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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.77%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.26B
AUM Growth
+$114M
Cap. Flow
+$39.5M
Cap. Flow %
3.14%
Top 10 Hldgs %
49.48%
Holding
1,801
New
113
Increased
378
Reduced
335
Closed
105

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$21.1M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$17.9M
3
EZM icon
WisdomTree US MidCap Fund
EZM
+$5.8M
4
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$5.05M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.4M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$11.3M
2
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$6.74M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$3.09M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.9M
5
RWJ icon
Invesco S&P SmallCap 600 Revenue ETF
RWJ
+$2.2M

Sector Composition

Rank Sector Weight
1 Financials 6.77%
2 Technology 6.26%
3 Healthcare 2.89%
4 Consumer Staples 2.13%
5 Energy 2.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JBTM
1076
JBT Marel
JBTM
$6.29B
$10K ﹤0.01%
92
– –
LGF.A
1077
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
$10K ﹤0.01%
1,011
– –
FFTI
1078
DELISTED
FormulaFolios Tactical Income ETF
FFTI
$10K ﹤0.01%
441
– –
CAJ
1079
DELISTED
Canon, Inc.
CAJ
$10K ﹤0.01%
+400
New +$11K
CVET
1080
DELISTED
Covetrus, Inc. Common Stock
CVET
$10K ﹤0.01%
800
– –
PS
1081
DELISTED
Pluralsight, Inc. Class A Common Stock
PS
$10K ﹤0.01%
603
+25
+4% +$425
GLIBA
1082
DELISTED
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
$10K ﹤0.01%
148
– –
BSJK
1083
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
$10K ﹤0.01%
445
– –
PSXP
1084
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
$10K ﹤0.01%
178
– –
ADI icon
1085
Analog Devices
ADI
$188B
$9K ﹤0.01%
79
– –
CVSA
1086
Covista Inc
CVSA
$4.64B
$9K ﹤0.01%
275
– –
CSQ icon
1087
Calamos Strategic Total Return Fund
CSQ
$3.36B
$9K ﹤0.01%
733
– –
DPZ icon
1088
Domino's
DPZ
$11.4B
$9K ﹤0.01%
34
– –
EDIT icon
1089
Editas Medicine
EDIT
$438M
$9K ﹤0.01%
325
– –
EQNR icon
1090
Equinor
EQNR
$97B
$9K ﹤0.01%
472
– –
FXN icon
1091
First Trust Energy AlphaDEX Fund
FXN
$382M
$9K ﹤0.01%
900
– –
HCSG icon
1092
Healthcare Services Group
HCSG
$1.52B
$9K ﹤0.01%
408
-6
-1% -$149
IAG icon
1093
IAMGOLD
IAG
$10.4B
$9K ﹤0.01%
+2,500
New +$8.84K
IFF icon
1094
International Flavors & Fragrances
IFF
$21.7B
$9K ﹤0.01%
76
– –
IGOV icon
1095
iShares International Treasury Bond ETF
IGOV
$1.53B
$9K ﹤0.01%
181
+17
+10% +$853
KB icon
1096
KB Financial Group
KB
$42.4B
$9K ﹤0.01%
227
– –
LAUR icon
1097
Laureate Education
LAUR
$5.18B
$9K ﹤0.01%
+541
New +$8.91K
LBTYK icon
1098
Liberty Global Class C
LBTYK
$3.42B
$9K ﹤0.01%
448
– –
MCR
1099
DELISTED
MFS Charter Income Trust
MCR
$9K ﹤0.01%
1,085
– –
MTN icon
1100
Vail Resorts
MTN
$5.24B
$9K ﹤0.01%
40
-9
-18% -$2.13K
42 43
44
45 46

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Carroll Financial Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Carroll Financial Associates held 1,801 positions worth $1.26B, up 9.9% from $1.14B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates deployed $39.5M of net new capital in Q4 2019, opening 113 new positions and adding to 378 existing holdings. Its largest new stake was State Street SPDR S&P 400 Mid Cap Value ETF: 46,097 shares worth $2.52M.

By sector, the portfolio is most concentrated in Financials at 6.8% of assets, down from 6.9% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares 3-7 Year Treasury Bond ETF, an estimated $11.3M trimmed.

  • Carroll Financial Associates's largest Q4 2019 buy was State Street SPDR S&P 400 Mid Cap Value ETF: 46,097 shares worth $2.52M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q4 2019, an estimated $21.1M increase.
  • Carroll Financial Associates's biggest Q4 2019 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $11.3M.
  • Carroll Financial Associates fully exited State Street DoubleLine Total Return Tactical ETF in Q4 2019, selling an estimated $1.17M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.26B portfolio in Q4 2019.
  • Carroll Financial Associates opened 113 new positions and closed 105 in Q4 2019.
  • Carroll Financial Associates's portfolio value rose 9.9% quarter-over-quarter to $1.26B.

Based on Carroll Financial Associates's 13F filing for Q4 2019, filed 8 Jan 2020.