We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+13.95%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.5B
AUM Growth
+$208M
Cap. Flow
+$35.5M
Cap. Flow %
2.36%
Top 10 Hldgs %
46.75%
Holding
1,758
New
90
Increased
349
Reduced
401
Closed
146

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.5M
2
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$7.7M
3
LSST
Natixis Loomis Sayles Short Duration Income ETF
LSST
+$6.42M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$5.32M
5
EJAN icon
Innovator Emerging Markets Power Buffer ETF January
EJAN
+$5.1M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$13M
2
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.63M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$6.55M
4
AGZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
+$5.47M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.6M

Sector Composition

Rank Sector Weight
1 Technology 7.07%
2 Financials 5.1%
3 Healthcare 2.68%
4 Consumer Discretionary 2.27%
5 Consumer Staples 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FWONK icon
1076
Liberty Media Series C
FWONK
$25.5B
$11K ﹤0.01%
271
– –
HPQ icon
1077
HP
HPQ
$26.4B
$11K ﹤0.01%
457
+2
+0.4% +$42
IBN icon
1078
ICICI Bank
IBN
$107B
$11K ﹤0.01%
800
– –
IDLV icon
1079
Invesco S&P International Developed Low Volatility ETF
IDLV
$344M
$11K ﹤0.01%
397
+2
+0.5% +$58
IMMR icon
1080
Immersion
IMMR
$250M
$11K ﹤0.01%
1,000
– –
LOB icon
1081
Live Oak Bancshares
LOB
$1.98B
$11K ﹤0.01%
245
-20,200
-99% -$810K
LYV icon
1082
Live Nation Entertainment
LYV
$42.6B
$11K ﹤0.01%
153
+24
+19% +$1.51K
MPT
1083
Medical Properties Trust
MPT
$2.41B
$11K ﹤0.01%
533
– –
POR icon
1084
Portland General Electric
POR
$5.75B
$11K ﹤0.01%
+274
New +$11.2K
P
1085
Everpure Inc
P
$37.7B
$11K ﹤0.01%
500
– –
RYAAY icon
1086
Ryanair
RYAAY
$31.5B
$11K ﹤0.01%
265
+50
+23% +$1.96K
SPB icon
1087
Spectrum Brands
SPB
$2B
$11K ﹤0.01%
144
– –
STAA icon
1088
STAAR Surgical
STAA
$1.23B
$11K ﹤0.01%
140
+22
+19% +$1.61K
SYF icon
1089
Synchrony
SYF
$25.6B
$11K ﹤0.01%
333
– –
WCC
1090
WESCO International
WCC
$18.3B
$11K ﹤0.01%
150
– –
LGF.A
1091
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
$11K ﹤0.01%
1,011
– –
LSXMA
1092
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$11K ﹤0.01%
369
– –
BSJM
1093
DELISTED
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
$11K ﹤0.01%
490
– –
FLOW
1094
DELISTED
SPX FLOW, Inc.
FLOW
$11K ﹤0.01%
200
– –
ABCB icon
1095
Ameris Bancorp
ABCB
$5.92B
$10K ﹤0.01%
271
– –
ACGL icon
1096
Arch Capital
ACGL
$33.3B
$10K ﹤0.01%
283
– –
BKD icon
1097
Brookdale Senior Living
BKD
$2.97B
$10K ﹤0.01%
2,302
-865
-27% -$3.19K
CHH icon
1098
Choice Hotels
CHH
$4.64B
$10K ﹤0.01%
100
– –
CLB icon
1099
Core Laboratories
CLB
$565M
$10K ﹤0.01%
404
– –
CMC icon
1100
Commercial Metals
CMC
$8.02B
$10K ﹤0.01%
490
– –
42 43
44
45 46

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q4 2020 Portfolio in Review

As of Q4 2020, Carroll Financial Associates held 1,758 positions worth $1.5B, up 16% from $1.3B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q4 2020 filing shows 90 new, 349 increased, 401 reduced and 146 closed positions. Its largest new stake was LHA Market State Tactical Beta ETF: 294,973 shares worth $7.98M. The largest sale was Global X Adaptive US Factor ETF, an estimated $13M.

By sector, the portfolio is most concentrated in Technology at 7.1% of assets, down from 7.4% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2020 buy was LHA Market State Tactical Beta ETF: 294,973 shares worth $7.98M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q4 2020, an estimated $33.5M increase.
  • Carroll Financial Associates's biggest Q4 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $13M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF July in Q4 2020, selling an estimated $6.55M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $1.5B portfolio in Q4 2020.
  • Carroll Financial Associates opened 90 new positions and closed 146 in Q4 2020.
  • Carroll Financial Associates's portfolio value rose 16% quarter-over-quarter to $1.5B.

Based on Carroll Financial Associates's 13F filing for Q4 2020, filed 8 Jan 2021.