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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+19.87%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.2B
AUM Growth
+$180M
Cap. Flow
-$4.09M
Cap. Flow %
-0.34%
Top 10 Hldgs %
48.08%
Holding
1,797
New
140
Increased
384
Reduced
372
Closed
94

Top Buys

Rank Stock Value
1
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.85M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$5.83M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$5.06M
4
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.83M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.09M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$7.55M
2
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.53M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$5.27M
4
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$4.6M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$4.24M

Sector Composition

Rank Sector Weight
1 Technology 7.73%
2 Financials 5.31%
3 Healthcare 3.06%
4 Consumer Discretionary 2.27%
5 Consumer Staples 2.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ERII icon
1076
Energy Recovery
ERII
$398M
$8K ﹤0.01%
1,158
– –
EXG icon
1077
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.07B
$8K ﹤0.01%
1,150
– –
FBIN icon
1078
Fortune Brands Innovations
FBIN
$5.98B
$8K ﹤0.01%
147
– –
FWONK icon
1079
Liberty Media Series C
FWONK
$25.7B
$8K ﹤0.01%
271
+35
+15% +$1.04K
HCA icon
1080
HCA Healthcare
HCA
$89.1B
$8K ﹤0.01%
90
-24
-21% -$2.5K
INSP icon
1081
Inspire Medical Systems
INSP
$1.75B
$8K ﹤0.01%
100
– –
IR icon
1082
Ingersoll Rand
IR
$32.8B
$8K ﹤0.01%
320
– –
IYY icon
1083
iShares Dow Jones US ETF
IYY
$3.07B
$8K ﹤0.01%
108
– –
LPSN icon
1084
LivePerson
LPSN
$32M
$8K ﹤0.01%
+14
New +$6.52K
MCR
1085
DELISTED
MFS Charter Income Trust
MCR
$8K ﹤0.01%
1,085
– –
MCY icon
1086
Mercury Insurance
MCY
$5.93B
$8K ﹤0.01%
+210
New +$8.43K
MTD icon
1087
Mettler-Toledo International
MTD
$28.8B
$8K ﹤0.01%
10
-1
-9% -$744
MTN icon
1088
Vail Resorts
MTN
$5.3B
$8K ﹤0.01%
44
+3
+7% +$525
NGG icon
1089
National Grid
NGG
$80.7B
$8K ﹤0.01%
157
– –
NOVT icon
1090
Novanta
NOVT
$6.26B
$8K ﹤0.01%
+81
New +$7.53K
PUK icon
1091
Prudential
PUK
$34.1B
$8K ﹤0.01%
297
-175
-37% -$4.63K
RDIV icon
1092
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.39B
$8K ﹤0.01%
+306
New +$8.08K
SE icon
1093
Sea Limited
SE
$80.1B
$8K ﹤0.01%
81
– –
SMFG icon
1094
Sumitomo Mitsui Financial
SMFG
$160B
$8K ﹤0.01%
1,588
– –
SPXC icon
1095
SPX Corp
SPXC
$11B
$8K ﹤0.01%
200
– –
SRLN icon
1096
State Street Blackstone Senior Loan ETF
SRLN
$5.35B
$8K ﹤0.01%
205
+3
+1% +$127
WDC icon
1097
Western Digital
WDC
$152B
$8K ﹤0.01%
249
-1
-0.4% -$32
ZS icon
1098
Zscaler
ZS
$28.7B
$8K ﹤0.01%
75
– –
GAP
1099
The Gap Inc
GAP
$7.57B
$8K ﹤0.01%
635
– –
LGF.B
1100
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
$8K ﹤0.01%
1,196
– –
42 43
44
45 46

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Carroll Financial Associates's Q2 2020 Portfolio in Review

As of Q2 2020, Carroll Financial Associates held 1,797 positions worth $1.2B, up 18% from $1.02B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q2 2020 filing shows 140 new, 384 increased, 372 reduced and 94 closed positions. Its largest new stake was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M. The largest sale was Invesco FTSE RAFI US 1000 ETF, an estimated $7.55M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q2 2020 buy was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q2 2020, an estimated $5.83M increase.
  • Carroll Financial Associates's biggest Q2 2020 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $7.55M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF April in Q2 2020, selling an estimated $6.53M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.2B portfolio in Q2 2020.
  • Carroll Financial Associates opened 140 new positions and closed 94 in Q2 2020.
  • Carroll Financial Associates's portfolio value rose 18% quarter-over-quarter to $1.2B.

Based on Carroll Financial Associates's 13F filing for Q2 2020, filed 9 Jul 2020.