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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$34.9M
Cap. Flow %
3.42%
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.1M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$10.9M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.05M
4
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$7.06M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.87M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$35.1M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$10.6M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.22M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.88M
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSCI icon
1076
MSCI
MSCI
$41.8B
$6K ﹤0.01%
23
– –
MTN icon
1077
Vail Resorts
MTN
$5.18B
$6K ﹤0.01%
41
+1
+3% +$215
MYD
1078
DELISTED
BlackRock MuniYield Fund
MYD
$6K ﹤0.01%
512
– –
NCLH icon
1079
Norwegian Cruise Line
NCLH
$8.98B
$6K ﹤0.01%
+580
New +$23.3K
NNN icon
1080
NNN REIT
NNN
$8.87B
$6K ﹤0.01%
202
– –
PEY icon
1081
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.18B
$6K ﹤0.01%
530
-80
-13% -$1.37K
REG icon
1082
Regency Centers
REG
$14.1B
$6K ﹤0.01%
177
– –
RMD icon
1083
ResMed
RMD
$32.9B
$6K ﹤0.01%
45
– –
RYAAY icon
1084
Ryanair
RYAAY
$30.7B
$6K ﹤0.01%
328
+60
+22% +$1.89K
SA
1085
Seabridge Gold
SA
$3.46B
$6K ﹤0.01%
713
– –
SCZ icon
1086
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
$6K ﹤0.01%
148
– –
SEE
1087
DELISTED
Sealed Air
SEE
$6K ﹤0.01%
275
– –
SJNK icon
1088
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.81B
$6K ﹤0.01%
262
– –
SPG icon
1089
Simon Property Group
SPG
$71.7B
$6K ﹤0.01%
115
-6
-5% -$717
SPXC icon
1090
SPX Corp
SPXC
$10.6B
$6K ﹤0.01%
200
– –
TAC icon
1091
TransAlta
TAC
$3.99B
$6K ﹤0.01%
1,198
– –
TSCO icon
1092
Tractor Supply
TSCO
$18.8B
$6K ﹤0.01%
365
– –
TSI
1093
TCW Strategic Income Fund
TSI
$213M
$6K ﹤0.01%
1,250
– –
TTE icon
1094
TotalEnergies
TTE
$193B
$6K ﹤0.01%
174
+80
+85% +$3.6K
VGIT icon
1095
Vanguard Intermediate-Term Treasury ETF
VGIT
$42.5B
$6K ﹤0.01%
+91
New +$6.17K
WIX icon
1096
WIX.com
WIX
$3.35B
$6K ﹤0.01%
66
– –
WSO icon
1097
Watsco Inc
WSO
$12.9B
$6K ﹤0.01%
43
-18
-30% -$3.04K
JBTM
1098
JBT Marel
JBTM
$6.1B
$6K ﹤0.01%
92
– –
QVCGA
1099
DELISTED
QVC Group Inc Series A
QVCGA
$6K ﹤0.01%
22
– –
LGF.B
1100
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
$6K ﹤0.01%
1,196
– –
42 43
44
45 46

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TU
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NFG
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6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
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CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
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Carroll Financial Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.

  • Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
  • Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
  • Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
  • Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
  • Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.

Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.