We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.24%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.15B
AUM Growth
+$81.1M
Cap. Flow
+$48.1M
Cap. Flow %
4.19%
Top 10 Hldgs %
48.81%
Holding
1,814
New
287
Increased
511
Reduced
261
Closed
62

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.5M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$16.4M
3
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$11M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$7.76M
5
OMFL icon
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
+$7.05M

Top Sells

Rank Stock Value
1
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.5M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$22.2M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$13.2M
4
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$4.72M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.59M

Sector Composition

Rank Sector Weight
1 Financials 6.75%
2 Technology 5.61%
3 Healthcare 3.09%
4 Energy 2.58%
5 Consumer Staples 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCR
1076
DELISTED
MFS Charter Income Trust
MCR
$8K ﹤0.01%
1,085
– –
MDIV icon
1077
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$428M
$8K ﹤0.01%
460
– –
NOV icon
1078
NOV
NOV
$7B
$8K ﹤0.01%
366
– –
SCZ icon
1079
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.7B
$8K ﹤0.01%
148
-85
-36% -$4.91K
STWD icon
1080
Starwood Property Trust
STWD
$6.09B
$8K ﹤0.01%
383
– –
THC icon
1081
Tenet Healthcare
THC
$21.1B
$8K ﹤0.01%
401
+300
+297% +$6.92K
VLUE icon
1082
iShares MSCI USA Value Factor ETF
VLUE
$9.44B
$8K ﹤0.01%
107
– –
YPF icon
1083
YPF Sociedad Anonima American Depositary Shares (Each representing ten (10) Class D shares of Capital Stock)
YPF
$19.3B
$8K ﹤0.01%
443
– –
MGU
1084
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$8K ﹤0.01%
366
– –
FLOW
1085
DELISTED
SPX FLOW, Inc.
FLOW
$8K ﹤0.01%
208
– –
PS
1086
DELISTED
Pluralsight, Inc. Class A Common Stock
PS
$8K ﹤0.01%
275
– –
TSG
1087
DELISTED
The Stars Group Inc.
TSG
$8K ﹤0.01%
+495
New +$8.79K
VIAB
1088
DELISTED
Viacom Inc. Class B
VIAB
$8K ﹤0.01%
272
– –
MYF
1089
DELISTED
Blackrock Muni Yield Investment Fund, Inc.
MYF
$8K ﹤0.01%
600
– –
PSXP
1090
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
$8K ﹤0.01%
178
– –
AMN icon
1091
AMN Healthcare
AMN
$1.4B
$7K ﹤0.01%
132
– –
AMX icon
1092
America Movil
AMX
$71.2B
$7K ﹤0.01%
501
– –
ASH icon
1093
Ashland
ASH
$3.5B
$7K ﹤0.01%
97
– –
AZTA icon
1094
Azenta
AZTA
$1.48B
$7K ﹤0.01%
+192
New +$6.88K
BBN icon
1095
BlackRock Taxable Municipal Bond Trust
BBN
$986M
$7K ﹤0.01%
300
– –
BGY icon
1096
BlackRock Enhanced International Dividend Trust
BGY
$529M
$7K ﹤0.01%
1,399
– –
BKT icon
1097
BlackRock Income Trust
BKT
$341M
$7K ﹤0.01%
426
– –
BRO icon
1098
Brown & Brown
BRO
$23.9B
$7K ﹤0.01%
229
– –
CHD icon
1099
Church & Dwight Co
CHD
$24.5B
$7K ﹤0.01%
108
– –
DFJ icon
1100
WisdomTree Japan SmallCap Dividend Fund
DFJ
$400M
$7K ﹤0.01%
113
– –
42 43
44
45 46

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q2 2019 Portfolio in Review

As of Q2 2019, Carroll Financial Associates held 1,814 positions worth $1.15B, up 7.6% from $1.07B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates deployed $48.1M of net new capital in Q2 2019, opening 287 new positions and adding to 511 existing holdings. Its largest new stake was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.

By sector, the portfolio is most concentrated in Financials at 6.8% of assets, up from 6.2% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, an estimated $22.5M trimmed.

  • Carroll Financial Associates's largest Q2 2019 buy was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.
  • Carroll Financial Associates added most to iShares 3-7 Year Treasury Bond ETF in Q2 2019, an estimated $20.5M increase.
  • Carroll Financial Associates's biggest Q2 2019 reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, cutting an estimated $22.5M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q2 2019, selling an estimated $4.07M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.15B portfolio in Q2 2019.
  • Carroll Financial Associates opened 287 new positions and closed 62 in Q2 2019.
  • Carroll Financial Associates's portfolio value rose 7.6% quarter-over-quarter to $1.15B.

Based on Carroll Financial Associates's 13F filing for Q2 2019, filed 8 Jul 2019.