
Vanguard US Multifactor ETF
VFMF
+$4.73M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.93M
5
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$3.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.86M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.21M
3
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$2.99M
4
ADER
26 Capital Acquisition Corp
ADER
+$2.49M
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$1.98M

Sector Composition

Rank Sector Weight
1 Technology 6.94%
2 Financials 5.81%
3 Healthcare 2.4%
4 Consumer Discretionary 2.07%
5 Consumer Staples 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWL icon
1076
iShares Russell Top 200 ETF
IWL
$2.27B
$15K ﹤0.01%
155
– –
KBWP icon
1077
Invesco KBW Property & Casualty Insurance ETF
KBWP
$269M
$15K ﹤0.01%
210
– –
KNX icon
1078
Knight Transportation
KNX
$11.1B
$15K ﹤0.01%
303
+53
+21% +$2.67K
LEG icon
1079
Leggett & Platt
LEG
$1.3B
$15K ﹤0.01%
339
-2,025
-86% -$97.5K
NSA
1080
DELISTED
National Storage Affiliates Trust
NSA
$15K ﹤0.01%
301
+43
+17% +$2.37K
PIO icon
1081
Invesco Global Water ETF
PIO
$279M
$15K ﹤0.01%
392
+192
+96% +$8.04K
PLD icon
1082
Prologis
PLD
$133B
$15K ﹤0.01%
124
+9
+8% +$1.17K
QQQM icon
1083
Invesco NASDAQ 100 ETF
QQQM
$102B
$15K ﹤0.01%
107
-10,199
-99% -$1.54M
SCZ icon
1084
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$15K ﹤0.01%
205
– –
WIX icon
1085
WIX.com
WIX
$2.79B
$15K ﹤0.01%
80
+6
+8% +$1.49K
LGF.B
1086
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
$15K ﹤0.01%
1,191
-5
-0.4% -$66
ABCB icon
1087
Ameris Bancorp
ABCB
$5.92B
$14K ﹤0.01%
271
– –
AMED
1088
DELISTED
Amedisys
AMED
$14K ﹤0.01%
99
+6
+6% +$1.25K
ASX icon
1089
ASE Group
ASX
$85.1B
$14K ﹤0.01%
1,819
+347
+24% +$3.02K
BBVA icon
1090
Banco Bilbao Vizcaya Argentaria
BBVA
$157B
$14K ﹤0.01%
2,204
– –
EQH icon
1091
Equitable Holdings
EQH
$14B
$14K ﹤0.01%
481
-282
-37% -$8.54K
EWU icon
1092
iShares MSCI United Kingdom ETF
EWU
$4.14B
$14K ﹤0.01%
+442
New +$14.5K
FNF icon
1093
Fidelity National Financial
FNF
$12.8B
$14K ﹤0.01%
343
-70
-17% -$3.1K
IHAK icon
1094
iShares Cybersecurity and Tech ETF
IHAK
$1.12B
$14K ﹤0.01%
343
– –
LBRDA icon
1095
Liberty Broadband Class A
LBRDA
$5.33B
$14K ﹤0.01%
86
– –
LEN icon
1096
Lennar Class A
LEN
$21.1B
$14K ﹤0.01%
159
+2
+1% +$198
LOB icon
1097
Live Oak Bancshares
LOB
$1.98B
$14K ﹤0.01%
225
– –
MTN icon
1098
Vail Resorts
MTN
$5.26B
$14K ﹤0.01%
43
– –
NSP icon
1099
Insperity
NSP
$1.94B
$14K ﹤0.01%
134
-2,126
-94% -$218K
PODD icon
1100
Insulet
PODD
$10B
$14K ﹤0.01%
50
– –
42 43
44
45 46

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NFG
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6M
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RFA
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CCT
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Carroll Financial Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Carroll Financial Associates held 2,036 positions worth $1.79B, up 1.3% from $1.77B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Carroll Financial Associates's Q3 2021 filing shows 245 new, 533 increased, 393 reduced and 104 closed positions. Its largest new stake was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.86M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2021 buy was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M.
  • Carroll Financial Associates added most to Armor US Equity Index ETF in Q3 2021, an estimated $16.3M increase.
  • Carroll Financial Associates's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.86M.
  • Carroll Financial Associates fully exited VanEck Semiconductor ETF in Q3 2021, selling an estimated $838K.
  • Carroll Financial Associates's ten largest holdings make up 43% of its $1.79B portfolio in Q3 2021.
  • Carroll Financial Associates opened 245 new positions and closed 104 in Q3 2021.
  • Carroll Financial Associates's portfolio value rose 1.3% quarter-over-quarter to $1.79B.

Based on Carroll Financial Associates's 13F filing for Q3 2021, filed 7 Oct 2021.