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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.63B
AUM Growth
+$123M
Cap. Flow
+$37.1M
Cap. Flow %
2.28%
Top 10 Hldgs %
44.91%
Holding
1,828
New
214
Increased
473
Reduced
322
Closed
87

Top Buys

Rank Stock Value
1
GSST icon
Goldman Sachs Access Ultra Short Bond ETF
GSST
+$13.2M
2
NCNO icon
nCino
NCNO
+$8.92M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.9M
4
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$4.11M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$2.88M

Top Sells

Rank Stock Value
1
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.31M
2
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$7.6M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.41M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.46M
5
KOMP icon
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 6.93%
2 Financials 5.5%
3 Healthcare 2.53%
4 Consumer Discretionary 2.28%
5 Consumer Staples 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MOO icon
1076
VanEck Agribusiness ETF
MOO
$979M
$17K ﹤0.01%
+200
New +$16.9K
ROL icon
1077
Rollins
ROL
$17.8B
$17K ﹤0.01%
520
– –
SPYC icon
1078
Simplify US Equity PLUS Convexity ETF
SPYC
$120M
$17K ﹤0.01%
600
– –
SYF icon
1079
Synchrony
SYF
$25.5B
$17K ﹤0.01%
433
+100
+30% +$3.85K
FLXN
1080
DELISTED
Flexion Therapeutics, Inc.
FLXN
$17K ﹤0.01%
2,000
– –
EPP icon
1081
iShares MSCI Pacific ex Japan ETF
EPP
$2.26B
$16K ﹤0.01%
328
– –
H icon
1082
Hyatt Hotels
H
$16.3B
$16K ﹤0.01%
205
+6
+3% +$472
HCA icon
1083
HCA Healthcare
HCA
$89.1B
$16K ﹤0.01%
90
– –
IRTC icon
1084
iRhythm Holdings
IRTC
$4.02B
$16K ﹤0.01%
120
– –
JD icon
1085
JD.com
JD
$43.1B
$16K ﹤0.01%
200
– –
LOB icon
1086
Live Oak Bancshares
LOB
$1.98B
$16K ﹤0.01%
245
– –
NEOG icon
1087
Neogen
NEOG
$2.51B
$16K ﹤0.01%
368
– –
RPG icon
1088
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
$16K ﹤0.01%
500
– –
SAIC icon
1089
Saic
SAIC
$5.3B
$16K ﹤0.01%
203
+3
+2% +$281
TRI icon
1090
Thomson Reuters
TRI
$45.4B
$16K ﹤0.01%
184
– –
ZG icon
1091
Zillow
ZG
$7.71B
$16K ﹤0.01%
123
-122
-50% -$18.8K
LDL
1092
DELISTED
Lydall, Inc.
LDL
$16K ﹤0.01%
500
– –
ADI icon
1093
Analog Devices
ADI
$188B
$15K ﹤0.01%
102
+90
+750% +$13.8K
AZTA icon
1094
Azenta
AZTA
$1.46B
$15K ﹤0.01%
192
– –
BBVA icon
1095
Banco Bilbao Vizcaya Argentaria
BBVA
$157B
$15K ﹤0.01%
2,892
– –
CLIX icon
1096
ProShares Long Online/Short Stores ETF
CLIX
$6.36M
$15K ﹤0.01%
185
-48
-21% -$4.46K
CMC icon
1097
Commercial Metals
CMC
$7.97B
$15K ﹤0.01%
490
– –
CNBS icon
1098
Amplify Seymour Cannabis ETF
CNBS
$76.9M
$15K ﹤0.01%
+44
New +$14.9K
VISN
1099
Vistance Networks Inc
VISN
$2.7B
$15K ﹤0.01%
986
-2,656
-73% -$39.8K
FCOM icon
1100
Fidelity MSCI Communication Services Index ETF
FCOM
$1.78B
$15K ﹤0.01%
318
-430
-57% -$20.8K
42 43
44
45 46

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Carroll Financial Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Carroll Financial Associates held 1,828 positions worth $1.63B, up 8.2% from $1.5B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q1 2021 filing shows 214 new, 473 increased, 322 reduced and 87 closed positions. Its largest new stake was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M. The largest sale was ARK Genomic Revolution ETF, an estimated $8.31M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q1 2021 buy was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M.
  • Carroll Financial Associates added most to JPMorgan Ultra-Short Income ETF in Q1 2021, an estimated $6.9M increase.
  • Carroll Financial Associates's biggest Q1 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $8.31M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF January in Q1 2021, selling an estimated $363K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.63B portfolio in Q1 2021.
  • Carroll Financial Associates opened 214 new positions and closed 87 in Q1 2021.
  • Carroll Financial Associates's portfolio value rose 8.2% quarter-over-quarter to $1.63B.

Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.